

1,402,507 filings since 2004 · latest accepted Nov 4, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Mar 23, 2021 accepted 8:31 PM ET | CODICompass Diversified Holdings | 1.01Material agreement1.02Agreement terminated2.03New debt obligation7.01Reg FD disclosure | DocumentSEC ↗ |
Mar 23, 2021 accepted 4:30 PM ET |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
ULHUNIVERSAL LOGISTICS HOLDINGS, INC. |
4.01Auditor change |
| DocumentSEC ↗ |
Mar 22, 2021 accepted 4:33 PM ET | NNBRNN INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Mar 19, 2021 accepted 9:23 PM ET | LSTALISATA THERAPEUTICS, INC. | 5.01Change in control | DocumentSEC ↗ |
Mar 19, 2021 accepted 4:46 PM ET | GVAGRANITE CONSTRUCTION INC | 3.01Delisting notice | DocumentSEC ↗ |
Mar 19, 2021 accepted 4:05 PM ET | HIWHIGHWOODS PROPERTIES, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Mar 19, 2021 accepted 4:00 PM ET | UHSUNIVERSAL HEALTH SERVICES INC | 1.02Agreement terminated5.02Officer / director change | DocumentSEC ↗ |
Mar 19, 2021 accepted 9:04 AM ET | OCSLOaktree Specialty Lending Corp | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition7.01Reg FD disclosure | DocumentSEC ↗ |
Mar 18, 2021 accepted 8:38 PM ET | PLUGPLUG POWER INC | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Mar 18, 2021 accepted 8:15 PM ET | TDWTIDEWATER INC | 4.01Auditor change | DocumentSEC ↗ |
Mar 18, 2021 accepted 4:46 PM ET | ACNTASCENT INDUSTRIES CO. | 4.01Auditor change | DocumentSEC ↗ |
Mar 18, 2021 accepted 4:18 PM ET | NKENIKE, Inc. | 1.01Material agreement1.02Agreement terminated2.02Earnings release2.03New debt obligation | DocumentSEC ↗ |
Mar 18, 2021 accepted 10:05 AM ET | PPLPPL Corp | 1.01Material agreement2.06Impairment7.01Reg FD disclosure | DocumentSEC ↗ |
Mar 18, 2021 accepted 7:14 PM ET | SFESSAFEGUARD SCIENTIFICS INC | 4.01Auditor change | DocumentSEC ↗ |
Mar 18, 2021 accepted 6:00 PM ET | TOONKartoon Studios, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Mar 17, 2021 accepted 5:14 PM ET | TARAProtara Therapeutics, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Mar 17, 2021 accepted 2:44 PM ET | WLFCWILLIS LEASE FINANCE CORP | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Mar 16, 2021 accepted 8:52 PM ET | PLUGPLUG POWER INC | 2.06Impairment4.02Non-reliance (restatement) | DocumentSEC ↗ |
Mar 16, 2021 accepted 5:19 PM ET | BCICBCP Investment Corp | 4.01Auditor change | DocumentSEC ↗ |
Mar 16, 2021 accepted 5:15 PM ET | TTMITTM TECHNOLOGIES INC | 1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Mar 16, 2021 accepted 4:25 PM ET | CNKCinemark Holdings, Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation7.01Reg FD disclosure | DocumentSEC ↗ |
Mar 16, 2021 accepted 9:01 AM ET | RMBSRAMBUS INC | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Mar 16, 2021 accepted 8:51 AM ET | ACCOACCO BRANDS Corp | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Mar 16, 2021 accepted 8:46 AM ET | OLNOLIN Corp | 2.05Restructuring costs7.01Reg FD disclosure | DocumentSEC ↗ |
Mar 16, 2021 accepted 9:26 PM ET | RCKYROCKY BRANDS, INC. | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition2.03New debt obligation7.01Reg FD disclosure | DocumentSEC ↗ |
Mar 15, 2021 accepted 5:24 PM ET | SCORCOMSCORE, INC. | 1.01Material agreement1.02Agreement terminated3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year5.07Shareholder vote8.01Other events | DocumentSEC ↗ |
Mar 15, 2021 accepted 4:16 PM ET | FIXCOMFORT SYSTEMS USA INC | 4.01Auditor change | DocumentSEC ↗ |
Mar 12, 2021 accepted 5:15 PM ET | IOVAIOVANCE BIOTHERAPEUTICS, INC. | 4.01Auditor change | DocumentSEC ↗ |
Mar 12, 2021 accepted 5:00 PM ET | BELFABEL FUSE INC /NJ | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Mar 12, 2021 accepted 4:50 PM ET | HUBBHUBBELL INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Mar 12, 2021 accepted 2:03 PM ET | CAHCARDINAL HEALTH INC | 2.05Restructuring costs2.06Impairment7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Mar 12, 2021 accepted 12:54 PM ET | CRTDCreatd, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Mar 12, 2021 accepted 6:50 AM ET | GABCGERMAN AMERICAN BANCORP, INC. | 2.05Restructuring costs | DocumentSEC ↗ |
Mar 11, 2021 accepted 4:17 PM ET | ACHACCENDRA HEALTH INC/VA/ | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Mar 10, 2021 accepted 9:21 PM ET | BGDEBig Digital Energy, Inc. | 2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control5.02Officer / director change5.07Shareholder vote | DocumentSEC ↗ |
Mar 9, 2021 accepted 4:13 PM ET | ALGMALLEGRO MICROSYSTEMS, INC. | 2.06Impairment | DocumentSEC ↗ |
Mar 9, 2021 accepted 4:07 PM ET | RRGBRED ROBIN GOURMET BURGERS INC | 4.01Auditor change | DocumentSEC ↗ |
Mar 8, 2021 accepted 4:13 PM ET | EPCEDGEWELL PERSONAL CARE Co | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Mar 8, 2021 accepted 8:30 AM ET | WWRWESTWATER RESOURCES, INC. | 3.01Delisting notice3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Mar 8, 2021 accepted 12:43 AM ET | BEEMBeam Global | 3.01Delisting notice | DocumentSEC ↗ |
Mar 5, 2021 accepted 4:53 PM ET | VALValaris Ltd | 1.03Bankruptcy | DocumentSEC ↗ |
Mar 5, 2021 accepted 4:34 PM ET | REEDREED'S, INC. | 2.04Debt acceleration | DocumentSEC ↗ |
Mar 5, 2021 accepted 4:30 PM ET | MURMURPHY OIL CORP | 2.03New debt obligation2.04Debt acceleration8.01Other events | DocumentSEC ↗ |
Mar 5, 2021 accepted 4:09 PM ET | HLITHARMONIC INC. | 4.01Auditor change | DocumentSEC ↗ |
Mar 5, 2021 accepted 6:26 PM ET | APPSDigital Turbine, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Mar 4, 2021 accepted 10:05 PM ET | REPXRiley Exploration Permian, Inc. | 1.01Material agreement2.01Acquisition / disposition2.03New debt obligation3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.05Code of ethics | DocumentSEC ↗ |
Mar 4, 2021 accepted 4:10 PM ET | TOFBTOFUTTI BRANDS INC | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Mar 4, 2021 accepted 4:05 PM ET | ONON SEMICONDUCTOR CORP | 2.05Restructuring costs | DocumentSEC ↗ |
Mar 3, 2021 accepted 5:07 PM ET | EXPEExpedia Group, Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation8.01Other events | DocumentSEC ↗ |
Mar 3, 2021 accepted 5:04 PM ET | WMBWILLIAMS COMPANIES, INC. | 1.02Agreement terminated3.03Holder rights modified | DocumentSEC ↗ |