

1,403,529 filings since 2004 · latest accepted Nov 6, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Oct 10, 2007 accepted 5:20 PM ET | ERNAErnexa Therapeutics Inc. | 4.01Auditor change | DocumentSEC ↗ |
Oct 10, 2007 accepted 3:09 PM ET | NEONNeonode Inc. | 4.01Auditor change | Document |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
Oct 9, 2007 accepted 7:10 PM ET | BCDABioCardia, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Oct 9, 2007 accepted 3:16 PM ET | GLGIGREYSTONE LOGISTICS, INC. | 4.01Auditor change | DocumentSEC ↗ |
Oct 9, 2007 accepted 12:17 PM ET | RSCFREFLECT SCIENTIFIC, INC. | 4.01Auditor change | DocumentSEC ↗ |
Oct 5, 2007 accepted 5:12 PM ET | IRIXIRIDEX CORP | 4.01Auditor change | DocumentSEC ↗ |
Oct 5, 2007 accepted 1:40 PM ET | MLSSMILESTONE SCIENTIFIC INC. | 4.01Auditor change | DocumentSEC ↗ |
Oct 2, 2007 accepted 5:06 PM ET | RDNRADIAN GROUP INC | 4.01Auditor change | DocumentSEC ↗ |
Oct 2, 2007 accepted 4:10 PM ET | TVETennessee Valley Authority | 4.01Auditor change | DocumentSEC ↗ |
Oct 1, 2007 accepted 4:47 PM ET | CVSCVS HEALTH Corp | 4.01Auditor change | DocumentSEC ↗ |
Oct 1, 2007 accepted 4:01 PM ET | ACCSACCESS Newswire Inc. | 4.01Auditor change5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Sep 28, 2007 accepted 8:08 PM ET | GRVEGROOVE BOTANICALS INC. | 4.01Auditor change | DocumentSEC ↗ |
Sep 28, 2007 accepted 5:56 PM ET | ALPEalpha-En Corp | 4.01Auditor change | DocumentSEC ↗ |
Sep 27, 2007 accepted 4:10 PM ET | CULPCULP INC | 4.01Auditor change | DocumentSEC ↗ |
Sep 27, 2007 accepted 4:05 PM ET | CULPCULP INC | 4.01Auditor change | DocumentSEC ↗ |
Sep 25, 2007 accepted 11:24 PM ET | HRBH&R BLOCK INC | 2.03New debt obligation4.01Auditor change | DocumentSEC ↗ |
Sep 24, 2007 accepted 12:11 PM ET | PUREPURE BIOSCIENCE, INC. | 4.01Auditor change | DocumentSEC ↗ |
Sep 21, 2007 accepted 8:49 PM ET | CAPRCAPRICOR THERAPEUTICS, INC. | 2.01Acquisition / disposition4.01Auditor change5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.06Shell status change | DocumentSEC ↗ |
Sep 21, 2007 accepted 3:20 PM ET | HROWHARROW, INC. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale4.01Auditor change5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.06Shell status change | DocumentSEC ↗ |
Sep 21, 2007 accepted 2:40 PM ET | YHGJYUNHONG GREEN CTI LTD. | 4.01Auditor change | DocumentSEC ↗ |
Sep 19, 2007 accepted 4:36 PM ET | GNSSGenasys Inc. | 4.01Auditor change | DocumentSEC ↗ |
Sep 19, 2007 accepted 12:07 PM ET | TLSTELOS CORP | 4.01Auditor change | DocumentSEC ↗ |
Sep 18, 2007 accepted 2:52 PM ET | NEONNeonode Inc. | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Sep 17, 2007 accepted 3:45 PM ET | ABVCABVC BIOPHARMA, INC. | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Sep 14, 2007 accepted 2:40 PM ET | ALTAltimmune, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Sep 14, 2007 accepted 11:50 AM ET | ABCPAmBase Corp | 4.01Auditor change | DocumentSEC ↗ |
Sep 12, 2007 accepted 5:40 PM ET | GRBKGreen Brick Partners, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Sep 10, 2007 accepted 5:19 PM ET | CGNXCOGNEX CORP | 4.01Auditor change | DocumentSEC ↗ |
Sep 10, 2007 accepted 5:18 PM ET | TLSTELOS CORP | 4.01Auditor change | DocumentSEC ↗ |
Sep 10, 2007 accepted 2:40 PM ET | SPQSSportsQuest, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Sep 10, 2007 accepted 6:27 PM ET | SVBLSILVER BULL RESOURCES, INC. | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Sep 5, 2007 accepted 4:23 PM ET | SVBLSILVER BULL RESOURCES, INC. | 4.01Auditor change | DocumentSEC ↗ |
Sep 5, 2007 accepted 12:08 PM ET | USNAUSANA HEALTH SCIENCES INC | 4.01Auditor change | DocumentSEC ↗ |
Sep 4, 2007 accepted 5:26 PM ET | NEONNeonode Inc. | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Aug 30, 2007 accepted 3:40 PM ET | IBOCINTERNATIONAL BANCSHARES CORP | 4.01Auditor change | DocumentSEC ↗ |
Aug 30, 2007 accepted 10:22 AM ET | ABVCABVC BIOPHARMA, INC. | 4.01Auditor change5.02Officer / director change | DocumentSEC ↗ |
Aug 29, 2007 accepted 8:16 PM ET | IRIXIRIDEX CORP | 4.01Auditor change | DocumentSEC ↗ |
Aug 24, 2007 accepted 3:45 PM ET | LINKINTERLINK ELECTRONICS INC | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Aug 24, 2007 accepted 8:43 PM ET | GRBKGreen Brick Partners, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Aug 21, 2007 accepted 7:06 PM ET | LINKINTERLINK ELECTRONICS INC | 4.01Auditor change | DocumentSEC ↗ |
Aug 16, 2007 accepted 2:11 PM ET | NEONNeonode Inc. | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Aug 9, 2007 accepted 11:11 AM ET | ABVCABVC BIOPHARMA, INC. | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Aug 6, 2007 accepted 3:43 PM ET | RCKYROCKY BRANDS, INC. | 4.01Auditor change | DocumentSEC ↗ |
Aug 3, 2007 accepted 9:20 PM ET | PLAGPlanet Green Holdings Corp. | 8-K/A 1.01Material agreement2.01Acquisition / disposition3.01Delisting notice4.01Auditor change5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.06Shell status change | DocumentSEC ↗ |
Aug 1, 2007 accepted 5:22 PM ET | USNAUSANA HEALTH SCIENCES INC | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Jul 30, 2007 accepted 1:20 PM ET | ABVCABVC BIOPHARMA, INC. | 1.01Material agreement3.02Unregistered equity sale4.01Auditor change5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.06Shell status change | DocumentSEC ↗ |
Jul 27, 2007 accepted 2:42 PM ET | TLSTELOS CORP | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Jul 20, 2007 accepted 9:07 PM ET | NEPHNEPHROS INC | 4.01Auditor change8.01Other events | DocumentSEC ↗ |
Jul 18, 2007 accepted 5:12 PM ET | NWPXNWPX Infrastructure, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Jul 17, 2007 accepted 4:30 PM ET | DLHCDLH Holdings Corp. | 4.01Auditor change | DocumentSEC ↗ |