

1,403,529 filings since 2004 · latest accepted Nov 6, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Oct 30, 2017 accepted 5:20 PM ET | LXULSB INDUSTRIES, INC. | 1.01Material agreement3.03Holder rights modified5.02Officer / director change | DocumentSEC ↗ |
Oct 27, 2017 accepted 8:30 AM ET |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
1.01Material agreement3.03Holder rights modified |
| DocumentSEC ↗ |
Oct 24, 2017 accepted 8:22 PM ET | METMETLIFE INC | 3.03Holder rights modified5.07Shareholder vote | DocumentSEC ↗ |
Oct 24, 2017 accepted 8:07 PM ET | GPKGRAPHIC PACKAGING HOLDING CO | 1.01Material agreement2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified | DocumentSEC ↗ |
Oct 20, 2017 accepted 8:16 PM ET | JPMJPMORGAN CHASE & CO | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Oct 20, 2017 accepted 4:12 PM ET | SELFGlobal Self Storage, Inc. | 1.01Material agreement1.02Agreement terminated3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
Oct 18, 2017 accepted 5:12 PM ET | ALTAltimmune, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
Oct 18, 2017 accepted 4:20 PM ET | NPKINPK International Inc. | 1.01Material agreement2.03New debt obligation3.03Holder rights modified7.01Reg FD disclosure | DocumentSEC ↗ |
Oct 16, 2017 accepted 4:30 PM ET | BBTBeacon Financial Corp | 2.01Acquisition / disposition3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Oct 12, 2017 accepted 12:46 PM ET | PAAPLAINS ALL AMERICAN PIPELINE LP | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Oct 11, 2017 accepted 5:06 PM ET | GPORGULFPORT ENERGY CORP | 1.01Material agreement2.03New debt obligation3.03Holder rights modified | DocumentSEC ↗ |
Oct 10, 2017 accepted 4:51 PM ET | ADAMADAMAS TRUST, INC. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Oct 10, 2017 accepted 8:53 AM ET | TNDMTANDEM DIABETES CARE INC | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Oct 10, 2017 accepted 6:06 AM ET | FORForestar Group Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation2.04Debt acceleration3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Oct 4, 2017 accepted 4:53 PM ET | SUISUN COMMUNITIES INC | 1.01Material agreement1.02Agreement terminated3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Oct 4, 2017 accepted 4:36 PM ET | CNOCNO Financial Group, Inc. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Oct 4, 2017 accepted 12:04 PM ET | SCORCOMSCORE, INC. | 1.01Material agreement1.02Agreement terminated3.03Holder rights modified4.01Auditor change5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Oct 4, 2017 accepted 8:59 AM ET | IMNNImunon, Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified | DocumentSEC ↗ |
Oct 3, 2017 accepted 9:36 AM ET | FETFORUM ENERGY TECHNOLOGIES, INC. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified | DocumentSEC ↗ |
Oct 2, 2017 accepted 5:17 PM ET | CSRCENTERSPACE | 3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Oct 2, 2017 accepted 4:49 PM ET | GFFGRIFFON CORP | 1.01Material agreement2.01Acquisition / disposition2.03New debt obligation3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Sep 29, 2017 accepted 4:28 PM ET | FRTFEDERAL REALTY INVESTMENT TRUST | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Sep 29, 2017 accepted 11:30 AM ET | TTMITTM TECHNOLOGIES INC | 1.01Material agreement2.03New debt obligation3.03Holder rights modified7.01Reg FD disclosure | DocumentSEC ↗ |
Sep 27, 2017 accepted 4:26 PM ET | EPREPR PROPERTIES | 1.01Material agreement2.03New debt obligation3.03Holder rights modified | DocumentSEC ↗ |
Sep 26, 2017 accepted 5:58 PM ET | RJFRAYMOND JAMES FINANCIAL INC | 1.02Agreement terminated3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Sep 22, 2017 accepted 4:06 PM ET | METAMeta Platforms, Inc. | 3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Sep 21, 2017 accepted 8:17 PM ET | LSTALISATA THERAPEUTICS, INC. | 3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Sep 21, 2017 accepted 4:06 PM ET | GLADGLADSTONE CAPITAL CORP | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Sep 14, 2017 accepted 4:05 PM ET | DLRDIGITAL REALTY TRUST, INC. | 2.01Acquisition / disposition2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Sep 14, 2017 accepted 8:36 AM ET | MHOM/I HOMES, INC. | 3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Sep 12, 2017 accepted 7:05 AM ET | TOVXTheriva Biologics, Inc. | 1.01Material agreement2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Sep 11, 2017 accepted 4:02 PM ET | KWRQUAKER CHEMICAL CORP | 3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
Sep 7, 2017 accepted 9:28 PM ET | GELGENESIS ENERGY LP | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Sep 5, 2017 accepted 3:05 PM ET | FRHCFreedom Holding Corp. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Sep 1, 2017 accepted 11:39 AM ET | CTA-PBEIDP, Inc. | 2.01Acquisition / disposition3.01Delisting notice3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Sep 1, 2017 accepted 9:23 PM ET | THCTENET HEALTHCARE CORP | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Aug 31, 2017 accepted 9:18 PM ET | CVMCEL SCI CORP | 3.03Holder rights modified | DocumentSEC ↗ |
Aug 31, 2017 accepted 4:30 PM ET | PRPOPrecipio, Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Aug 28, 2017 accepted 10:41 AM ET | METMETLIFE INC | 3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Aug 28, 2017 accepted 7:07 AM ET | FETFORUM ENERGY TECHNOLOGIES, INC. | 1.01Material agreement3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Aug 22, 2017 accepted 8:03 PM ET | AHTASHFORD HOSPITALITY TRUST INC | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Aug 22, 2017 accepted 6:48 PM ET | CDR-PBCEDAR REALTY TRUST, INC. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Aug 21, 2017 accepted 4:09 PM ET | ALTAltimmune, Inc. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Aug 18, 2017 accepted 3:49 PM ET | FLUXFlux Power Holdings, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Aug 11, 2017 accepted 8:24 PM ET | CVMCEL SCI CORP | 3.03Holder rights modified | DocumentSEC ↗ |
Aug 11, 2017 accepted 4:31 PM ET | IVRInvesco Mortgage Capital Inc. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Aug 9, 2017 accepted 7:13 PM ET | DLRDIGITAL REALTY TRUST, INC. | 1.01Material agreement2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Aug 7, 2017 accepted 1:12 PM ET | NWBONORTHWEST BIOTHERAPEUTICS INC | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified | DocumentSEC ↗ |
Aug 3, 2017 accepted 7:31 PM ET | TARAProtara Therapeutics, Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year5.07Shareholder vote8.01Other events | DocumentSEC ↗ |
Aug 2, 2017 accepted 8:54 PM ET | ACHVACHIEVE LIFE SCIENCES, INC. | 2.01Acquisition / disposition3.03Holder rights modified4.01Auditor change5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |