

1,402,507 filings since 2004 · latest accepted Nov 4, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Jun 5, 2023 accepted 4:21 PM ET | DBDDIEBOLD NIXDORF, Inc | 3.01Delisting notice | DocumentSEC ↗ |
Jun 5, 2023 accepted 12:40 PM ET | NCMINational CineMedia, Inc. | 1.01Material agreementAgreement terminated |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
| DocumentSEC ↗ |
Jun 5, 2023 accepted 8:30 AM ET | REFRRESEARCH FRONTIERS INC | 3.01Delisting notice5.02Officer / director change | DocumentSEC ↗ |
Jun 5, 2023 accepted 6:46 AM ET | KMTKENNAMETAL INC | 2.05Restructuring costs | DocumentSEC ↗ |
Jun 5, 2023 accepted 9:32 PM ET | BEEMBeam Global | 3.01Delisting notice5.02Officer / director change | DocumentSEC ↗ |
Jun 2, 2023 accepted 8:22 PM ET | HUMHUMANA INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Jun 2, 2023 accepted 8:05 PM ET | NKTRNEKTAR THERAPEUTICS | 3.01Delisting notice | DocumentSEC ↗ |
Jun 2, 2023 accepted 5:20 PM ET | FEMYFEMASYS INC | 3.01Delisting notice | DocumentSEC ↗ |
Jun 2, 2023 accepted 5:18 PM ET | CPIXCUMBERLAND PHARMACEUTICALS INC | 4.01Auditor change | DocumentSEC ↗ |
Jun 2, 2023 accepted 4:05 PM ET | BNGOBionano Genomics, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Jun 2, 2023 accepted 3:58 PM ET | MOBQMobiquity Technologies, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Jun 2, 2023 accepted 8:12 AM ET | UGIUGI CORP /PA/ | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Jun 1, 2023 accepted 9:15 PM ET | PROPPrairie Operating Co. | 4.01Auditor change | DocumentSEC ↗ |
Jun 1, 2023 accepted 4:30 PM ET | GTGOODYEAR TIRE & RUBBER CO /OH/ | 2.05Restructuring costs | DocumentSEC ↗ |
Jun 1, 2023 accepted 4:27 PM ET | MAINMain Street Capital CORP | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Jun 1, 2023 accepted 12:49 PM ET | MDUMDU RESOURCES GROUP INC | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition2.03New debt obligation5.02Officer / director change7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Jun 1, 2023 accepted 8:22 AM ET | DBDDIEBOLD NIXDORF, Inc | 1.01Material agreement1.03Bankruptcy2.04Debt acceleration8.01Other events | DocumentSEC ↗ |
May 31, 2023 accepted 8:52 PM ET | SMIDSMITH MIDLAND CORP | 4.01Auditor change | DocumentSEC ↗ |
May 31, 2023 accepted 12:10 PM ET | MAGNMagnera Corp | 2.05Restructuring costs7.01Reg FD disclosure | DocumentSEC ↗ |
May 30, 2023 accepted 8:51 PM ET | CWSTCASELLA WASTE SYSTEMS INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
May 30, 2023 accepted 8:30 PM ET | AIRIAIR INDUSTRIES GROUP | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
May 30, 2023 accepted 8:06 PM ET | MUXMcEwen Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation7.01Reg FD disclosure | DocumentSEC ↗ |
May 30, 2023 accepted 8:05 PM ET | IVFINVO Fertility, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
May 30, 2023 accepted 4:45 PM ET | BKYIBIO KEY INTERNATIONAL INC | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
May 30, 2023 accepted 4:21 PM ET | OCSLOaktree Specialty Lending Corp | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
May 30, 2023 accepted 4:02 PM ET | ASTIAscent Solar Technologies, Inc. | 3.01Delisting notice3.02Unregistered equity sale | DocumentSEC ↗ |
May 30, 2023 accepted 10:09 AM ET | COHRCOHERENT CORP. | 2.05Restructuring costs7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
May 30, 2023 accepted 9:30 AM ET | MMEXMMEX Resources Corp | 2.04Debt acceleration | DocumentSEC ↗ |
May 30, 2023 accepted 8:36 AM ET | TCXTUCOWS INC /PA/ | 4.01Auditor change | DocumentSEC ↗ |
May 30, 2023 accepted 4:50 AM ET | VCNXVACCINEX, INC. | 3.01Delisting notice | DocumentSEC ↗ |
May 26, 2023 accepted 8:30 PM ET | CREGSmart Powerr Corp. | 3.01Delisting notice | DocumentSEC ↗ |
May 26, 2023 accepted 4:47 PM ET | SNDXSyndax Pharmaceuticals Inc | 1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
May 26, 2023 accepted 4:31 PM ET | ABVCABVC BIOPHARMA, INC. | 3.01Delisting notice | DocumentSEC ↗ |
May 26, 2023 accepted 4:15 PM ET | SNGXSOLIGENIX, INC. | 3.01Delisting notice | DocumentSEC ↗ |
May 26, 2023 accepted 4:11 PM ET | ZIVOZivo Bioscience, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
May 26, 2023 accepted 4:06 PM ET | NWLNEWELL BRANDS INC. | 2.05Restructuring costs | DocumentSEC ↗ |
May 26, 2023 accepted 4:05 PM ET | TOFBTOFUTTI BRANDS INC | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
May 25, 2023 accepted 8:30 PM ET | FEEDENvue Medical, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
May 25, 2023 accepted 8:05 PM ET | BGDEBig Digital Energy, Inc. | 1.01Material agreement1.02Agreement terminated5.02Officer / director change | DocumentSEC ↗ |
May 25, 2023 accepted 4:33 PM ET | ESEVERSOURCE ENERGY | 2.06Impairment7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
May 25, 2023 accepted 4:07 PM ET | FISVFISERV INC | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
May 25, 2023 accepted 2:23 PM ET | DSGRDistribution Solutions Group, Inc. | 4.01Auditor change | DocumentSEC ↗ |
May 25, 2023 accepted 8:00 AM ET | FCELFUELCELL ENERGY INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation7.01Reg FD disclosure | DocumentSEC ↗ |
May 25, 2023 accepted 7:07 AM ET | DHXDHI GROUP, INC. | 2.05Restructuring costs7.01Reg FD disclosure | DocumentSEC ↗ |
May 24, 2023 accepted 8:48 PM ET | UONEURBAN ONE, INC. | 3.01Delisting notice | DocumentSEC ↗ |
May 24, 2023 accepted 5:02 PM ET | CPIXCUMBERLAND PHARMACEUTICALS INC | 4.01Auditor change | DocumentSEC ↗ |
May 24, 2023 accepted 4:30 PM ET | ESOAEnergy Services of America CORP | 3.01Delisting notice | DocumentSEC ↗ |
May 24, 2023 accepted 12:07 PM ET | ELOXEloxx Pharmaceuticals, Inc. | 1.01Material agreement1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
May 24, 2023 accepted 8:00 AM ET | ENVBEnveric Biosciences, Inc. | 1.02Agreement terminated5.02Officer / director change | DocumentSEC ↗ |
May 23, 2023 accepted 5:17 PM ET | PTCTPTC THERAPEUTICS, INC. | 2.05Restructuring costs5.02Officer / director change7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |