

1,402,507 filings since 2004 · latest accepted Nov 4, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Sep 6, 2023 accepted 7:56 PM ET | CPIXCUMBERLAND PHARMACEUTICALS INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Sep 5, 2023 accepted 5:47 PM ET | SODISOLITRON DEVICES INC |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
8-K/A 4.01Auditor change |
| DocumentSEC ↗ |
Sep 5, 2023 accepted 5:20 PM ET | SANMSANMINA CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Sep 5, 2023 accepted 1:51 PM ET | SODISOLITRON DEVICES INC | 4.01Auditor change | DocumentSEC ↗ |
Sep 1, 2023 accepted 4:19 PM ET | DHCDIVERSIFIED HEALTHCARE TRUST | 1.01Material agreement1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Sep 1, 2023 accepted 4:12 PM ET | NCPLNetcapital Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 1, 2023 accepted 1:02 PM ET | BALLBALL Corp | 5.01Change in control | DocumentSEC ↗ |
Aug 31, 2023 accepted 8:45 PM ET | ASNSACTELIS NETWORKS INC | 3.01Delisting notice | DocumentSEC ↗ |
Aug 31, 2023 accepted 9:01 AM ET | UGUNITED GUARDIAN INC | 4.01Auditor change | DocumentSEC ↗ |
Aug 31, 2023 accepted 8:30 AM ET | ABVCABVC BIOPHARMA, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 30, 2023 accepted 4:10 PM ET | PEGAPEGASYSTEMS INC | 2.05Restructuring costs7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 30, 2023 accepted 3:31 PM ET | MLABMESA LABORATORIES INC /CO/ | 4.01Auditor change | DocumentSEC ↗ |
Aug 30, 2023 accepted 12:05 PM ET | FSTRFOSTER L B CO | 2.05Restructuring costs | DocumentSEC ↗ |
Aug 29, 2023 accepted 11:40 PM ET | GRVEGROOVE BOTANICALS INC. | 4.01Auditor change | DocumentSEC ↗ |
Aug 28, 2023 accepted 4:11 PM ET | SIFSIFCO INDUSTRIES INC | 3.01Delisting notice | DocumentSEC ↗ |
Aug 25, 2023 accepted 8:01 PM ET | LEENLeopard Energy, Inc. | 5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Aug 25, 2023 accepted 4:56 PM ET | MINDMIND TECHNOLOGY, INC | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 24, 2023 accepted 9:14 PM ET | AUMNGolden Minerals Co | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 24, 2023 accepted 8:06 PM ET | MYOMYOMO, INC. | 1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Aug 24, 2023 accepted 5:05 PM ET | FCELFUELCELL ENERGY INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 24, 2023 accepted 4:46 PM ET | STLYHG Holdings, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Aug 23, 2023 accepted 9:15 PM ET | SMIDSMITH MIDLAND CORP | 3.01Delisting notice4.01Auditor change | DocumentSEC ↗ |
Aug 23, 2023 accepted 12:00 PM ET | AGENAGENUS INC | 2.05Restructuring costs | DocumentSEC ↗ |
Aug 22, 2023 accepted 8:55 PM ET | GTBPGT Biopharma, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 22, 2023 accepted 8:15 PM ET | UONEURBAN ONE, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 22, 2023 accepted 8:05 PM ET | NTRPNextTrip, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 22, 2023 accepted 4:11 PM ET | LFCRLIFECORE BIOMEDICAL, INC. \DE\ | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 22, 2023 accepted 9:00 AM ET | HDSNHUDSON TECHNOLOGIES INC /NY | 1.02Agreement terminated7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 22, 2023 accepted 7:05 AM ET | DKSDICK'S SPORTING GOODS, INC. | 2.02Earnings release2.05Restructuring costs8.01Other events | DocumentSEC ↗ |
Aug 21, 2023 accepted 8:01 PM ET | QMCOQUANTUM CORP /DE/ | 4.01Auditor change | DocumentSEC ↗ |
Aug 21, 2023 accepted 4:30 PM ET | CLRBCellectar Biosciences, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 21, 2023 accepted 4:26 PM ET | ACICAMERICAN COASTAL INSURANCE Corp | 4.02Non-reliance (restatement)7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 18, 2023 accepted 5:23 PM ET | CUENCuentas Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 18, 2023 accepted 4:35 PM ET | CEPLCapstone Energy Plus, Inc. | 1.01Material agreement2.03New debt obligation3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 18, 2023 accepted 4:15 PM ET | OGENORAGENICS INC | 4.01Auditor change | DocumentSEC ↗ |
Aug 18, 2023 accepted 4:12 PM ET | NSSCNAPCO SECURITY TECHNOLOGIES, INC | 2.02Earnings release4.02Non-reliance (restatement)5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 18, 2023 accepted 1:28 PM ET | MITKMITEK SYSTEMS INC | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Aug 17, 2023 accepted 4:15 PM ET | CRVOCervoMed Inc. | 2.01Acquisition / disposition3.03Holder rights modified4.01Auditor change5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.07Shareholder vote7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Aug 17, 2023 accepted 2:13 PM ET | AAOIAPPLIED OPTOELECTRONICS, INC. | 1.02Agreement terminated | DocumentSEC ↗ |
Aug 17, 2023 accepted 9:54 PM ET | MITKMITEK SYSTEMS INC | 8-K/A 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Aug 16, 2023 accepted 4:33 PM ET | AINALBANY INTERNATIONAL CORP /DE/ | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Aug 16, 2023 accepted 4:30 PM ET | LFUSLITTELFUSE INC /DE | 4.01Auditor change | DocumentSEC ↗ |
Aug 16, 2023 accepted 9:46 PM ET | MITKMITEK SYSTEMS INC | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Aug 16, 2023 accepted 5:55 PM ET | SUNESUNation Energy, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Aug 15, 2023 accepted 8:01 PM ET | MAGNMagnera Corp | 8-K/A 2.05Restructuring costs7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 15, 2023 accepted 4:00 PM ET | MRCYMERCURY SYSTEMS INC | 2.02Earnings release2.05Restructuring costs5.02Officer / director change7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 14, 2023 accepted 5:07 PM ET | DRORDror Ortho-Design, Inc. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale3.03Holder rights modified4.01Auditor change5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.06Shell status change | DocumentSEC ↗ |
Aug 14, 2023 accepted 2:02 PM ET | FRHCFreedom Holding Corp. | 3.01Delisting notice5.02Officer / director change | DocumentSEC ↗ |
Aug 11, 2023 accepted 4:24 PM ET | DBDDIEBOLD NIXDORF, Inc | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 11, 2023 accepted 4:05 PM ET | NNUPNOCOPI TECHNOLOGIES INC/MD/ | 1.02Agreement terminated5.02Officer / director change8.01Other events | DocumentSEC ↗ |