

1,401,923 filings since 2004 · latest accepted Nov 3, 2026, 5:27 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
May 6, 2022 accepted 1:04 PM ET | PNNTPENNANTPARK INVESTMENT CORP | 5.02Officer / director change5.05Code of ethics | DocumentSEC ↗ |
Feb 18, 2022 accepted 4:15 PM ET | ABRARBOR REALTY TRUST INC |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
| DocumentSEC ↗ |
Nov 18, 2021 accepted 9:00 AM ET | CASHPATHWARD FINANCIAL, INC. | 5.05Code of ethics8.01Other events | DocumentSEC ↗ |
Nov 10, 2021 accepted 4:32 PM ET | OSURORASURE TECHNOLOGIES INC | 5.05Code of ethics | DocumentSEC ↗ |
Nov 4, 2021 accepted 8:11 PM ET | IRTCiRhythm Holdings, Inc. | 2.02Earnings release5.05Code of ethics8.01Other events | DocumentSEC ↗ |
Sep 24, 2021 accepted 4:08 PM ET | IRDMIridium Communications Inc. | 5.05Code of ethics | DocumentSEC ↗ |
Aug 30, 2021 accepted 11:09 AM ET | CLFCLEVELAND-CLIFFS INC. | 5.02Officer / director change5.05Code of ethics | DocumentSEC ↗ |
Aug 27, 2021 accepted 9:36 PM ET | WHWKWhitehawk Therapeutics, Inc. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.05Code of ethics | DocumentSEC ↗ |
Aug 26, 2021 accepted 6:32 PM ET | AIMDAinos, Inc. | 5.03Bylaws / fiscal year5.05Code of ethics | DocumentSEC ↗ |
Aug 20, 2021 accepted 4:06 PM ET | MSEXMIDDLESEX WATER CO | 5.05Code of ethics | DocumentSEC ↗ |
Aug 11, 2021 accepted 4:23 PM ET | CNTYCENTURY CASINOS INC /CO/ | 5.05Code of ethics | DocumentSEC ↗ |
Aug 11, 2021 accepted 4:07 PM ET | BANRBANNER CORP | 5.05Code of ethics | DocumentSEC ↗ |
Jun 16, 2021 accepted 4:05 PM ET | EXLSExlService Holdings, Inc. | 5.05Code of ethics5.07Shareholder vote | DocumentSEC ↗ |
May 20, 2021 accepted 4:47 PM ET | AWREAWARE INC /MA/ | 5.02Officer / director change5.05Code of ethics5.07Shareholder vote | DocumentSEC ↗ |
Mar 29, 2021 accepted 2:23 PM ET | IONSIONIS PHARMACEUTICALS INC | 5.03Bylaws / fiscal year5.05Code of ethics | DocumentSEC ↗ |
Mar 4, 2021 accepted 10:05 PM ET | REPXRiley Exploration Permian, Inc. | 1.01Material agreement2.01Acquisition / disposition2.03New debt obligation3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.05Code of ethics | DocumentSEC ↗ |
Mar 3, 2021 accepted 4:30 PM ET | PRPOPrecipio, Inc. | 5.02Officer / director change5.05Code of ethics8.01Other events | DocumentSEC ↗ |
Mar 2, 2021 accepted 10:18 PM ET | EPMEVOLUTION PETROLEUM CORP | 5.05Code of ethics | DocumentSEC ↗ |
Mar 1, 2021 accepted 1:27 PM ET | COHRCOHERENT CORP. | 5.02Officer / director change5.03Bylaws / fiscal year5.05Code of ethics8.01Other events | DocumentSEC ↗ |
Jan 29, 2021 accepted 4:37 PM ET | VLOVALERO ENERGY CORP/TX | 5.05Code of ethics8.01Other events | DocumentSEC ↗ |
Jan 28, 2021 accepted 3:41 PM ET | HOMBHOME BANCSHARES INC | 5.03Bylaws / fiscal year5.05Code of ethics | DocumentSEC ↗ |
Jan 19, 2021 accepted 6:09 AM ET | CYRXCryoport, Inc. | 5.05Code of ethics | DocumentSEC ↗ |
Jan 8, 2021 accepted 4:17 PM ET | GBXGREENBRIER COMPANIES INC | 5.02Officer / director change5.05Code of ethics5.07Shareholder vote | DocumentSEC ↗ |
Dec 30, 2020 accepted 4:31 PM ET | HUBBHUBBELL INC | 5.05Code of ethics | DocumentSEC ↗ |
Dec 16, 2020 accepted 9:15 PM ET | MYOMYOMO, INC. | 5.05Code of ethics | DocumentSEC ↗ |
Dec 10, 2020 accepted 5:02 PM ET | AWKAmerican Water Works Company, Inc. | 5.03Bylaws / fiscal year5.05Code of ethics | DocumentSEC ↗ |
Dec 9, 2020 accepted 4:47 PM ET | ODCOil-Dri Corp of America | 5.05Code of ethics5.07Shareholder vote8.01Other events | DocumentSEC ↗ |
Nov 24, 2020 accepted 4:38 PM ET | THFFFIRST FINANCIAL CORP /IN/ | 5.05Code of ethics | DocumentSEC ↗ |
Nov 6, 2020 accepted 9:18 AM ET | IRDOpus Genetics, Inc. | 1.01Material agreement2.01Acquisition / disposition3.03Holder rights modified4.01Auditor change5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.05Code of ethics | DocumentSEC ↗ |
Oct 28, 2020 accepted 10:49 AM ET | MRDNMeridian Holdings Inc./NV | 5.02Officer / director change5.03Bylaws / fiscal year5.05Code of ethics | DocumentSEC ↗ |
Sep 25, 2020 accepted 8:35 PM ET | ASYSAMTECH SYSTEMS INC | 5.03Bylaws / fiscal year5.05Code of ethics | DocumentSEC ↗ |
Sep 17, 2020 accepted 8:41 PM ET | SOTKSONO TEK CORP | 5.05Code of ethics | DocumentSEC ↗ |
Sep 1, 2020 accepted 5:19 PM ET | BANRBANNER CORP | 5.05Code of ethics | DocumentSEC ↗ |
Aug 27, 2020 accepted 1:01 PM ET | MRDNMeridian Holdings Inc./NV | 1.01Material agreement3.02Unregistered equity sale5.05Code of ethics7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Aug 25, 2020 accepted 5:29 PM ET | BDCBELDEN INC. | 5.05Code of ethics | DocumentSEC ↗ |
Aug 17, 2020 accepted 3:15 PM ET | RVPRETRACTABLE TECHNOLOGIES INC | 5.05Code of ethics8.01Other events | DocumentSEC ↗ |
Aug 6, 2020 accepted 10:28 PM ET | BRBROADRIDGE FINANCIAL SOLUTIONS, INC. | 5.02Officer / director change5.05Code of ethics | DocumentSEC ↗ |
Jul 28, 2020 accepted 8:22 PM ET | SFNCSIMMONS FIRST NATIONAL CORP | 5.05Code of ethics | DocumentSEC ↗ |
Jul 27, 2020 accepted 11:29 PM ET | QCLSQ/C TECHNOLOGIES, INC. | 5.02Officer / director change5.03Bylaws / fiscal year5.05Code of ethics8.01Other events | DocumentSEC ↗ |
Jun 11, 2020 accepted 4:34 PM ET | PETSPETMED EXPRESS INC | 5.05Code of ethics8.01Other events | DocumentSEC ↗ |
May 7, 2020 accepted 8:26 PM ET | FEIMFREQUENCY ELECTRONICS INC | 5.05Code of ethics8.01Other events | DocumentSEC ↗ |
Apr 29, 2020 accepted 2:48 PM ET | RGCORGC RESOURCES INC | 1.01Material agreement5.02Officer / director change5.05Code of ethics | DocumentSEC ↗ |
Apr 7, 2020 accepted 3:05 PM ET | TISITEAM INC | 5.05Code of ethics | DocumentSEC ↗ |
Mar 25, 2020 accepted 8:15 PM ET | BKTIBK Technologies Corp | 5.05Code of ethics8.01Other events | DocumentSEC ↗ |
Mar 4, 2020 accepted 6:29 PM ET | SFNCSIMMONS FIRST NATIONAL CORP | 5.05Code of ethics | DocumentSEC ↗ |
Feb 10, 2020 accepted 9:20 PM ET | AEMDAETHLON MEDICAL INC | 2.02Earnings release5.05Code of ethics | DocumentSEC ↗ |
Feb 5, 2020 accepted 7:53 PM ET | BRBROADRIDGE FINANCIAL SOLUTIONS, INC. | 5.02Officer / director change5.05Code of ethics8.01Other events | DocumentSEC ↗ |
Jan 30, 2020 accepted 1:48 PM ET | EPACENERPAC TOOL GROUP CORP | 5.05Code of ethics5.07Shareholder vote7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Jan 28, 2020 accepted 4:13 PM ET | FCNCAFIRST CITIZENS BANCSHARES INC /DE/ | 2.02Earnings release5.05Code of ethics7.01Reg FD disclosure | DocumentSEC ↗ |
Jan 14, 2020 accepted 11:32 AM ET | LKQLKQ CORP | 5.05Code of ethics | DocumentSEC ↗ |