

1,403,529 filings since 2004 · latest accepted Nov 6, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Sep 19, 2017 accepted 8:47 PM ET | NROMNOBLE ROMANS INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Sep 15, 2017 accepted 3:44 PM ET | DAKTDAKTRONICS INC /SD/ |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
4.01Auditor change |
| DocumentSEC ↗ |
Sep 15, 2017 accepted 3:40 PM ET | NLNLI HOLDINGS, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation2.04Debt acceleration | DocumentSEC ↗ |
Sep 15, 2017 accepted 3:39 PM ET | VHIVALHI INC /DE/ | 1.01Material agreement1.02Agreement terminated2.03New debt obligation2.04Debt acceleration | DocumentSEC ↗ |
Sep 15, 2017 accepted 7:07 PM ET | SMCISuper Micro Computer, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 14, 2017 accepted 4:30 PM ET | GSITGSI TECHNOLOGY INC | 4.01Auditor change | DocumentSEC ↗ |
Sep 14, 2017 accepted 4:08 PM ET | PXLWPIXELWORKS, INC | 2.05Restructuring costs | DocumentSEC ↗ |
Sep 14, 2017 accepted 8:01 PM ET | LSCCLATTICE SEMICONDUCTOR CORP | 1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Sep 13, 2017 accepted 4:17 PM ET | KROKRONOS WORLDWIDE INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation2.04Debt acceleration7.01Reg FD disclosure | DocumentSEC ↗ |
Sep 13, 2017 accepted 7:33 AM ET | RCKTROCKET PHARMACEUTICALS, INC. | 1.01Material agreement3.02Unregistered equity sale5.01Change in control5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Sep 12, 2017 accepted 5:28 PM ET | VGTKViking Global Technologies, Inc. | 2.04Debt acceleration7.01Reg FD disclosure | DocumentSEC ↗ |
Sep 12, 2017 accepted 5:15 PM ET | AGPUAXE COMPUTE INC. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 12, 2017 accepted 4:45 PM ET | TENXTENAX THERAPEUTICS, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 12, 2017 accepted 4:10 PM ET | CPHICHINA PHARMA HOLDINGS, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 11, 2017 accepted 4:03 PM ET | VVISA INC. | 2.04Debt acceleration8.01Other events | DocumentSEC ↗ |
Sep 8, 2017 accepted 9:00 PM ET | AIRIAIR INDUSTRIES GROUP | 3.01Delisting notice | DocumentSEC ↗ |
Sep 8, 2017 accepted 8:52 PM ET | CMCCOMMERCIAL METALS Co | 8-K/A 2.05Restructuring costs | DocumentSEC ↗ |
Sep 8, 2017 accepted 8:31 PM ET | CNSYCERENOME, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 8, 2017 accepted 7:20 PM ET | BGCBGC Group, Inc. | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition2.03New debt obligation7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Sep 8, 2017 accepted 5:11 PM ET | CRDFCardiff Oncology, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 8, 2017 accepted 4:35 PM ET | OMQSOMNIQ Corp. | 1.01Material agreement5.01Change in control | DocumentSEC ↗ |
Sep 8, 2017 accepted 1:35 PM ET | CIACITIZENS, INC. | 4.01Auditor change | DocumentSEC ↗ |
Sep 7, 2017 accepted 8:49 PM ET | MWAMueller Water Products, Inc. | 2.05Restructuring costs5.02Officer / director change7.01Reg FD disclosure | DocumentSEC ↗ |
Sep 6, 2017 accepted 4:51 PM ET | HUBBHUBBELL INC | 1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Sep 5, 2017 accepted 9:00 AM ET | ATECAlphatec Holdings, Inc. | 4.01Auditor change8.01Other events | DocumentSEC ↗ |
Sep 1, 2017 accepted 9:00 PM ET | SJMJ M SMUCKER Co | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Sep 1, 2017 accepted 8:10 PM ET | WDAYWorkday, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 1, 2017 accepted 6:24 PM ET | BALLBALL Corp | 2.05Restructuring costs | DocumentSEC ↗ |
Sep 1, 2017 accepted 4:56 PM ET | NMEXNORTHERN MINERALS & EXPLORATION LTD. | 1.02Agreement terminated3.02Unregistered equity sale7.01Reg FD disclosure | DocumentSEC ↗ |
Sep 1, 2017 accepted 4:16 PM ET | SIRISIRIUS XM HOLDINGS INC. | 1.02Agreement terminated | DocumentSEC ↗ |
Sep 1, 2017 accepted 11:39 AM ET | CTA-PBEIDP, Inc. | 2.01Acquisition / disposition3.01Delisting notice3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Sep 1, 2017 accepted 11:03 AM ET | THCTENET HEALTHCARE CORP | 2.06Impairment7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Aug 31, 2017 accepted 9:05 PM ET | MGNXMACROGENICS INC | 1.02Agreement terminated | DocumentSEC ↗ |
Aug 31, 2017 accepted 1:26 PM ET | DBIDesigner Brands Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Aug 30, 2017 accepted 8:56 PM ET | SNFCASECURITY NATIONAL FINANCIAL CORP | 3.01Delisting notice | DocumentSEC ↗ |
Aug 30, 2017 accepted 2:35 PM ET | CDIXCardiff Lexington Corp | 1.02Agreement terminated4.02Non-reliance (restatement) | DocumentSEC ↗ |
Aug 30, 2017 accepted 12:33 PM ET | PZZAPAPA JOHNS INTERNATIONAL INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Aug 30, 2017 accepted 6:13 AM ET | VGTKViking Global Technologies, Inc. | 2.04Debt acceleration7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 30, 2017 accepted 8:53 PM ET | DXPEDXP ENTERPRISES INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Aug 29, 2017 accepted 5:15 PM ET | GPREGreen Plains Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 29, 2017 accepted 4:30 PM ET | URIUNITED RENTALS, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation8.01Other events | DocumentSEC ↗ |
Aug 29, 2017 accepted 8:54 AM ET | DUKDuke Energy CORP | 2.06Impairment | DocumentSEC ↗ |
Aug 28, 2017 accepted 8:00 AM ET | XPOXPO, Inc. | 1.02Agreement terminated | DocumentSEC ↗ |
Aug 25, 2017 accepted 9:09 PM ET | HLNEHamilton Lane INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Aug 25, 2017 accepted 5:18 PM ET | RCATRed Cat Holdings, Inc. | 2.04Debt acceleration | DocumentSEC ↗ |
Aug 25, 2017 accepted 5:02 PM ET | ASTCASTROTECH Corp | 3.01Delisting notice | DocumentSEC ↗ |
Aug 25, 2017 accepted 5:00 PM ET | SINTSintx Technologies, Inc. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 24, 2017 accepted 8:15 PM ET | INSGINSEEGO CORP. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.02Unregistered equity sale8.01Other events | DocumentSEC ↗ |
Aug 24, 2017 accepted 5:24 PM ET | CASKMGP INGREDIENTS INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Aug 24, 2017 accepted 5:00 PM ET | ANIXAnixa Biosciences Inc | 3.01Delisting notice | DocumentSEC ↗ |