

1,403,529 filings since 2004 · latest accepted Nov 6, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Oct 18, 2018 accepted 8:31 PM ET | OCGNOcugen, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Oct 16, 2018 accepted 4:03 PM ET | SLNGStabilis Solutions, Inc. | 3.01Delisting notice |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
Oct 12, 2018 accepted 6:30 AM ET | SEIISHARING ECONOMY INTERNATIONAL INC. | 3.01Delisting notice | DocumentSEC ↗ |
Oct 11, 2018 accepted 8:30 AM ET | MYSZMy Size, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Oct 9, 2018 accepted 4:15 PM ET | ORKAOruka Therapeutics, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Oct 9, 2018 accepted 1:35 PM ET | VLYVALLEY NATIONAL BANCORP | 8-K/A 3.01Delisting notice | DocumentSEC ↗ |
Oct 2, 2018 accepted 3:49 PM ET | ZIONZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ | 2.01Acquisition / disposition2.03New debt obligation3.01Delisting notice3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Oct 1, 2018 accepted 8:41 PM ET | WWWW INTERNATIONAL, INC. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Sep 27, 2018 accepted 8:46 AM ET | PRPOPrecipio, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 26, 2018 accepted 12:01 PM ET | NLSTNETLIST INC | 3.01Delisting notice | DocumentSEC ↗ |
Sep 25, 2018 accepted 8:48 PM ET | FABCFabric.AI, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 25, 2018 accepted 4:30 PM ET | FCFSFirstCash Holdings, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 25, 2018 accepted 6:58 AM ET | KPRXKIORA PHARMACEUTICALS INC | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Sep 25, 2018 accepted 6:05 AM ET | PRSOPeraso Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 24, 2018 accepted 5:24 PM ET | VLYVALLEY NATIONAL BANCORP | 3.01Delisting notice | DocumentSEC ↗ |
Sep 19, 2018 accepted 9:00 PM ET | FEEDENvue Medical, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 18, 2018 accepted 9:15 PM ET | DOCUDOCUSIGN, INC. | 1.01Material agreement2.03New debt obligation3.01Delisting notice | DocumentSEC ↗ |
Sep 17, 2018 accepted 4:05 PM ET | XWELXWELL, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 13, 2018 accepted 5:29 PM ET | PIIMPINJ INC | 3.01Delisting notice | DocumentSEC ↗ |
Sep 13, 2018 accepted 5:14 PM ET | IBKRInteractive Brokers Group, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 13, 2018 accepted 4:30 PM ET | CRDFCardiff Oncology, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 13, 2018 accepted 6:59 AM ET | WWRWESTWATER RESOURCES, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 12, 2018 accepted 4:15 PM ET | MYSZMy Size, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 12, 2018 accepted 8:05 AM ET | AXAxos Financial, Inc. | 3.01Delisting notice5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Sep 12, 2018 accepted 7:17 AM ET | PGENPRECIGEN, INC. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Sep 12, 2018 accepted 9:47 PM ET | NNVCNANOVIRICIDES, INC. | 8-K/A 3.01Delisting notice5.02Officer / director change | DocumentSEC ↗ |
Aug 31, 2018 accepted 9:00 PM ET | CNSYCERENOME, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 31, 2018 accepted 8:27 PM ET | LODEComstock Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 31, 2018 accepted 8:10 PM ET | RHEPREGIONAL HEALTH PROPERTIES, INC | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 31, 2018 accepted 4:26 PM ET | CRMDCorMedix Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 31, 2018 accepted 4:05 PM ET | CRVOCervoMed Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 29, 2018 accepted 2:13 PM ET | PRSOPeraso Inc. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Aug 24, 2018 accepted 4:22 PM ET | UALUnited Airlines Holdings, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 23, 2018 accepted 2:44 PM ET | SMCISuper Micro Computer, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 22, 2018 accepted 8:14 PM ET | IBIOiBio, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 21, 2018 accepted 4:24 PM ET | SMCISuper Micro Computer, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 17, 2018 accepted 4:30 PM ET | SINTSintx Technologies, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 17, 2018 accepted 11:00 AM ET | PRSOPeraso Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 16, 2018 accepted 4:32 PM ET | HDSNHUDSON TECHNOLOGIES INC /NY | 3.01Delisting notice | DocumentSEC ↗ |
Aug 15, 2018 accepted 4:09 PM ET | PRKRPARKERVISION INC | 3.01Delisting notice | DocumentSEC ↗ |
Aug 14, 2018 accepted 4:10 PM ET | ATYRaTYR PHARMA INC | 2.02Earnings release3.01Delisting notice | DocumentSEC ↗ |
Aug 13, 2018 accepted 4:49 PM ET | OPTTOcean Power Technologies, Inc. | 1.01Material agreement3.01Delisting notice3.02Unregistered equity sale7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 13, 2018 accepted 4:42 PM ET | PIIMPINJ INC | 3.01Delisting notice | DocumentSEC ↗ |
Aug 13, 2018 accepted 4:30 PM ET | GENGen Digital Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 7, 2018 accepted 8:05 PM ET | NTRPNextTrip, Inc. | 3.01Delisting notice5.02Officer / director change | DocumentSEC ↗ |
Aug 2, 2018 accepted 8:22 PM ET | ACTGACACIA RESEARCH CORP | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Aug 2, 2018 accepted 4:42 PM ET | CBOECboe Global Markets, Inc. | 3.01Delisting notice5.02Officer / director change | DocumentSEC ↗ |
Aug 1, 2018 accepted 4:31 PM ET | SGASAGA COMMUNICATIONS INC | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Jul 26, 2018 accepted 8:03 PM ET | AWHLAspira Women's Health Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Jul 18, 2018 accepted 5:00 PM ET | BLNKBlink Charging Co. | 3.01Delisting notice | DocumentSEC ↗ |