

| Date | Registration | Company | Filing |
|---|---|---|---|
| 10/30/26 | Exchange | FIRST TRUST EXCHANGE-TRADED FUND IV | EDGAR |
| 10/30/26 | Exchange | Roundhill ETF Trust | EDGAR |
| 10/30/26 | Exchange | BIAIBitari Inc | EDGAR |
| 10/30/26 | Exchange | Listed Funds Trust | EDGAR |
| 10/29/26 | Exchange | Tidal Trust I | EDGAR |
| 10/29/26 | Exchange | NORDNordicus Partners Corp | EDGAR |
| 10/29/26 | Exchange | Global X Funds | EDGAR |
| 10/29/26 | Exchange | METAMeta Platforms, Inc. | EDGAR |
| 10/29/26 | Exchange | DINDine Brands Global, Inc. | EDGAR |
| 10/29/26 | Exchange | ASPEAspen Neuroscience, Inc. | EDGAR |
| 10/29/26 | Exchange | ADVISORS SERIES TRUST | EDGAR |
| 10/28/26 | Exchange | Tidal Trust IV | EDGAR |
| 10/28/26 | OTC / 12(g) | WidFit Inc. | EDGAR |
| 10/28/26 | Exchange | BondBloxx ETF Trust | EDGAR |
| 10/28/26 | Exchange | Roundhill ETF Trust | EDGAR |
| 10/28/26 | Exchange | Columbia ETF Trust I | EDGAR |
| 10/28/26 | Exchange | SEI Exchange Traded Funds | EDGAR |
| 10/28/26 | Exchange | FBLLFootball Manager SPAC Inc. | EDGAR |
| 10/27/26 | Exchange | Themes ETF Trust | EDGAR |
| 10/27/26 | Exchange | Themes ETF Trust | EDGAR |
| 10/27/26 | Exchange | Bambusa Therapeutics, Inc. | EDGAR |
| 10/27/26 | Exchange | Principal Exchange-Traded Funds | EDGAR |
| 10/27/26 | Exchange | BHAIBHAV Acquisition Corp II | EDGAR |
| 10/27/26 | Exchange | Goldman Sachs ETF Trust | EDGAR |
| 10/27/26 | Exchange | MRSHMARSH & MCLENNAN COMPANIES, INC. | EDGAR |
| 10/26/26 | Exchange | Nomura ETF Trust II | EDGAR |
| 10/26/26 | Exchange | MUTUAL FUND SERIES TRUST | EDGAR |
| 10/26/26 | Exchange | MUTUAL FUND SERIES TRUST | EDGAR |
| 10/26/26 | Exchange | OPAY Ltd | EDGAR |
| 10/26/26 | Exchange | SCQCSPACCircle Acquisition Corp. | EDGAR |
| 10/23/26 | Exchange | PGIM ETF TRUST | EDGAR |
| 10/23/26 | Exchange | Zacks Trust | EDGAR |
| 10/23/26 | Exchange | Victory Portfolios II | EDGAR |
| 10/23/26 | Exchange | John Hancock Exchange-Traded Fund Trust | EDGAR |
| 10/22/26 | Exchange | Franklin Templeton ETF Trust | EDGAR |
| 10/22/26 | Exchange | Tidal Trust II | EDGAR |
| 10/22/26 | OTC / 12(g) | Blaize Holdings, Inc. (BZAI, BZAIW) | EDGAR |
| 10/22/26 | Exchange | APXCFAPEX CRITICAL METALS CORP. | EDGAR |
| 10/22/26 | Exchange | AB Active ETFs, Inc. | EDGAR |
| 10/21/26 | Exchange | Tidal Trust V | EDGAR |
| 10/21/26 | Exchange | THOR Financial Technologies Trust | EDGAR |
| 10/21/26 | Exchange | Exchange Listed Funds Trust | EDGAR |
| 10/21/26 | Exchange | NANOForge Nano Holdings, Inc. | EDGAR |
| 10/21/26 | Exchange | GEORGIA BANKING CO INC | EDGAR |
| 10/21/26 | Exchange | Listed Funds Trust | EDGAR |
| 10/21/26 | Exchange | Listed Funds Trust | EDGAR |
| 10/20/26 | Exchange | Lycia Therapeutics, Inc. | EDGAR |
| 10/20/26 | Exchange | TMDETMD Energy Ltd | EDGAR |
| 10/20/26 | Exchange | Hartford Funds Exchange-Traded Trust | EDGAR |
| 10/20/26 | Exchange | VanEck ETF Trust | EDGAR |
| 10/19/26 | Exchange | Tidal Trust V | EDGAR |
| 10/19/26 | Exchange | Tidal Trust II | EDGAR |
| 10/19/26 | Exchange | Exchange Listed Funds Trust | EDGAR |
| 10/19/26 | Exchange | Thrivent ETF Trust | EDGAR |
| 10/19/26 | Exchange | ALLSPRING FUNDS TRUST | EDGAR |
| 10/19/26 | Exchange | Yorkville America Investment Trust | EDGAR |
| 10/19/26 | Exchange | Yorkville America Investment Trust | EDGAR |
| 10/19/26 | Exchange | Strive, Inc. (ASST, SATA) | EDGAR |
| 10/16/26 | Exchange | Elevation Series Trust | EDGAR |
| 10/16/26 | Exchange | Tidal Trust V | EDGAR |
| 10/16/26 | Exchange | ETF Opportunities Trust | EDGAR |
| 10/16/26 | Exchange | NORTHERN FUNDS | EDGAR |
| 10/16/26 | Exchange | CECOCECO ENVIRONMENTAL CORP | EDGAR |
| 10/16/26 | Exchange | PEPPEPSICO INC | EDGAR |
| 10/16/26 | Exchange | Yorkville America Investment Trust | EDGAR |
| 10/16/26 | Exchange | Yorkville America Investment Trust | EDGAR |
| 10/16/26 | Exchange | NatWest Group plc (NWG, RBSPF) | EDGAR |
| 10/15/26 | Exchange | FIRST TRUST EXCHANGE-TRADED FUND VIII | EDGAR |
| 10/15/26 | Exchange | RAILFreightCar America, Inc. | EDGAR |
| 10/15/26 | Exchange | BlackRock ETF Trust | EDGAR |
| 10/15/26 | Exchange | TCXBTCGX Acquisition Corp. II | EDGAR |
| 10/15/26 | Exchange | Thrivent ETF Trust | EDGAR |
| 10/15/26 | Exchange | Calamos ETF Trust | EDGAR |
| 10/14/26 | Exchange | Corgi ETF Trust I | EDGAR |
| 10/14/26 | Exchange | Tidal Trust V | EDGAR |
| 10/14/26 | Exchange | NORTHERN LIGHTS FUND TRUST II | EDGAR |
| 10/14/26 | OTC / 12(g) | Synera Studio Inc | EDGAR |
| 10/14/26 | Exchange | Global X Funds | EDGAR |
| 10/14/26 | Exchange | SCQCSPACCircle Acquisition Corp. | EDGAR |
| 10/14/26 | Exchange | INNOVATIVE INDUSTRIAL PROPERTIES INC (IIPR, IIPR-PA) | EDGAR |
| 10/14/26 | Exchange | Lion Copper Corp. (LCGMD, LCGMF) | EDGAR |
| 10/14/26 | Exchange | VanEck Funds | EDGAR |
| 10/13/26 | Exchange | Tidal Trust V | EDGAR |
| 10/13/26 | Exchange | Tidal Trust V | EDGAR |
| 10/13/26 | OTC / 12(g) | Spin AI Inc. | EDGAR |
| 10/13/26 | OTC / 12(g) | CTTHCTT PHARMACEUTICAL HOLDINGS, INC. | EDGAR |
| 10/13/26 | Exchange | Global X Funds | EDGAR |
| 10/13/26 | Exchange | HRIAHarbour Island Acquisition Corp. I | EDGAR |
| 10/13/26 | Exchange | LBLandBridge Corp | EDGAR |
| 10/13/26 | Exchange | LBLandBridge Corp | EDGAR |
| 10/13/26 | Exchange | Iambic Therapeutics, Inc. | EDGAR |
| 10/13/26 | Exchange | Hartford Funds Exchange-Traded Trust | EDGAR |
| 10/13/26 | Exchange | XPOFXponential Fitness, Inc. | EDGAR |
| 10/13/26 | Exchange | CTYCITY THERAPEUTICS, INC. | EDGAR |
| 10/13/26 | Exchange | IBOCINTERNATIONAL BANCSHARES CORP | EDGAR |
| 10/09/26 | Exchange | REX ETF Trust | EDGAR |
| 10/09/26 | Exchange | Tidal Trust II | EDGAR |
| 10/09/26 | Exchange | Tidal Trust V | EDGAR |
| 10/09/26 | Exchange | Tidal Trust V | EDGAR |
| 10/09/26 | Exchange | Themes ETF Trust | EDGAR |
| 10/09/26 | Exchange | AMERICAN CENTURY ETF TRUST | EDGAR |
| 10/09/26 | Exchange | NORTHERN LIGHTS FUND TRUST III | EDGAR |
| 10/09/26 | Exchange | OBKOrigin Bancorp, Inc. | EDGAR |
| 10/09/26 | Exchange | Global X Funds | EDGAR |
| 10/09/26 | Exchange | Investment Managers Series Trust II | EDGAR |
| 10/09/26 | Exchange | Investment Managers Series Trust II | EDGAR |
| 10/09/26 | Exchange | Investment Managers Series Trust II | EDGAR |
| 10/09/26 | Exchange | SELECT SECTOR SPDR TRUST | EDGAR |
| 10/09/26 | Exchange | Evernorth Holdings Inc. | EDGAR |
| 10/09/26 | Exchange | SKYDSkydance Corp | EDGAR |
| 10/08/26 | Exchange | DFA INVESTMENT DIMENSIONS GROUP INC | EDGAR |
| 10/08/26 | Exchange | Retension Pharmaceuticals, Inc. | EDGAR |
| 10/08/26 | Exchange | FLSCFrazier Life Sciences Acquisition Corp. II | EDGAR |
| 10/08/26 | Exchange | TEXAS CAPITAL BANCSHARES INC/TX (TCBI, TCBIO) | EDGAR |
| 10/08/26 | Exchange | RBB FUND, INC. | EDGAR |
| 10/08/26 | Exchange | Managed Portfolio Series | EDGAR |
| 10/07/26 | Exchange | Tema ETF Trust | EDGAR |
| 10/07/26 | Exchange | Tema ETF Trust | EDGAR |
| 10/07/26 | Exchange | Harbor ETF Trust | EDGAR |
| 10/07/26 | Exchange | TEXAS CAPITAL BANCSHARES INC/TX (TCBI, TCBIO) | EDGAR |
| 10/06/26 | Exchange | AMERICAN CENTURY ETF TRUST | EDGAR |
| 10/06/26 | Exchange | SNOASonoma Pharmaceuticals, Inc. | EDGAR |
| 10/06/26 | Exchange | Bradbury Capital Inc. | EDGAR |
| 10/06/26 | Exchange | Amplify ETF Trust | EDGAR |
| 10/06/26 | Exchange | TRex Bio, Inc. | EDGAR |
| 10/06/26 | Exchange | SCHWAB CHARLES CORP (SCHW, SCHW-PD, SCHW-PJ) | EDGAR |
| 10/06/26 | Exchange | SYYSYSCO CORP | EDGAR |
| 10/05/26 | Exchange | NXDRNextdoor Holdings, Inc. | EDGAR |
| 10/05/26 | Exchange | Pine Tree Acquisition Corp. | EDGAR |
| 10/05/26 | Exchange | WisdomTree Trust | EDGAR |
| 10/05/26 | Exchange | WisdomTree Trust | EDGAR |
| 10/05/26 | Exchange | PSKYParamount Skydance Corp | EDGAR |
| 10/05/26 | Exchange | LUMNLumen Technologies, Inc. | EDGAR |
| 10/02/26 | Exchange | Tidal Trust V | EDGAR |
| 10/02/26 | Exchange | Direxion Shares ETF Trust | EDGAR |
| 10/01/26 | Exchange | Tidal Trust V | EDGAR |
| 10/01/26 | Exchange | Tidal Trust I | EDGAR |
| 10/01/26 | Exchange | T. Rowe Price Exchange-Traded Funds, Inc. | EDGAR |
| 10/01/26 | Exchange | SAIQWISeSat.Space Holdings Corp. | EDGAR |
| 10/01/26 | Exchange | Viking Acquisition Corp I (VACI, VACI-UN, VACI-WT) | EDGAR |
| 10/01/26 | Exchange | Nomura ETF Trust | EDGAR |
| 10/01/26 | Exchange | Runway Growth Finance Corp. (RWAY, RWAYI, RWAYL) | EDGAR |
| 10/01/26 | Exchange | Harris Oakmark ETF Trust | EDGAR |
| 09/30/26 | Exchange | Corgi ETF Trust I | EDGAR |
| 09/30/26 | Exchange | NEOS ETF Trust | EDGAR |
| 09/30/26 | Exchange | ACCVAccelevation Holdings Corp. | EDGAR |
| 09/30/26 | Exchange | Exchange Place Advisors Trust | EDGAR |
| 09/30/26 | Exchange | FIRST TRUST EXCHANGE-TRADED FUND | EDGAR |
| 09/30/26 | Exchange | CHWMChilwa Minerals Ltd | EDGAR |
| 09/30/26 | Exchange | Southport Acquisition Corp. II | EDGAR |
| 09/30/26 | Exchange | GMO TRUST | EDGAR |
| 09/29/26 | Exchange | DFA INVESTMENT DIMENSIONS GROUP INC | EDGAR |
| 09/29/26 | Exchange | Simplify Exchange Traded Funds | EDGAR |
| 09/29/26 | Exchange | ETF Opportunities Trust | EDGAR |
| 09/29/26 | Exchange | ETF Opportunities Trust | EDGAR |
| 09/29/26 | Exchange | Global X Funds | EDGAR |
| 09/29/26 | Exchange | Roundhill ETF Trust | EDGAR |
| 09/29/26 | Exchange | TRUST FOR PROFESSIONAL MANAGERS | EDGAR |
| 09/29/26 | Exchange | DYNEX CAPITAL INC (DX, DX-PC, DXPRV) | EDGAR |
| 09/29/26 | Exchange | FORD MOTOR CREDIT CO LLC | EDGAR |
| 09/28/26 | Exchange | SUNCSunocoCorp LLC | EDGAR |
| 09/28/26 | Exchange | Tidal Trust V | EDGAR |
| 09/28/26 | Exchange | Ultimus Managers Trust | EDGAR |
| 09/28/26 | Exchange | SUNSunoco LP | EDGAR |
| 09/28/26 | Exchange | USACUSA Compression Partners, LP | EDGAR |
| 09/28/26 | Exchange | Energy Transfer LP (ET, ET-PI) | EDGAR |
| 09/28/26 | Exchange | ROZEROZE AI INC. | EDGAR |
| 09/28/26 | Exchange | iM Global Partner Funds | EDGAR |
| 09/28/26 | Exchange | William Blair ETF Trust | EDGAR |
| 09/28/26 | OTC / 12(g) | Monroe Capital Asset-Backed Finance Company, LP | EDGAR |
| 09/28/26 | Exchange | DILLARDS CAPITAL TRUST I | EDGAR |
| 09/28/26 | Exchange | DILLARD'S, INC. (DDS, DDT) | EDGAR |
| 09/25/26 | Exchange | Tidal Trust IV | EDGAR |
| 09/25/26 | Exchange | Tidal Trust II | EDGAR |
| 09/25/26 | Exchange | AIM ETF Products Trust | EDGAR |
| 09/25/26 | Exchange | Ives Ultra AI Opportunities Inc. | EDGAR |
| 09/25/26 | OTC / 12(g) | Blackstone Multi-Strategy Hedge Fund L.P. | EDGAR |
| 09/25/26 | Exchange | GNKGENCO SHIPPING & TRADING LTD | EDGAR |
| 09/24/26 | Exchange | Symmetry Panoramic Trust | EDGAR |
| 09/24/26 | Exchange | GOWGOWell Energy Technology | EDGAR |
| 09/24/26 | Exchange | NRRBitwise NEAR ETF | EDGAR |
| 09/24/26 | Exchange | Hartford Funds Exchange-Traded Trust | EDGAR |
| 09/24/26 | Exchange | NIAANew Iceland Arctic Acquisition Corp. | EDGAR |
| 09/24/26 | Exchange | BRRKBluerock Acquisition Corp. II | EDGAR |
| 09/24/26 | Exchange | AMZNAMAZON COM INC | EDGAR |
| 09/24/26 | Exchange | ADVISORS SERIES TRUST | EDGAR |
| 09/23/26 | Exchange | Krane Shares Trust | EDGAR |
| 09/23/26 | Exchange | KLX Energy Services Holdings, Inc. (KLXE, KLXER) | EDGAR |
| 09/23/26 | Exchange | AMERICAN CENTURY ETF TRUST | EDGAR |
| 09/23/26 | Exchange | BlackRock ETF Trust | EDGAR |
| 09/23/26 | Exchange | Man ETF Series Trust | EDGAR |
| 09/23/26 | Exchange | VanEck ETF Trust | EDGAR |
| 09/23/26 | Exchange | AMERICAN BEACON SELECT FUNDS | EDGAR |
| 09/23/26 | Exchange | Yorkville America Investment Trust | EDGAR |
| 09/23/26 | Exchange | Yorkville America Investment Trust | EDGAR |
| 09/22/26 | Exchange | DFA INVESTMENT DIMENSIONS GROUP INC | EDGAR |
| 09/22/26 | Exchange | NYLIM Active ETF Trust | EDGAR |
| 09/22/26 | Exchange | NUTXNutex Health Inc. | EDGAR |
| 09/22/26 | Exchange | GUINNESS ATKINSON FUNDS | EDGAR |
| 09/22/26 | Exchange | GUINNESS ATKINSON FUNDS | EDGAR |
Source: SEC EDGAR. Form 8-A registers a class of securities under the Exchange Act (12(b) for national exchange listings, 12(g) otherwise). Showing most recent 200 filings.