

1,402,507 filings since 2004 · latest accepted Nov 4, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Jul 29, 2021 accepted 4:05 PM ET | TLPHTALPHERA, INC. | 4.01Auditor change | DocumentSEC ↗ |
Jul 28, 2021 accepted 4:05 PM ET | SARSARATOGA INVESTMENT CORP. | 1.02Agreement terminated | Document |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
Jul 27, 2021 accepted 5:04 PM ET | CTSOCytosorbents Corp | 1.02Agreement terminated | DocumentSEC ↗ |
Jul 26, 2021 accepted 4:54 PM ET | AJGArthur J. Gallagher & Co. | 1.02Agreement terminated | DocumentSEC ↗ |
Jul 26, 2021 accepted 4:53 PM ET | CNVSCineverse Corp. | 3.01Delisting notice | DocumentSEC ↗ |
Jul 26, 2021 accepted 4:33 PM ET | WTWWILLIS TOWERS WATSON PLC | 1.01Material agreement1.02Agreement terminated7.01Reg FD disclosure | DocumentSEC ↗ |
Jul 26, 2021 accepted 4:30 PM ET | JANLJANEL CORP | 1.02Agreement terminated | DocumentSEC ↗ |
Jul 26, 2021 accepted 8:26 AM ET | AONAon plc | 1.01Material agreement1.02Agreement terminated5.02Officer / director change7.01Reg FD disclosure | DocumentSEC ↗ |
Jul 23, 2021 accepted 10:47 AM ET | SPQSSportsQuest, Inc. | 5.01Change in control5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Jul 21, 2021 accepted 5:00 PM ET | LCTXLineage Cell Therapeutics, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Jul 21, 2021 accepted 4:30 PM ET | SDEVStablecoin Development Corp | 4.01Auditor change | DocumentSEC ↗ |
Jul 21, 2021 accepted 4:05 PM ET | VTGNVistagen Therapeutics, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Jul 20, 2021 accepted 8:02 PM ET | SNOASonoma Pharmaceuticals, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Jul 20, 2021 accepted 10:42 PM ET | VXRTVaxart, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Jul 19, 2021 accepted 4:33 PM ET | PEBOPEOPLES BANCORP INC | 5.01Change in control | DocumentSEC ↗ |
Jul 16, 2021 accepted 4:37 PM ET | MURMURPHY OIL CORP | 2.04Debt acceleration | DocumentSEC ↗ |
Jul 15, 2021 accepted 5:10 PM ET | CNVSCineverse Corp. | 1.02Agreement terminated | DocumentSEC ↗ |
Jul 15, 2021 accepted 4:27 PM ET | LIILENNOX INTERNATIONAL INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Jul 14, 2021 accepted 9:14 PM ET | MIDDMIDDLEBY Corp | 1.02Agreement terminated | DocumentSEC ↗ |
Jul 14, 2021 accepted 8:00 PM ET | HZOMARINEMAX INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Jul 14, 2021 accepted 4:45 PM ET | DDOMINION ENERGY, INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Jul 14, 2021 accepted 3:37 PM ET | UTGNUTG INC | 4.01Auditor change | DocumentSEC ↗ |
Jul 13, 2021 accepted 2:06 PM ET | SKYChampion Homes, Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jul 13, 2021 accepted 9:24 AM ET | PATKPATRICK INDUSTRIES INC | 5.01Change in control | DocumentSEC ↗ |
Jul 13, 2021 accepted 1:26 AM ET | QINDQuality Industrial Corp. | 5.01Change in control | DocumentSEC ↗ |
Jul 12, 2021 accepted 5:04 PM ET | CRMSalesforce, Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation8.01Other events | DocumentSEC ↗ |
Jul 12, 2021 accepted 4:45 PM ET | TWINTWIN DISC INC | 2.05Restructuring costs | DocumentSEC ↗ |
Jul 12, 2021 accepted 4:18 PM ET | SGLASino Green Land Corp. | 4.01Auditor change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jul 12, 2021 accepted 4:18 PM ET | SCHLSCHOLASTIC CORP | 5.01Change in control | DocumentSEC ↗ |
Jul 9, 2021 accepted 8:31 PM ET | SNOASonoma Pharmaceuticals, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Jul 9, 2021 accepted 8:10 PM ET | BMIBADGER METER INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Jul 9, 2021 accepted 8:00 AM ET | PALIPALISADE BIO, INC. | 4.01Auditor change | DocumentSEC ↗ |
Jul 7, 2021 accepted 8:30 PM ET | CLIRClearSign Technologies Corp | 4.01Auditor change | DocumentSEC ↗ |
Jul 7, 2021 accepted 8:00 PM ET | GUREGULF RESOURCES, INC. | 4.01Auditor change | DocumentSEC ↗ |
Jul 7, 2021 accepted 4:31 PM ET | ITOXIIOT-OXYS, Inc. | 1.02Agreement terminated3.02Unregistered equity sale5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Jul 7, 2021 accepted 4:17 PM ET | NWPXNWPX Infrastructure, Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Jul 7, 2021 accepted 10:51 AM ET | INBPINTEGRATED BIOPHARMA INC | 1.02Agreement terminated | DocumentSEC ↗ |
Jul 7, 2021 accepted 8:02 AM ET | SVRASavara Inc | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Jul 7, 2021 accepted 6:31 PM ET | AESAES CORP | 2.06Impairment7.01Reg FD disclosure | DocumentSEC ↗ |
Jul 7, 2021 accepted 6:10 PM ET | FSLRFIRST SOLAR, INC. | 1.02Agreement terminated | DocumentSEC ↗ |
Jul 6, 2021 accepted 4:16 PM ET | BLDRBuilders FirstSource, Inc. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Jul 6, 2021 accepted 2:35 PM ET | JBLUJETBLUE AIRWAYS CORP | 1.02Agreement terminated | DocumentSEC ↗ |
Jul 6, 2021 accepted 12:49 PM ET | TKLSTrutankless, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Jul 2, 2021 accepted 9:05 PM ET | PLXProtalix BioTherapeutics, Inc. | 1.01Material agreement1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Jul 2, 2021 accepted 5:47 PM ET | MRDNMeridian Holdings Inc./NV | 1.02Agreement terminated5.02Officer / director change | DocumentSEC ↗ |
Jul 2, 2021 accepted 4:08 PM ET | AYTUAYTU BIOPHARMA, INC | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Jul 2, 2021 accepted 4:02 PM ET | ATRAPTARGROUP, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Jul 2, 2021 accepted 2:50 PM ET | VANIVivani Medical, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Jul 1, 2021 accepted 9:25 PM ET | INGRIngredion Inc | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Jul 1, 2021 accepted 8:39 PM ET | EXPEAGLE MATERIALS INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation8.01Other events | DocumentSEC ↗ |