

1,402,507 filings since 2004 · latest accepted Nov 4, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Aug 11, 2023 accepted 12:46 PM ET | CYANCYANOTECH CORP | 3.01Delisting notice | DocumentSEC ↗ |
Aug 10, 2023 accepted 8:39 PM ET | MDUMDU RESOURCES GROUP INC | 1.02Agreement terminated | Document |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
Aug 10, 2023 accepted 4:33 PM ET | HEIHEICO CORP | 1.02Agreement terminated2.01Acquisition / disposition3.02Unregistered equity sale | DocumentSEC ↗ |
Aug 10, 2023 accepted 4:30 PM ET | FTFTFuture FinTech Group Inc. | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Aug 10, 2023 accepted 4:10 PM ET | ERNAErnexa Therapeutics Inc. | 3.01Delisting notice5.02Officer / director change | DocumentSEC ↗ |
Aug 10, 2023 accepted 4:07 PM ET | ADTNADTRAN Holdings, Inc. | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Aug 10, 2023 accepted 8:05 AM ET | DAREDare Bioscience, Inc. | 2.02Earnings release4.01Auditor change | DocumentSEC ↗ |
Aug 9, 2023 accepted 5:00 PM ET | ABVCABVC BIOPHARMA, INC. | 8-K/A 3.01Delisting notice | DocumentSEC ↗ |
Aug 9, 2023 accepted 4:17 PM ET | ZIVOZivo Bioscience, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 9, 2023 accepted 4:01 PM ET | OSPNOneSpan Inc. | 2.05Restructuring costs | DocumentSEC ↗ |
Aug 9, 2023 accepted 8:30 AM ET | WMWASTE MANAGEMENT INC | 1.02Agreement terminated | DocumentSEC ↗ |
Aug 8, 2023 accepted 9:06 PM ET | IVFINVO Fertility, Inc. | 1.01Material agreement2.04Debt acceleration3.02Unregistered equity sale7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 8, 2023 accepted 4:30 PM ET | FTFTFuture FinTech Group Inc. | 4.01Auditor change | DocumentSEC ↗ |
Aug 8, 2023 accepted 4:21 PM ET | TZOOTRAVELZOO | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Aug 8, 2023 accepted 7:20 AM ET | NVAXNOVAVAX INC | 1.01Material agreement1.02Agreement terminated3.02Unregistered equity sale | DocumentSEC ↗ |
Aug 8, 2023 accepted 7:15 AM ET | EBSEmergent BioSolutions Inc. | 2.05Restructuring costs5.02Officer / director change7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 7, 2023 accepted 8:15 PM ET | RHEPREGIONAL HEALTH PROPERTIES, INC | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Aug 7, 2023 accepted 8:09 PM ET | NCMINational CineMedia, Inc. | 1.01Material agreement1.03Bankruptcy2.01Acquisition / disposition2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Aug 7, 2023 accepted 4:50 PM ET | ASTHAstrana Health, Inc. | 4.02Non-reliance (restatement)7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 7, 2023 accepted 4:42 PM ET | INVAInnoviva, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 7, 2023 accepted 4:34 PM ET | ASTCASTROTECH Corp | 4.01Auditor change | DocumentSEC ↗ |
Aug 7, 2023 accepted 4:22 PM ET | GAIAGAIA, INC | 4.01Auditor change | DocumentSEC ↗ |
Aug 4, 2023 accepted 8:30 PM ET | IONSIONIS PHARMACEUTICALS INC | 1.02Agreement terminated | DocumentSEC ↗ |
Aug 4, 2023 accepted 8:05 PM ET | FWDIForward Industries, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 4, 2023 accepted 8:01 PM ET | PMCBPharmaCyte Biotech, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Aug 4, 2023 accepted 6:13 PM ET | PAXHPREAXIA HEALTH CARE PAYMENT SYSTEMS INC. | 4.01Auditor change | DocumentSEC ↗ |
Aug 4, 2023 accepted 4:32 PM ET | CETXCEMTREX INC | 3.01Delisting notice | DocumentSEC ↗ |
Aug 4, 2023 accepted 4:24 PM ET | QINDQuality Industrial Corp. | 1.01Material agreement1.02Agreement terminated5.03Bylaws / fiscal year | DocumentSEC ↗ |
Aug 4, 2023 accepted 4:05 PM ET | PRSOPeraso Inc. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 4, 2023 accepted 3:11 PM ET | DYNRDYNARESOURCE, INC. | 4.01Auditor change | DocumentSEC ↗ |
Aug 4, 2023 accepted 12:30 PM ET | NOGNORTHERN OIL & GAS, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Aug 4, 2023 accepted 9:00 AM ET | MOBQMobiquity Technologies, Inc. | 3.01Delisting notice3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Aug 3, 2023 accepted 9:25 PM ET | CLROCLEARONE INC | 3.01Delisting notice | DocumentSEC ↗ |
Aug 3, 2023 accepted 8:30 PM ET | GPUSHyperscale Data, Inc. | 1.01Material agreement1.03Bankruptcy3.02Unregistered equity sale3.03Holder rights modified | DocumentSEC ↗ |
Aug 3, 2023 accepted 8:10 PM ET | DPLSDarkPulse, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Aug 3, 2023 accepted 8:08 PM ET | MAGNMagnera Corp | 8-K/A 2.05Restructuring costs7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 3, 2023 accepted 9:15 AM ET | FLUXFlux Power Holdings, Inc. | 1.01Material agreement1.02Agreement terminated7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 2, 2023 accepted 4:46 PM ET | PCMCPUBLIC CO MANAGEMENT CORP | 4.01Auditor change | DocumentSEC ↗ |
Aug 2, 2023 accepted 8:45 PM ET | LEGHLegacy Housing Corp | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Aug 1, 2023 accepted 8:02 PM ET | FEIMFREQUENCY ELECTRONICS INC | 4.01Auditor change | DocumentSEC ↗ |
Aug 1, 2023 accepted 5:02 PM ET | MSTRStrategy Inc | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Aug 1, 2023 accepted 4:01 PM ET | PXLWPIXELWORKS, INC | 4.01Auditor change | DocumentSEC ↗ |
Aug 1, 2023 accepted 9:43 PM ET | INOINOVIO PHARMACEUTICALS, INC. | 2.05Restructuring costs | DocumentSEC ↗ |
Jul 31, 2023 accepted 4:30 PM ET | ASTIAscent Solar Technologies, Inc. | 1.01Material agreement3.01Delisting notice3.03Holder rights modified | DocumentSEC ↗ |
Jul 28, 2023 accepted 5:13 PM ET | INFUInfuSystem Holdings, Inc | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Jul 28, 2023 accepted 4:40 PM ET | CETXCEMTREX INC | 3.01Delisting notice | DocumentSEC ↗ |
Jul 28, 2023 accepted 4:30 PM ET | MINDMIND TECHNOLOGY, INC | 3.01Delisting notice | DocumentSEC ↗ |
Jul 28, 2023 accepted 12:08 PM ET | BENFRANKLIN TEMPLETON INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Jul 27, 2023 accepted 8:03 PM ET | QMCOQUANTUM CORP /DE/ | 4.01Auditor change | DocumentSEC ↗ |
Jul 27, 2023 accepted 8:01 PM ET | FWDIForward Industries, Inc. | 2.05Restructuring costs | DocumentSEC ↗ |