

1,403,529 filings since 2004 · latest accepted Nov 6, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Sep 7, 2011 accepted 1:20 PM ET | PGRPROGRESSIVE CORP/OH/ | 3.03Holder rights modified | DocumentSEC ↗ |
Sep 6, 2011 accepted 2:57 PM ET | FBNCFIRST BANCORP /NC/ | 1.01Material agreementUnregistered equity sale |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
| DocumentSEC ↗ |
Sep 6, 2011 accepted 8:54 PM ET | XPOXPO, Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Sep 2, 2011 accepted 5:37 PM ET | TGTREDEGAR CORP | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Sep 2, 2011 accepted 4:02 PM ET | NSTMNovelStem International Corp. | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Sep 2, 2011 accepted 9:26 AM ET | AXAxos Financial, Inc. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Sep 1, 2011 accepted 4:15 PM ET | BACBANK OF AMERICA CORP /DE/ | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Aug 30, 2011 accepted 4:15 PM ET | BANCBANC OF CALIFORNIA, INC. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Aug 29, 2011 accepted 11:48 AM ET | NXQuanex Building Products CORP | 3.03Holder rights modified5.03Bylaws / fiscal year5.05Code of ethics | DocumentSEC ↗ |
Aug 26, 2011 accepted 12:23 PM ET | HBNCHORIZON BANCORP INC /IN/ | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Aug 25, 2011 accepted 9:18 PM ET | VXRTVaxart, Inc. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Aug 25, 2011 accepted 8:24 PM ET | BUSEFIRST BUSEY CORP /NV/ | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Aug 25, 2011 accepted 4:53 PM ET | BACBANK OF AMERICA CORP /DE/ | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Aug 23, 2011 accepted 8:48 PM ET | EEFTEURONET WORLDWIDE, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.03Holder rights modified7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 23, 2011 accepted 7:45 PM ET | CVSCVS HEALTH Corp | 3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Aug 22, 2011 accepted 7:43 PM ET | CWBCCommunity West Bancshares | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Aug 18, 2011 accepted 7:38 PM ET | GSBCGREAT SOUTHERN BANCORP, INC. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Aug 12, 2011 accepted 9:23 PM ET | RHPRyman Hospitality Properties, Inc. | 1.01Material agreement3.03Holder rights modified7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 12, 2011 accepted 5:24 PM ET | ASRVAMERISERV FINANCIAL INC /PA/ | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Aug 12, 2011 accepted 5:00 PM ET | VCELVericel Corp | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Aug 10, 2011 accepted 4:33 PM ET | ASTCASTROTECH Corp | 3.03Holder rights modified | DocumentSEC ↗ |
Aug 5, 2011 accepted 4:29 PM ET | SPBSpectrum Brands Holdings, Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.07Shareholder vote | DocumentSEC ↗ |
Aug 4, 2011 accepted 4:42 PM ET | ESOAEnergy Services of America CORP | 3.03Holder rights modified | DocumentSEC ↗ |
Aug 2, 2011 accepted 6:46 PM ET | BUKSBUTLER NATIONAL CORP | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Aug 1, 2011 accepted 9:29 PM ET | CMCCOMMERCIAL METALS Co | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Aug 1, 2011 accepted 12:01 PM ET | KODKEASTMAN KODAK CO | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jul 29, 2011 accepted 4:05 PM ET | WTFCWINTRUST FINANCIAL CORP | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jul 27, 2011 accepted 8:06 PM ET | PNCPNC FINANCIAL SERVICES GROUP, INC. | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jul 26, 2011 accepted 11:22 AM ET | SMBCSOUTHERN MISSOURI BANCORP, INC. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jul 26, 2011 accepted 5:34 PM ET | IMNNImunon, Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified7.01Reg FD disclosure | DocumentSEC ↗ |
Jul 20, 2011 accepted 9:30 PM ET | PSAPublic Storage | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jul 20, 2011 accepted 5:51 PM ET | WMGWarner Music Group Corp. | 2.01Acquisition / disposition3.01Delisting notice3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jul 20, 2011 accepted 5:15 PM ET | CLXCLOROX CO /DE/ | 8-K/A 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jul 19, 2011 accepted 6:01 AM ET | CLXCLOROX CO /DE/ | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jul 15, 2011 accepted 11:34 AM ET | EGBNEAGLE BANCORP INC | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jul 12, 2011 accepted 4:15 PM ET | BGMSBio Green Med Solution, Inc. | 3.03Holder rights modified | DocumentSEC ↗ |
Jul 8, 2011 accepted 9:03 PM ET | TCBKTRICO BANCSHARES / | 1.01Material agreement3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Jul 8, 2011 accepted 12:41 PM ET | MVNCMarvion Inc. | 3.03Holder rights modified | DocumentSEC ↗ |
Jul 6, 2011 accepted 10:32 AM ET | CARVCARVER BANCORP INC | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jul 6, 2011 accepted 6:06 PM ET | MBOTMicrobot Medical Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
Jun 29, 2011 accepted 9:13 PM ET | EPMEVOLUTION PETROLEUM CORP | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Jun 23, 2011 accepted 5:27 PM ET | NLYANNALY CAPITAL MANAGEMENT INC | 3.03Holder rights modified5.07Shareholder vote | DocumentSEC ↗ |
Jun 20, 2011 accepted 1:42 PM ET | MVNCMarvion Inc. | 3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jun 20, 2011 accepted 6:08 AM ET | VRTSVIRTUS INVESTMENT PARTNERS, INC. | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Jun 15, 2011 accepted 11:02 AM ET | PREJFPARTNERRE LTD | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jun 10, 2011 accepted 5:08 PM ET | CWTCALIFORNIA WATER SERVICE GROUP | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jun 8, 2011 accepted 9:21 PM ET | PLDPrologis, Inc. | 2.01Acquisition / disposition3.02Unregistered equity sale3.03Holder rights modified4.01Auditor change5.02Officer / director change5.03Bylaws / fiscal year5.05Code of ethics8.01Other events | DocumentSEC ↗ |
Jun 8, 2011 accepted 12:42 PM ET | CAPSCapstone Holding Corp. | 1.01Material agreement3.03Holder rights modified7.01Reg FD disclosure | DocumentSEC ↗ |
Jun 1, 2011 accepted 4:26 PM ET | TSLATesla, Inc. | 3.02Unregistered equity sale3.03Holder rights modified | DocumentSEC ↗ |
Jun 1, 2011 accepted 8:25 AM ET | SBCFSEACOAST BANKING CORP OF FLORIDA | 3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |