

1,403,529 filings since 2004 · latest accepted Nov 6, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Aug 24, 2017 accepted 5:00 PM ET | AIRTAIR T INC | 3.01Delisting notice | DocumentSEC ↗ |
Aug 23, 2017 accepted 4:38 PM ET | TSLATesla, Inc. | 1.01Material agreementAgreement terminated |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
| DocumentSEC ↗ |
Aug 22, 2017 accepted 10:42 AM ET | CDIXCardiff Lexington Corp | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Aug 22, 2017 accepted 8:05 PM ET | ICCCIMMUCELL CORP /DE/ | 3.01Delisting notice | DocumentSEC ↗ |
Aug 22, 2017 accepted 4:56 PM ET | AMZNAMAZON COM INC | 1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Aug 22, 2017 accepted 12:49 PM ET | NSPRInspireMD, Inc. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Aug 21, 2017 accepted 7:57 PM ET | PKGPACKAGING CORP OF AMERICA | 2.05Restructuring costs2.06Impairment8.01Other events | DocumentSEC ↗ |
Aug 21, 2017 accepted 4:15 PM ET | DCTHDELCATH SYSTEMS, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 21, 2017 accepted 7:09 AM ET | INVAInnoviva, Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation8.01Other events | DocumentSEC ↗ |
Aug 18, 2017 accepted 4:15 PM ET | TRAWTraws Pharma, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 17, 2017 accepted 4:58 PM ET | EPACENERPAC TOOL GROUP CORP | 2.05Restructuring costs2.06Impairment | DocumentSEC ↗ |
Aug 17, 2017 accepted 4:22 PM ET | ENRTEnertopia Corp. | 4.01Auditor change7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 17, 2017 accepted 5:59 PM ET | SBIWESTERN ASSET INTERMEDIATE MUNI FUND INC. | 4.01Auditor change | DocumentSEC ↗ |
Aug 17, 2017 accepted 5:53 PM ET | MMUWESTERN ASSET MANAGED MUNICIPALS FUND INC. | 4.01Auditor change | DocumentSEC ↗ |
Aug 17, 2017 accepted 5:53 PM ET | MHFWESTERN ASSET MUNICIPAL HIGH INCOME FUND INC. | 4.01Auditor change | DocumentSEC ↗ |
Aug 17, 2017 accepted 5:52 PM ET | HIXWESTERN ASSET HIGH INCOME FUND II INC. | 4.01Auditor change | DocumentSEC ↗ |
Aug 17, 2017 accepted 5:49 PM ET | EMDWESTERN ASSET EMERGING MARKETS DEBT FUND INC. | 4.01Auditor change | DocumentSEC ↗ |
Aug 17, 2017 accepted 5:47 PM ET | SCDLMP CAPITAL & INCOME FUND INC. | 4.01Auditor change | DocumentSEC ↗ |
Aug 17, 2017 accepted 5:46 PM ET | EHIWESTERN ASSET GLOBAL HIGH INCOME FUND INC. | 4.01Auditor change | DocumentSEC ↗ |
Aug 17, 2017 accepted 5:45 PM ET | HIOWESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. | 4.01Auditor change | DocumentSEC ↗ |
Aug 16, 2017 accepted 4:22 PM ET | AYTUAYTU BIOPHARMA, INC | 1.01Material agreement1.02Agreement terminated3.02Unregistered equity sale5.03Bylaws / fiscal year | DocumentSEC ↗ |
Aug 16, 2017 accepted 2:50 PM ET | FCCNSPECTRAL CAPITAL Corp | 4.01Auditor change | DocumentSEC ↗ |
Aug 16, 2017 accepted 2:44 PM ET | UNPUNION PACIFIC CORP | 2.05Restructuring costs | DocumentSEC ↗ |
Aug 16, 2017 accepted 11:49 AM ET | IEHCIEH Corp | 4.01Auditor change | DocumentSEC ↗ |
Aug 15, 2017 accepted 9:25 PM ET | RAVERAVE RESTAURANT GROUP, INC. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Aug 15, 2017 accepted 4:18 PM ET | JCTCJEWETT CAMERON TRADING CO LTD | 3.01Delisting notice | DocumentSEC ↗ |
Aug 14, 2017 accepted 4:02 PM ET | PRKRPARKERVISION INC | 3.01Delisting notice | DocumentSEC ↗ |
Aug 14, 2017 accepted 9:00 AM ET | CAPSCapstone Holding Corp. | 4.01Auditor change | DocumentSEC ↗ |
Aug 14, 2017 accepted 7:43 AM ET | ITOXIIOT-OXYS, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Aug 14, 2017 accepted 6:15 AM ET | HHSHARTE HANKS INC | 3.01Delisting notice | DocumentSEC ↗ |
Aug 11, 2017 accepted 6:30 AM ET | VGTKViking Global Technologies, Inc. | 1.01Material agreement3.01Delisting notice3.02Unregistered equity sale5.02Officer / director change7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 10, 2017 accepted 4:33 PM ET | MDXGMIMEDX GROUP, INC. | 4.01Auditor change | DocumentSEC ↗ |
Aug 9, 2017 accepted 5:03 PM ET | RYESRise Gold Corp. | 1.02Agreement terminated3.02Unregistered equity sale8.01Other events | DocumentSEC ↗ |
Aug 9, 2017 accepted 4:20 PM ET | ENSEnerSys | 1.01Material agreement1.02Agreement terminated2.02Earnings release2.03New debt obligation7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Aug 9, 2017 accepted 4:15 PM ET | BBTBeacon Financial Corp | 4.01Auditor change | DocumentSEC ↗ |
Aug 9, 2017 accepted 12:16 PM ET | IFNABERDEEN INDIA FUND, INC. | 4.01Auditor change | DocumentSEC ↗ |
Aug 8, 2017 accepted 5:28 PM ET | NCPLNetcapital Inc. | 4.01Auditor change | DocumentSEC ↗ |
Aug 8, 2017 accepted 4:21 PM ET | ALTOAlto Ingredients, Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Aug 8, 2017 accepted 4:17 PM ET | CALXCALIX, INC | 1.01Material agreement1.02Agreement terminated2.02Earnings release2.03New debt obligation | DocumentSEC ↗ |
Aug 7, 2017 accepted 8:30 PM ET | AEMDAETHLON MEDICAL INC | 3.01Delisting notice | DocumentSEC ↗ |
Aug 7, 2017 accepted 5:29 PM ET | TAT&T INC. | 1.02Agreement terminated | DocumentSEC ↗ |
Aug 7, 2017 accepted 5:14 PM ET | SRRESUNRISE REAL ESTATE GROUP INC | 4.01Auditor change | DocumentSEC ↗ |
Aug 7, 2017 accepted 5:11 PM ET | CORTCORCEPT THERAPEUTICS INC | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Aug 7, 2017 accepted 4:27 PM ET | BSXBOSTON SCIENTIFIC CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Aug 4, 2017 accepted 8:34 PM ET | SNFCASECURITY NATIONAL FINANCIAL CORP | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
Aug 4, 2017 accepted 4:34 PM ET | FNFFidelity National Financial, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Aug 4, 2017 accepted 4:26 PM ET | MURMURPHY OIL CORP | 2.04Debt acceleration8.01Other events | DocumentSEC ↗ |
Aug 4, 2017 accepted 4:12 PM ET | SIRISIRIUS XM HOLDINGS INC. | 1.02Agreement terminated | DocumentSEC ↗ |
Aug 4, 2017 accepted 8:30 AM ET | PZZAPAPA JOHNS INTERNATIONAL INC | 4.01Auditor change | DocumentSEC ↗ |
Aug 4, 2017 accepted 8:00 AM ET | SNWVSANUWAVE Health, Inc. | 1.01Material agreement2.03New debt obligation2.04Debt acceleration3.02Unregistered equity sale7.01Reg FD disclosure | DocumentSEC ↗ |