

1,403,529 filings since 2004 · latest accepted Nov 6, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Jan 20, 2009 accepted 9:16 AM ET | AZZAZZ INC | 3.03Holder rights modified | DocumentSEC ↗ |
Jan 16, 2009 accepted 9:14 PM ET | TCBITEXAS CAPITAL BANCSHARES INC/TX | 1.01Material agreementUnregistered equity sale |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
| DocumentSEC ↗ |
Jan 16, 2009 accepted 5:11 PM ET | SSBSouthState Bank Corp | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jan 16, 2009 accepted 4:12 PM ET | OSBCOLD SECOND BANCORP INC | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jan 16, 2009 accepted 8:30 AM ET | BIIBBIOGEN INC. | 3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Jan 14, 2009 accepted 11:30 AM ET | FNBFNB CORP/PA/ | 1.01Material agreement2.06Impairment3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jan 14, 2009 accepted 10:26 AM ET | CFFIC & F FINANCIAL CORP | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jan 13, 2009 accepted 5:25 PM ET | SWKHLSWK Holdings Corp | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jan 13, 2009 accepted 3:21 PM ET | FBNCFIRST BANCORP /NC/ | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jan 13, 2009 accepted 1:58 PM ET | SHBISHORE BANCSHARES INC | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jan 13, 2009 accepted 12:01 PM ET | CNOBConnectOne Bancorp, Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jan 13, 2009 accepted 8:47 AM ET | CBANCOLONY BANKCORP INC | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jan 13, 2009 accepted 8:39 PM ET | BACBANK OF AMERICA CORP /DE/ | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jan 12, 2009 accepted 4:57 PM ET | INDBINDEPENDENT BANK CORP | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jan 12, 2009 accepted 4:28 PM ET | CPFCENTRAL PACIFIC FINANCIAL CORP | 3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jan 12, 2009 accepted 3:50 PM ET | PGCPEAPACK GLADSTONE FINANCIAL CORP | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jan 9, 2009 accepted 5:22 PM ET | LCNBLCNB CORP | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jan 9, 2009 accepted 2:50 PM ET | AXPAMERICAN EXPRESS CO | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jan 6, 2009 accepted 11:12 AM ET | SEICSEI INVESTMENTS CO | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jan 5, 2009 accepted 10:04 AM ET | TWAVTaoWeave, Inc. | 1.01Material agreement2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified | DocumentSEC ↗ |
Jan 2, 2009 accepted 7:39 PM ET | PNCPNC FINANCIAL SERVICES GROUP, INC. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jan 2, 2009 accepted 4:36 PM ET | VRTSVIRTUS INVESTMENT PARTNERS, INC. | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Jan 2, 2009 accepted 4:13 PM ET | SPGIS&P Global Inc. | 3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Jan 2, 2009 accepted 9:24 AM ET | BACBANK OF AMERICA CORP /DE/ | 1.01Material agreement2.01Acquisition / disposition3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Dec 31, 2008 accepted 5:30 PM ET | WTBAWEST BANCORPORATION INC | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Dec 31, 2008 accepted 12:31 PM ET | FITBFIFTH THIRD BANCORP | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Dec 31, 2008 accepted 11:55 AM ET | UBSIUNITED BANKSHARES INC/WV | 3.03Holder rights modified | DocumentSEC ↗ |
Dec 31, 2008 accepted 1:33 AM ET | METMETLIFE INC | 1.01Material agreement2.03New debt obligation3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Dec 30, 2008 accepted 4:07 PM ET | FFBCFIRST FINANCIAL BANCORP /OH/ | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change | DocumentSEC ↗ |
Dec 30, 2008 accepted 12:07 PM ET | EFOIENERGY FOCUS, INC/DE | 3.03Holder rights modified | DocumentSEC ↗ |
Dec 29, 2008 accepted 5:47 PM ET | UWHRUWHARRIE CAPITAL CORP | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Dec 29, 2008 accepted 11:19 AM ET | PEBKPEOPLES BANCORP OF NORTH CAROLINA INC | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Dec 24, 2008 accepted 4:05 PM ET | MDWKMDWerks, Inc. | 3.03Holder rights modified | DocumentSEC ↗ |
Dec 24, 2008 accepted 3:14 PM ET | MTHMeritage Homes CORP | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Dec 24, 2008 accepted 1:59 PM ET | WTFCWINTRUST FINANCIAL CORP | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Dec 24, 2008 accepted 1:43 PM ET | FISIFINANCIAL INSTITUTIONS INC | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Dec 24, 2008 accepted 10:23 AM ET | TSBKTIMBERLAND BANCORP INC | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Dec 24, 2008 accepted 9:46 AM ET | MTBM&T BANK CORP | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Dec 24, 2008 accepted 7:05 PM ET | FULTFULTON FINANCIAL CORP | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Dec 24, 2008 accepted 6:27 PM ET | LEALEAR CORP | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Dec 23, 2008 accepted 7:25 PM ET | AUBAtlantic Union Bankshares Corp | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Dec 23, 2008 accepted 5:28 PM ET | CHTRCHARTER COMMUNICATIONS, INC. /MO/ | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Dec 23, 2008 accepted 5:19 PM ET | SBCFSEACOAST BANKING CORP OF FLORIDA | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Dec 23, 2008 accepted 4:56 PM ET | PRKPARK NATIONAL CORP /OH/ | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Dec 23, 2008 accepted 4:31 PM ET | EFSCENTERPRISE FINANCIAL SERVICES CORP | 8-K/A 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Dec 23, 2008 accepted 3:05 PM ET | HBNCHORIZON BANCORP INC /IN/ | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Dec 23, 2008 accepted 2:47 PM ET | IBOCINTERNATIONAL BANCSHARES CORP | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Dec 23, 2008 accepted 2:30 PM ET | SFDLSECURITY FEDERAL CORP | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Dec 23, 2008 accepted 12:51 PM ET | WMGWarner Music Group Corp. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Dec 23, 2008 accepted 11:51 AM ET | BBTBeacon Financial Corp | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |