

1,403,472 filings since 2004 · latest accepted Nov 6, 2026, 4:25 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
May 6, 2019 accepted 4:37 PM ET | CEPLCapstone Energy Plus, Inc. | 1.01Material agreement3.03Holder rights modified7.01Reg FD disclosure | DocumentSEC ↗ |
May 3, 2019 accepted 9:32 PM ET | OXYOCCIDENTAL PETROLEUM CORP /DE/ |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified8.01Other events |
| DocumentSEC ↗ |
May 3, 2019 accepted 12:00 PM ET | PESIPERMA FIX ENVIRONMENTAL SERVICES INC | 1.01Material agreement3.03Holder rights modified7.01Reg FD disclosure | DocumentSEC ↗ |
May 3, 2019 accepted 8:16 AM ET | TSLATesla, Inc. | 1.01Material agreement3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
May 1, 2019 accepted 3:55 PM ET | BLINBridgeline Digital, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
May 1, 2019 accepted 6:27 AM ET | OLOXOLENOX INDUSTRIES INC. | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Apr 30, 2019 accepted 8:09 PM ET | RFREGIONS FINANCIAL CORP | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Apr 30, 2019 accepted 4:40 PM ET | GOVXGeoVax Labs, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Apr 30, 2019 accepted 6:07 AM ET | CHUCCharlie's Holdings, Inc. | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Apr 29, 2019 accepted 4:30 PM ET | BFHBREAD FINANCIAL HOLDINGS, INC. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Apr 29, 2019 accepted 4:27 PM ET | KEYKEYCORP /NEW/ | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Apr 29, 2019 accepted 2:23 PM ET | UMHUMH PROPERTIES, INC. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 25, 2019 accepted 5:21 PM ET | LADLITHIA MOTORS INC | 3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
Apr 19, 2019 accepted 5:03 PM ET | ASURASURE SOFTWARE INC | 1.01Material agreement3.03Holder rights modified5.02Officer / director change | DocumentSEC ↗ |
Apr 17, 2019 accepted 12:15 PM ET | NLSTNETLIST INC | 1.01Material agreement3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Apr 15, 2019 accepted 4:30 PM ET | IMUXIMMUNIC, INC. | 2.01Acquisition / disposition3.03Holder rights modified4.01Auditor change5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Apr 15, 2019 accepted 1:56 PM ET | FTLFFITLIFE BRANDS, INC. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Apr 11, 2019 accepted 9:25 PM ET | SFNCSIMMONS FIRST NATIONAL CORP | 8-K/A 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Apr 11, 2019 accepted 12:51 PM ET | KDOZFKIDOZ INC. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Apr 9, 2019 accepted 9:54 PM ET | AIVAPARTMENT INVESTMENT & MANAGEMENT CO | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
Apr 8, 2019 accepted 4:02 PM ET | SWKHLSWK Holdings Corp | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Apr 4, 2019 accepted 4:01 PM ET | LEUCENTRUS ENERGY CORP | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Mar 29, 2019 accepted 8:16 PM ET | INSGINSEEGO CORP. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified | DocumentSEC ↗ |
Mar 29, 2019 accepted 5:18 PM ET | MELIMERCADOLIBRE INC | 3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Mar 29, 2019 accepted 11:43 AM ET | DUKDuke Energy CORP | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Mar 29, 2019 accepted 8:40 AM ET | HOVHOVNANIAN ENTERPRISES INC | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Mar 28, 2019 accepted 3:46 PM ET | NSPRInspireMD, Inc. | 3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Mar 28, 2019 accepted 2:13 PM ET | LIQTLIQTECH INTERNATIONAL INC | 2.02Earnings release3.01Delisting notice3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Mar 22, 2019 accepted 5:28 PM ET | XWELXWELL, Inc. | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Mar 20, 2019 accepted 9:15 PM ET | CYDYCytoDyn Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Mar 19, 2019 accepted 5:24 PM ET | RDNRADIAN GROUP INC | 1.02Agreement terminated3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Mar 14, 2019 accepted 6:48 PM ET | AIGAMERICAN INTERNATIONAL GROUP, INC. | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Mar 14, 2019 accepted 4:25 PM ET | BNGOBionano Genomics, Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified | DocumentSEC ↗ |
Mar 13, 2019 accepted 4:38 PM ET | DLRDIGITAL REALTY TRUST, INC. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Mar 8, 2019 accepted 5:00 PM ET | OPTTOcean Power Technologies, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
Mar 8, 2019 accepted 2:00 PM ET | FABCFabric.AI, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Mar 8, 2019 accepted 11:29 AM ET | LEVILEVI STRAUSS & CO | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Mar 7, 2019 accepted 5:06 PM ET | PHMPULTEGROUP INC/MI/ | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Mar 6, 2019 accepted 5:20 PM ET | PZZAPAPA JOHNS INTERNATIONAL INC | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Mar 6, 2019 accepted 8:41 AM ET | SLSSELLAS Life Sciences Group, Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified | DocumentSEC ↗ |
Mar 5, 2019 accepted 5:14 PM ET | CERSCERUS CORP | 1.01Material agreement1.02Agreement terminated3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Mar 4, 2019 accepted 12:08 PM ET | VCNXVACCINEX, INC. | 3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Mar 4, 2019 accepted 7:39 AM ET | EFCEllington Financial Inc. | 3.01Delisting notice3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Mar 1, 2019 accepted 5:07 PM ET | DHRDANAHER CORP /DE/ | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Mar 1, 2019 accepted 4:03 PM ET | PSAPublic Storage | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Mar 1, 2019 accepted 5:32 PM ET | WESWestern Midstream Partners, LP | 1.01Material agreement2.01Acquisition / disposition3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year5.05Code of ethics7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Feb 28, 2019 accepted 9:39 PM ET | MITKMITEK SYSTEMS INC | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Feb 28, 2019 accepted 9:39 PM ET | RBARB GLOBAL INC. | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Feb 28, 2019 accepted 11:41 AM ET | CBLCBL & ASSOCIATES PROPERTIES INC | 8-K/A 1.01Material agreement2.03New debt obligation3.03Holder rights modified | DocumentSEC ↗ |
Feb 28, 2019 accepted 11:02 AM ET | GPUSHyperscale Data, Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |