

1,403,385 filings since 2004 · latest accepted Nov 6, 2026, 11:13 AM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Nov 20, 2020 accepted 2:36 PM ET | ATDSData443 Risk Mitigation, Inc. | 1.01Material agreement2.03New debt obligation3.03Holder rights modified7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 19, 2020 accepted 5:11 PM ET |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
CFRCULLEN/FROST BANKERS, INC. |
3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events |
| DocumentSEC ↗ |
Nov 18, 2020 accepted 6:01 AM ET | TOVXTheriva Biologics, Inc. | 3.03Holder rights modified | DocumentSEC ↗ |
Nov 16, 2020 accepted 4:04 PM ET | CVLTCOMMVAULT SYSTEMS INC | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Nov 13, 2020 accepted 4:31 PM ET | ITOXIIOT-OXYS, Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.03Bylaws / fiscal year | DocumentSEC ↗ |
Nov 13, 2020 accepted 4:11 PM ET | PSAPublic Storage | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Nov 12, 2020 accepted 4:09 PM ET | CNOCNO Financial Group, Inc. | 1.01Material agreement3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Nov 9, 2020 accepted 4:33 PM ET | FETFORUM ENERGY TECHNOLOGIES, INC. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Nov 6, 2020 accepted 9:05 PM ET | DSSDSS, INC. | 8-K/A 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Nov 6, 2020 accepted 9:18 AM ET | IRDOpus Genetics, Inc. | 1.01Material agreement2.01Acquisition / disposition3.03Holder rights modified4.01Auditor change5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.05Code of ethics | DocumentSEC ↗ |
Nov 4, 2020 accepted 4:35 PM ET | PSECPROSPECT CAPITAL CORP | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Nov 3, 2020 accepted 4:40 PM ET | BNYBank of New York Mellon Corp | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Nov 3, 2020 accepted 4:16 PM ET | EPREPR PROPERTIES | 1.01Material agreement2.03New debt obligation3.03Holder rights modified | DocumentSEC ↗ |
Oct 30, 2020 accepted 8:17 PM ET | CVMCEL SCI CORP | 3.03Holder rights modified | DocumentSEC ↗ |
Oct 30, 2020 accepted 4:58 PM ET | NEENEXTERA ENERGY INC | 3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Oct 29, 2020 accepted 8:30 PM ET | FULTFULTON FINANCIAL CORP | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Oct 29, 2020 accepted 6:04 PM ET | WYYWIDEPOINT CORP | 3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Oct 29, 2020 accepted 4:40 PM ET | BACBANK OF AMERICA CORP /DE/ | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Oct 27, 2020 accepted 7:37 AM ET | USBUS BANCORP \DE\ | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Oct 20, 2020 accepted 3:22 PM ET | SEIISHARING ECONOMY INTERNATIONAL INC. | 3.03Holder rights modified7.01Reg FD disclosure | DocumentSEC ↗ |
Oct 19, 2020 accepted 8:35 PM ET | BBWIBath & Body Works, Inc. | 3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Oct 6, 2020 accepted 4:42 PM ET | DLHCDLH Holdings Corp. | 1.01Material agreement2.01Acquisition / disposition2.03New debt obligation3.03Holder rights modified | DocumentSEC ↗ |
Oct 6, 2020 accepted 4:40 PM ET | SCHWSCHWAB CHARLES CORP | 2.01Acquisition / disposition2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Oct 6, 2020 accepted 4:34 PM ET | OPHCOptimumBank Holdings, Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Oct 5, 2020 accepted 8:10 PM ET | CNSYCERENOME, INC. | 3.03Holder rights modified | DocumentSEC ↗ |
Oct 5, 2020 accepted 8:09 PM ET | ATDSData443 Risk Mitigation, Inc. | 1.01Material agreement2.03New debt obligation3.03Holder rights modified | DocumentSEC ↗ |
Oct 5, 2020 accepted 1:45 PM ET | AIRAAR CORP | 1.01Material agreement1.02Agreement terminated3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Oct 2, 2020 accepted 9:14 AM ET | MSMORGAN STANLEY | 2.01Acquisition / disposition3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Oct 1, 2020 accepted 4:39 PM ET | EPDENTERPRISE PRODUCTS PARTNERS L.P. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Oct 1, 2020 accepted 4:15 PM ET | CYRXCryoport, Inc. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Sep 30, 2020 accepted 4:10 PM ET | PSAPublic Storage | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Sep 25, 2020 accepted 5:25 PM ET | GOVXGeoVax Labs, Inc. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Sep 25, 2020 accepted 4:39 PM ET | HCMCHealthier Choices Management Corp. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Sep 25, 2020 accepted 4:15 PM ET | BSYBENTLEY SYSTEMS INC | 3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Sep 24, 2020 accepted 8:32 PM ET | NOGNORTHERN OIL & GAS, INC. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Sep 23, 2020 accepted 4:17 PM ET | VISKViskase Holdings, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Sep 23, 2020 accepted 4:01 PM ET | BFHBREAD FINANCIAL HOLDINGS, INC. | 1.01Material agreement2.03New debt obligation2.04Debt acceleration3.03Holder rights modified | DocumentSEC ↗ |
Sep 22, 2020 accepted 5:21 PM ET | STRSSTRATUS PROPERTIES INC | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Sep 22, 2020 accepted 4:41 PM ET | OPYOPPENHEIMER HOLDINGS INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.03Holder rights modified | DocumentSEC ↗ |
Sep 22, 2020 accepted 12:39 PM ET | AMWLAmerican Well Corp | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Sep 22, 2020 accepted 12:15 PM ET | MHHMastech Digital, Inc. | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Sep 21, 2020 accepted 4:31 PM ET | ZNOGZION OIL & GAS INC | 3.03Holder rights modified | DocumentSEC ↗ |
Sep 18, 2020 accepted 4:20 PM ET | SVBLSILVER BULL RESOURCES, INC. | 3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Sep 17, 2020 accepted 4:17 PM ET | COFCAPITAL ONE FINANCIAL CORP | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Sep 17, 2020 accepted 11:37 PM ET | SRGZStar Gold Corp. | 8-K/A 3.03Holder rights modified | DocumentSEC ↗ |
Sep 14, 2020 accepted 6:46 AM ET | SGISOMNIGROUP INTERNATIONAL INC. | 3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Sep 10, 2020 accepted 8:25 PM ET | METMETLIFE INC | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Sep 9, 2020 accepted 8:50 PM ET | QCLSQ/C TECHNOLOGIES, INC. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Sep 8, 2020 accepted 9:10 PM ET | SRGZStar Gold Corp. | 8-K/A 3.03Holder rights modified | DocumentSEC ↗ |
Sep 3, 2020 accepted 5:02 PM ET | PTIXProtagenic Therapeutics, Inc.\new | 1.01Material agreement2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified | DocumentSEC ↗ |