

1,403,529 filings since 2004 · latest accepted Nov 6, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
May 31, 2017 accepted 8:45 PM ET | USAUU.S. GOLD CORP. | 3.01Delisting notice | DocumentSEC ↗ |
May 31, 2017 accepted 4:56 PM ET | CLEVConcrete Leveling Systems Inc | 4.01Auditor change | Document |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
May 31, 2017 accepted 4:31 PM ET | HOPEHOPE BANCORP INC | 4.01Auditor change | DocumentSEC ↗ |
May 31, 2017 accepted 4:16 PM ET | OHIOMEGA HEALTHCARE INVESTORS INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
May 31, 2017 accepted 6:30 AM ET | TPRTAPESTRY, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation8.01Other events | DocumentSEC ↗ |
May 30, 2017 accepted 4:56 PM ET | SGRPSPAR Group, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
May 30, 2017 accepted 4:15 PM ET | VGTKViking Global Technologies, Inc. | 1.02Agreement terminated5.02Officer / director change | DocumentSEC ↗ |
May 30, 2017 accepted 11:50 AM ET | SVRASavara Inc | 4.01Auditor change | DocumentSEC ↗ |
May 30, 2017 accepted 11:26 AM ET | KOANResonate Blends, Inc. | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
May 30, 2017 accepted 8:29 AM ET | EXCEXELON CORP | 2.05Restructuring costs | DocumentSEC ↗ |
May 26, 2017 accepted 9:31 PM ET | USAUU.S. GOLD CORP. | 2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
May 26, 2017 accepted 5:21 PM ET | NWBONORTHWEST BIOTHERAPEUTICS INC | 2.04Debt acceleration3.02Unregistered equity sale | DocumentSEC ↗ |
May 26, 2017 accepted 4:29 PM ET | EPAMEPAM Systems, Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
May 26, 2017 accepted 4:01 PM ET | CRVOCervoMed Inc. | 3.01Delisting notice | DocumentSEC ↗ |
May 26, 2017 accepted 9:00 AM ET | SINTSintx Technologies, Inc. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
May 25, 2017 accepted 5:17 PM ET | TRAWTraws Pharma, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
May 25, 2017 accepted 4:20 PM ET | KFRCKFORCE INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation7.01Reg FD disclosure | DocumentSEC ↗ |
May 25, 2017 accepted 3:59 PM ET | CDIXCardiff Lexington Corp | 4.01Auditor change | DocumentSEC ↗ |
May 25, 2017 accepted 3:50 PM ET | BHLLBunker Hill Mining Corp. | 1.01Material agreement5.01Change in control5.02Officer / director change5.07Shareholder vote8.01Other events | DocumentSEC ↗ |
May 24, 2017 accepted 8:48 PM ET | AIRIAIR INDUSTRIES GROUP | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
May 24, 2017 accepted 7:11 AM ET | CBIOCRESCENT BIOPHARMA, INC. | 1.02Agreement terminated | DocumentSEC ↗ |
May 23, 2017 accepted 5:08 PM ET | FTEKFUEL TECH, INC. | 3.01Delisting notice | DocumentSEC ↗ |
May 23, 2017 accepted 11:17 AM ET | NTWKNETSOL TECHNOLOGIES INC | 8-K/A 4.02Non-reliance (restatement) | DocumentSEC ↗ |
May 22, 2017 accepted 8:47 PM ET | CDNACareDx, Inc. | 2.02Earnings release3.01Delisting notice5.02Officer / director change7.01Reg FD disclosure | DocumentSEC ↗ |
May 22, 2017 accepted 4:56 PM ET | NTWKNETSOL TECHNOLOGIES INC | 4.02Non-reliance (restatement) | DocumentSEC ↗ |
May 22, 2017 accepted 4:48 PM ET | HUMHUMANA INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
May 22, 2017 accepted 4:32 PM ET | HOPEHOPE BANCORP INC | 3.01Delisting notice | DocumentSEC ↗ |
May 22, 2017 accepted 2:41 PM ET | PTIXProtagenic Therapeutics, Inc.\new | 4.01Auditor change | DocumentSEC ↗ |
May 22, 2017 accepted 10:21 AM ET | BGDEBig Digital Energy, Inc. | 1.01Material agreement5.01Change in control | DocumentSEC ↗ |
May 19, 2017 accepted 9:18 PM ET | OCGNOcugen, Inc. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
May 19, 2017 accepted 9:09 PM ET | SMSM Energy Co | 2.06Impairment | DocumentSEC ↗ |
May 19, 2017 accepted 7:29 PM ET | CLOQCYBERLOQ TECHNOLOGIES, INC. | 4.01Auditor change | DocumentSEC ↗ |
May 19, 2017 accepted 5:01 PM ET | DAREDare Bioscience, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
May 19, 2017 accepted 4:05 PM ET | VCELVericel Corp | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
May 19, 2017 accepted 4:02 PM ET | SDEVStablecoin Development Corp | 3.01Delisting notice | DocumentSEC ↗ |
May 19, 2017 accepted 4:02 PM ET | PNBKPATRIOT NATIONAL BANCORP INC | 4.01Auditor change | DocumentSEC ↗ |
May 19, 2017 accepted 6:13 PM ET | CSLCARLISLE COMPANIES INC | 4.01Auditor change | DocumentSEC ↗ |
May 18, 2017 accepted 8:05 PM ET | SODISOLITRON DEVICES INC | 1.01Material agreement1.02Agreement terminated3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
May 18, 2017 accepted 4:46 PM ET | SNFCASECURITY NATIONAL FINANCIAL CORP | 4.01Auditor change | DocumentSEC ↗ |
May 18, 2017 accepted 4:00 PM ET | ALGTAllegiant Travel CO | 1.02Agreement terminated2.03New debt obligation7.01Reg FD disclosure | DocumentSEC ↗ |
May 18, 2017 accepted 3:22 PM ET | ENBPENB Financial Corp | 5.01Change in control | DocumentSEC ↗ |
May 18, 2017 accepted 10:40 AM ET | SCORCOMSCORE, INC. | 3.01Delisting notice | DocumentSEC ↗ |
May 18, 2017 accepted 12:53 AM ET | TDWTIDEWATER INC | 1.03Bankruptcy2.04Debt acceleration7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
May 17, 2017 accepted 3:46 PM ET | FENCFENNEC PHARMACEUTICALS INC. | 4.01Auditor change | DocumentSEC ↗ |
May 17, 2017 accepted 10:12 PM ET | LSTALISATA THERAPEUTICS, INC. | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
May 16, 2017 accepted 5:23 PM ET | TIPTTIPTREE INC. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
May 16, 2017 accepted 3:38 PM ET | LAKELAKELAND INDUSTRIES INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
May 16, 2017 accepted 10:42 AM ET | ONITONITY GROUP INC. | 4.02Non-reliance (restatement)7.01Reg FD disclosure | DocumentSEC ↗ |
May 15, 2017 accepted 5:00 PM ET | NDLSNOODLES & Co | 3.01Delisting notice | DocumentSEC ↗ |
May 15, 2017 accepted 4:23 PM ET | ELDNEledon Pharmaceuticals, Inc. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale3.03Holder rights modified4.01Auditor change5.02Officer / director change5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |