

1,403,438 filings since 2004 · latest accepted Nov 6, 2026, 4:08 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Sep 16, 2019 accepted 9:00 AM ET | PPIHPerma-Pipe International Holdings, Inc. | 1.02Agreement terminated3.03Holder rights modified | DocumentSEC ↗ |
Sep 13, 2019 accepted 8:16 PM ET | DSNYDESTINY MEDIA TECHNOLOGIES INC | Holder rights modified |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
| DocumentSEC ↗ |
Sep 12, 2019 accepted 5:25 PM ET | ASTHAstrana Health, Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Sep 12, 2019 accepted 4:31 PM ET | KODKEASTMAN KODAK CO | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Sep 12, 2019 accepted 10:30 AM ET | DUKDuke Energy CORP | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Sep 11, 2019 accepted 5:04 PM ET | CRMDCorMedix Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Sep 11, 2019 accepted 4:45 PM ET | COFCAPITAL ONE FINANCIAL CORP | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Sep 11, 2019 accepted 4:00 PM ET | BYFCBROADWAY FINANCIAL CORP \DE\ | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Sep 9, 2019 accepted 4:52 PM ET | HQIHireQuest, Inc. | 1.01Material agreement3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Sep 6, 2019 accepted 4:29 PM ET | PSAPublic Storage | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Sep 4, 2019 accepted 12:01 PM ET | ZVRAZEVRA THERAPEUTICS, INC. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 30, 2019 accepted 8:05 PM ET | RMTIROCKWELL MEDICAL, INC. | 3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Aug 30, 2019 accepted 11:43 AM ET | OXYOCCIDENTAL PETROLEUM CORP /DE/ | 1.01Material agreement3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Aug 29, 2019 accepted 5:22 PM ET | ASTHAstrana Health, Inc. | 1.01Material agreement2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.07Shareholder vote8.01Other events | DocumentSEC ↗ |
Aug 29, 2019 accepted 12:45 PM ET | KPRXKIORA PHARMACEUTICALS INC | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Aug 27, 2019 accepted 5:21 PM ET | PRSOPeraso Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Aug 26, 2019 accepted 4:31 PM ET | XWELXWELL, Inc. | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Aug 26, 2019 accepted 4:00 PM ET | CAPSCapstone Holding Corp. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
Aug 23, 2019 accepted 4:25 PM ET | FLEXFLEX LTD. | 3.03Holder rights modified5.07Shareholder vote8.01Other events | DocumentSEC ↗ |
Aug 16, 2019 accepted 6:06 AM ET | DCTHDELCATH SYSTEMS, INC. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Aug 15, 2019 accepted 6:01 AM ET | CRMDCorMedix Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Aug 13, 2019 accepted 8:02 PM ET | INSGINSEEGO CORP. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Aug 9, 2019 accepted 4:00 PM ET | JAKKJAKKS PACIFIC INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Aug 8, 2019 accepted 8:38 PM ET | OXYOCCIDENTAL PETROLEUM CORP /DE/ | 1.01Material agreement2.01Acquisition / disposition3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Aug 8, 2019 accepted 8:02 AM ET | STXSStereotaxis, Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 7, 2019 accepted 8:20 AM ET | OPCHOption Care Health, Inc. | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.03Bylaws / fiscal year | DocumentSEC ↗ |
Aug 6, 2019 accepted 4:04 PM ET | HINDVyome Holdings, Inc | 1.01Material agreement3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Aug 5, 2019 accepted 9:09 PM ET | ALLALLSTATE CORP | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Aug 1, 2019 accepted 4:01 PM ET | SLNGStabilis Solutions, Inc. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jul 31, 2019 accepted 9:00 PM ET | FEEDENvue Medical, Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jul 31, 2019 accepted 8:01 PM ET | JPMJPMORGAN CHASE & CO | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jul 31, 2019 accepted 4:59 PM ET | WORWORTHINGTON ENTERPRISES, INC. | 3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Jul 30, 2019 accepted 4:05 PM ET | MTBM&T BANK CORP | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jul 30, 2019 accepted 8:32 AM ET | NXHNEIGHBORHOOD INTELLIGENCE, INC. | 3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Jul 29, 2019 accepted 8:17 PM ET | HAEHAEMONETICS CORP | 3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
Jul 26, 2019 accepted 1:00 PM ET | SINTSintx Technologies, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jul 25, 2019 accepted 4:08 PM ET | PLURPluri Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jul 24, 2019 accepted 4:26 PM ET | GOVXGeoVax Labs, Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jul 24, 2019 accepted 8:54 AM ET | HINDVyome Holdings, Inc | 3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote8.01Other events | DocumentSEC ↗ |
Jul 22, 2019 accepted 5:29 PM ET | EMMAEmmaus Life Sciences, Inc. | 2.01Acquisition / disposition3.01Delisting notice3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jul 22, 2019 accepted 4:05 PM ET | NLYANNALY CAPITAL MANAGEMENT INC | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jul 22, 2019 accepted 9:26 AM ET | VYSTVystar Corp | 1.01Material agreement2.01Acquisition / disposition2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jul 19, 2019 accepted 8:39 PM ET | MUMICRON TECHNOLOGY INC | 3.03Holder rights modified | DocumentSEC ↗ |
Jul 19, 2019 accepted 5:03 PM ET | IDXGINTERPACE BIOSCIENCES, INC. | 1.01Material agreement2.01Acquisition / disposition2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Jul 17, 2019 accepted 9:20 AM ET | GOVXGeoVax Labs, Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jul 12, 2019 accepted 4:16 PM ET | VALValaris Ltd | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Jul 12, 2019 accepted 4:08 PM ET | FLUXFlux Power Holdings, Inc. | 2.02Earnings release3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jul 11, 2019 accepted 1:51 PM ET | DCTHDELCATH SYSTEMS, INC. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jul 10, 2019 accepted 8:00 AM ET | VGTKViking Global Technologies, Inc. | 8-K/A 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jul 9, 2019 accepted 8:52 AM ET | VGTKViking Global Technologies, Inc. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |