

1,402,507 filings since 2004 · latest accepted Nov 4, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Sep 17, 2021 accepted 5:16 PM ET | SBUXSTARBUCKS CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Sep 17, 2021 accepted 5:00 PM ET | TXMDTherapeuticsMD, Inc. |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
3.01Delisting notice |
| DocumentSEC ↗ |
Sep 17, 2021 accepted 4:02 PM ET | PARPAR TECHNOLOGY CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Sep 17, 2021 accepted 4:01 PM ET | SNGXSOLIGENIX, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 16, 2021 accepted 5:22 PM ET | ASURASURE SOFTWARE INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Sep 16, 2021 accepted 4:25 PM ET | IFFINTERNATIONAL FLAVORS & FRAGRANCES INC | 5.01Change in control | DocumentSEC ↗ |
Sep 16, 2021 accepted 8:30 AM ET | VGTKViking Global Technologies, Inc. | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Sep 16, 2021 accepted 8:04 AM ET | WOLFWOLFSPEED, INC. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Sep 16, 2021 accepted 1:47 AM ET | VXRTVaxart, Inc. | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Sep 15, 2021 accepted 5:25 PM ET | SUNESUNation Energy, Inc. | 1.01Material agreement1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Sep 15, 2021 accepted 4:53 PM ET | GSFIGreen Stream Holdings Inc. | 4.01Auditor change | DocumentSEC ↗ |
Sep 15, 2021 accepted 4:43 PM ET | KMBKIMBERLY CLARK CORP | 5.01Change in control | DocumentSEC ↗ |
Sep 15, 2021 accepted 4:01 PM ET | URIUNITED RENTALS, INC. | 1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Sep 15, 2021 accepted 3:59 PM ET | JSDAJONES SODA CO. | 4.01Auditor change | DocumentSEC ↗ |
Sep 14, 2021 accepted 4:32 PM ET | SWKSTANLEY BLACK & DECKER, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Sep 14, 2021 accepted 4:31 PM ET | TENXTENAX THERAPEUTICS, INC. | 3.01Delisting notice5.02Officer / director change | DocumentSEC ↗ |
Sep 14, 2021 accepted 4:06 PM ET | FLSFLOWSERVE CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Sep 13, 2021 accepted 8:31 PM ET | DRIDARDEN RESTAURANTS INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Sep 13, 2021 accepted 4:16 PM ET | SMTISanara MedTech Inc. | 4.01Auditor change | DocumentSEC ↗ |
Sep 13, 2021 accepted 4:15 PM ET | UHSUNIVERSAL HEALTH SERVICES INC | 1.02Agreement terminated | DocumentSEC ↗ |
Sep 13, 2021 accepted 9:20 AM ET | WTWisdomTree, Inc. | 2.06Impairment | DocumentSEC ↗ |
Sep 13, 2021 accepted 9:01 AM ET | PRDOPERDOCEO EDUCATION Corp | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Sep 13, 2021 accepted 8:27 AM ET | WHWKWhitehawk Therapeutics, Inc. | 4.01Auditor change5.02Officer / director change | DocumentSEC ↗ |
Sep 13, 2021 accepted 7:00 AM ET | CIMCHIMERA INVESTMENT CORP | 5.01Change in control8.01Other events | DocumentSEC ↗ |
Sep 10, 2021 accepted 8:58 AM ET | TILEINTERFACE INC | 2.05Restructuring costs2.06Impairment | DocumentSEC ↗ |
Sep 9, 2021 accepted 5:09 PM ET | MVCOMetavesco, Inc. | 1.01Material agreement5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Sep 9, 2021 accepted 4:31 PM ET | DXPEDXP ENTERPRISES INC | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Sep 9, 2021 accepted 2:32 PM ET | NJRNEW JERSEY RESOURCES CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Sep 9, 2021 accepted 6:50 AM ET | FFORD MOTOR CO | 2.05Restructuring costs | DocumentSEC ↗ |
Sep 7, 2021 accepted 9:01 PM ET | TNXPTonix Pharmaceuticals Holding Corp. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 3, 2021 accepted 9:20 PM ET | SIEBSIEBERT FINANCIAL CORP | 1.02Agreement terminated | DocumentSEC ↗ |
Sep 3, 2021 accepted 5:02 PM ET | FUSBFIRST US BANCSHARES, INC. | 2.05Restructuring costs | DocumentSEC ↗ |
Sep 3, 2021 accepted 4:24 PM ET | SDSANDRIDGE ENERGY INC | 1.02Agreement terminated | DocumentSEC ↗ |
Sep 2, 2021 accepted 5:15 PM ET | ITGRInteger Holdings Corp | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Sep 2, 2021 accepted 5:15 PM ET | CNVSCineverse Corp. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 2, 2021 accepted 4:26 PM ET | SNXTD SYNNEX CORP | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition3.02Unregistered equity sale5.02Officer / director change5.03Bylaws / fiscal year7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Sep 1, 2021 accepted 8:01 PM ET | TOMZTOMI Environmental Solutions, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Sep 1, 2021 accepted 4:34 PM ET | BFSSAUL CENTERS, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Sep 1, 2021 accepted 4:11 PM ET | XPOXPO, Inc. | 1.02Agreement terminated | DocumentSEC ↗ |
Sep 1, 2021 accepted 4:05 PM ET | CCBGCAPITAL CITY BANK GROUP INC | 4.01Auditor change | DocumentSEC ↗ |
Sep 1, 2021 accepted 12:25 PM ET | ORMPORAMED PHARMACEUTICALS INC. | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Aug 31, 2021 accepted 4:37 PM ET | EVCENTRAVISION COMMUNICATIONS CORP | 1.01Material agreement1.02Agreement terminated7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 31, 2021 accepted 4:31 PM ET | EFXEQUIFAX INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Aug 31, 2021 accepted 4:17 PM ET | CNFNCFN Enterprises Inc. | 2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Aug 31, 2021 accepted 4:00 PM ET | LMNRLimoneira CO | 1.02Agreement terminated | DocumentSEC ↗ |
Aug 30, 2021 accepted 5:05 PM ET | MPBMID PENN BANCORP INC | 3.01Delisting notice | DocumentSEC ↗ |
Aug 27, 2021 accepted 4:05 PM ET | SNGXSOLIGENIX, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 27, 2021 accepted 4:01 PM ET | EXLSExlService Holdings, Inc. | 1.02Agreement terminated3.02Unregistered equity sale8.01Other events | DocumentSEC ↗ |
Aug 27, 2021 accepted 1:07 PM ET | NORDNordicus Partners Corp | 4.01Auditor change | DocumentSEC ↗ |
Aug 27, 2021 accepted 9:36 PM ET | WHWKWhitehawk Therapeutics, Inc. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.05Code of ethics | DocumentSEC ↗ |