1,402,115 filings since 2004 · latest accepted Nov 4, 2026, 12:48 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Sep 23, 2016 accepted 7:09 AM ET | SNUS-PHSantander Holdings USA, Inc. | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Sep 16, 2016 accepted 4:38 PM ET | PNBKPATRIOT NATIONAL BANCORP INC | 4.02Non-reliance (restatement) |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
| DocumentSEC ↗ |
Sep 15, 2016 accepted 5:02 PM ET | SCORCOMSCORE, INC. | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Aug 15, 2016 accepted 10:54 AM ET | LWAYLifeway Foods, Inc. | 4.02Non-reliance (restatement)7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 11, 2016 accepted 4:01 PM ET | VIAVVIAVI SOLUTIONS INC. | 2.02Earnings release4.02Non-reliance (restatement) | DocumentSEC ↗ |
Jul 15, 2016 accepted 12:01 PM ET | CARVCARVER BANCORP INC | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Jul 13, 2016 accepted 8:05 PM ET | LFVNLifevantage Corp | 4.01Auditor change4.02Non-reliance (restatement)8.01Other events | DocumentSEC ↗ |
May 2, 2016 accepted 4:42 PM ET | OIO-I Glass, Inc. /DE/ | 2.02Earnings release4.02Non-reliance (restatement) | DocumentSEC ↗ |
Apr 13, 2016 accepted 11:32 AM ET | BLPGBlue Line Protection Group, Inc. | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Apr 11, 2016 accepted 1:07 PM ET | MRKRMarker Therapeutics, Inc. | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Mar 29, 2016 accepted 8:45 AM ET | ARMPArmata Pharmaceuticals, Inc. | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Mar 21, 2016 accepted 5:02 PM ET | KLNGKoil Energy Solutions, Inc. | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Mar 21, 2016 accepted 1:14 PM ET | BHCBausch Health Companies Inc. | 2.02Earnings release4.02Non-reliance (restatement) | DocumentSEC ↗ |
Mar 11, 2016 accepted 2:02 PM ET | IBRXImmunityBio, Inc. | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Mar 9, 2016 accepted 10:05 PM ET | BBSIBARRETT BUSINESS SERVICES INC | 4.02Non-reliance (restatement)5.02Officer / director change | DocumentSEC ↗ |
Feb 22, 2016 accepted 9:31 PM ET | VATEINNOVATE Corp. | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Feb 19, 2016 accepted 5:06 PM ET | PYYXPYXUS INTERNATIONAL, INC. | 4.02Non-reliance (restatement)7.01Reg FD disclosure | DocumentSEC ↗ |
Feb 16, 2016 accepted 11:03 AM ET | MOJOEQUATOR Beverage Co | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Feb 9, 2016 accepted 7:06 PM ET | ATECAlphatec Holdings, Inc. | 1.01Material agreement2.04Debt acceleration4.02Non-reliance (restatement) | DocumentSEC ↗ |
Jan 28, 2016 accepted 10:27 PM ET | SDCHSideChannel, Inc. | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Jan 28, 2016 accepted 8:45 PM ET | WESWestern Midstream Partners, LP | 2.06Impairment4.02Non-reliance (restatement) | DocumentSEC ↗ |
Jan 13, 2016 accepted 4:28 PM ET | SPGSIMON PROPERTY GROUP INC. | 4.02Non-reliance (restatement)8.01Other events | DocumentSEC ↗ |
Jan 11, 2016 accepted 10:02 PM ET | SDCHSideChannel, Inc. | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Dec 31, 2015 accepted 2:23 PM ET | PMCBPharmaCyte Biotech, Inc. | 4.02Non-reliance (restatement)5.02Officer / director change | DocumentSEC ↗ |
Dec 11, 2015 accepted 4:05 PM ET | CPHICHINA PHARMA HOLDINGS, INC. | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Dec 7, 2015 accepted 3:45 PM ET | SLDCSolidus Communications, Inc. | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Dec 4, 2015 accepted 9:30 PM ET | ELTPELITE PHARMACEUTICALS INC /NV/ | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Nov 13, 2015 accepted 5:16 PM ET | RVPRETRACTABLE TECHNOLOGIES INC | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Nov 12, 2015 accepted 11:05 AM ET | BBSIBARRETT BUSINESS SERVICES INC | 8-K/A 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Nov 9, 2015 accepted 10:00 PM ET | BBSIBARRETT BUSINESS SERVICES INC | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Nov 9, 2015 accepted 6:39 AM ET | HRIHERC HOLDINGS INC | 2.02Earnings release4.02Non-reliance (restatement)7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 6, 2015 accepted 4:57 PM ET | WTIW&T OFFSHORE INC | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Nov 6, 2015 accepted 7:04 PM ET | TWITITAN INTERNATIONAL INC | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Nov 5, 2015 accepted 4:20 PM ET | HEHAWAIIAN ELECTRIC INDUSTRIES INC | 2.02Earnings release4.02Non-reliance (restatement) | DocumentSEC ↗ |
Nov 4, 2015 accepted 5:28 PM ET | LTBRLIGHTBRIDGE Corp | 2.02Earnings release4.02Non-reliance (restatement) | DocumentSEC ↗ |
Nov 3, 2015 accepted 3:10 PM ET | CTTHCTT PHARMACEUTICAL HOLDINGS, INC. | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Oct 22, 2015 accepted 7:00 AM ET | PENNPENN Entertainment, Inc. | 2.02Earnings release4.02Non-reliance (restatement) | DocumentSEC ↗ |
Oct 20, 2015 accepted 8:54 AM ET | EZPWEZCORP INC | 4.02Non-reliance (restatement)7.01Reg FD disclosure | DocumentSEC ↗ |
Oct 14, 2015 accepted 8:27 PM ET | CLROCLEARONE INC | 4.01Auditor change4.02Non-reliance (restatement) | DocumentSEC ↗ |
Oct 13, 2015 accepted 12:36 PM ET | CNBXCNBX Pharmaceuticals Inc. | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Sep 18, 2015 accepted 5:10 PM ET | GNKGENCO SHIPPING & TRADING LTD | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Sep 4, 2015 accepted 9:09 PM ET | PAHCPHIBRO ANIMAL HEALTH CORP | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Aug 10, 2015 accepted 7:49 AM ET | SONSONOCO PRODUCTS CO | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Aug 10, 2015 accepted 7:03 AM ET | IVRInvesco Mortgage Capital Inc. | 2.02Earnings release4.02Non-reliance (restatement) | DocumentSEC ↗ |
Aug 5, 2015 accepted 2:42 PM ET | FRPHFRP HOLDINGS, INC. | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Jul 31, 2015 accepted 9:31 PM ET | MTZMASTEC INC | 2.02Earnings release4.02Non-reliance (restatement) | DocumentSEC ↗ |
Jul 17, 2015 accepted 9:32 AM ET | EZPWEZCORP INC | 4.02Non-reliance (restatement)7.01Reg FD disclosure | DocumentSEC ↗ |
Jul 14, 2015 accepted 5:08 PM ET | DCMDeFi Capital Markets, Inc. | 4.02Non-reliance (restatement)8.01Other events | DocumentSEC ↗ |
May 18, 2015 accepted 1:31 PM ET | AIFCAI Financial Corp | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
May 18, 2015 accepted 6:51 AM ET | CLRBCellectar Biosciences, Inc. | 4.02Non-reliance (restatement) | DocumentSEC ↗ |