

1,403,529 filings since 2004 · latest accepted Nov 6, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Apr 14, 2016 accepted 6:02 AM ET | CLRBCellectar Biosciences, Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified | DocumentSEC ↗ |
Apr 8, 2016 accepted 6:52 PM ET | STTSTATE STREET CORP |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events |
| DocumentSEC ↗ |
Apr 8, 2016 accepted 8:31 AM ET | KALUKAISER ALUMINUM CORP | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Apr 7, 2016 accepted 1:14 PM ET | BRVOBravo Multinational Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Apr 7, 2016 accepted 7:01 AM ET | VGTKViking Global Technologies, Inc. | 1.01Material agreement2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 7, 2016 accepted 5:36 PM ET | LEUCENTRUS ENERGY CORP | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Apr 5, 2016 accepted 1:08 PM ET | UMHUMH PROPERTIES, INC. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 4, 2016 accepted 12:51 PM ET | ASTHAstrana Health, Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Mar 31, 2016 accepted 4:15 PM ET | AMCAMC ENTERTAINMENT HOLDINGS, INC. | 1.01Material agreement2.03New debt obligation3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Mar 29, 2016 accepted 5:25 PM ET | BYDBOYD GAMING CORP | 1.01Material agreement2.03New debt obligation3.03Holder rights modified | DocumentSEC ↗ |
Mar 29, 2016 accepted 4:02 PM ET | PRKRPARKERVISION INC | 3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Mar 25, 2016 accepted 12:55 PM ET | CASKMGP INGREDIENTS INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.03Holder rights modified | DocumentSEC ↗ |
Mar 23, 2016 accepted 11:49 AM ET | STGWStagwell Inc | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Mar 21, 2016 accepted 4:31 PM ET | XWELXWELL, Inc. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Mar 21, 2016 accepted 4:11 PM ET | HBANHUNTINGTON BANCSHARES INC /MD/ | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Mar 18, 2016 accepted 4:34 PM ET | PREJFPARTNERRE LTD | 2.01Acquisition / disposition3.01Delisting notice3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Mar 18, 2016 accepted 4:33 PM ET | DOMHDominari Holdings Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Mar 17, 2016 accepted 5:24 PM ET | TRGPTarga Resources Corp. | 8-K/A 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Mar 17, 2016 accepted 4:39 PM ET | KKRKKR & Co. Inc. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Mar 17, 2016 accepted 9:24 PM ET | TRGPTarga Resources Corp. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Mar 15, 2016 accepted 12:00 PM ET | FTFTFuture FinTech Group Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Mar 11, 2016 accepted 4:43 PM ET | SHOSunstone Hotel Investors, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Mar 10, 2016 accepted 4:49 PM ET | BACBANK OF AMERICA CORP /DE/ | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Mar 10, 2016 accepted 4:34 PM ET | ESSESSEX PROPERTY TRUST, INC. | 3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Mar 10, 2016 accepted 1:31 PM ET | PHMPULTEGROUP INC/MI/ | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Mar 10, 2016 accepted 8:36 AM ET | STRSSTRATUS PROPERTIES INC | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Mar 10, 2016 accepted 8:31 AM ET | ISCOInternational Stem Cell CORP | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Mar 9, 2016 accepted 8:45 AM ET | HCMCHealthier Choices Management Corp. | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Mar 8, 2016 accepted 4:55 PM ET | WWRWESTWATER RESOURCES, INC. | 3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Mar 7, 2016 accepted 4:51 PM ET | SCHWSCHWAB CHARLES CORP | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Mar 3, 2016 accepted 10:01 PM ET | GTEGRAN TIERRA ENERGY INC. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Mar 2, 2016 accepted 9:20 PM ET | MXMAGNACHIP SEMICONDUCTOR Corp | 1.01Material agreement3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Feb 23, 2016 accepted 4:09 PM ET | GSGOLDMAN SACHS GROUP INC | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Feb 23, 2016 accepted 11:57 AM ET | HKHCHorizon Kinetics Holding Corp | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Feb 19, 2016 accepted 6:31 PM ET | FMCBFARMERS & MERCHANTS BANCORP | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Feb 18, 2016 accepted 4:00 PM ET | QCRHQCR HOLDINGS INC | 1.01Material agreement3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Feb 17, 2016 accepted 4:46 PM ET | CVRCHICAGO RIVET & MACHINE CO | 3.03Holder rights modified | DocumentSEC ↗ |
Feb 16, 2016 accepted 1:30 PM ET | PBYIPUMA BIOTECHNOLOGY, INC. | 3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
Feb 12, 2016 accepted 3:26 PM ET | VXRTVaxart, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Feb 12, 2016 accepted 12:35 PM ET | BSINBIG SKY INDUSTRIAL INC. | 1.01Material agreement2.01Acquisition / disposition2.05Restructuring costs3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Feb 10, 2016 accepted 11:34 AM ET | OPNWOpenWorld, Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Feb 8, 2016 accepted 4:47 PM ET | BANCBANC OF CALIFORNIA, INC. | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Feb 8, 2016 accepted 4:02 PM ET | BWENBROADWIND, INC. | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Feb 2, 2016 accepted 10:16 PM ET | PAAPLAINS ALL AMERICAN PIPELINE LP | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Feb 2, 2016 accepted 4:21 PM ET | SELFGlobal Self Storage, Inc. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jan 29, 2016 accepted 9:59 PM ET | NNVCNANOVIRICIDES, INC. | 3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
Jan 29, 2016 accepted 5:02 PM ET | BACBANK OF AMERICA CORP /DE/ | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jan 28, 2016 accepted 2:04 PM ET | HRLHORMEL FOODS CORP /DE/ | 3.03Holder rights modified5.07Shareholder vote | DocumentSEC ↗ |
Jan 20, 2016 accepted 6:58 PM ET | GEGENERAL ELECTRIC CO | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jan 20, 2016 accepted 11:54 AM ET | INODINNODATA INC | 1.01Material agreement3.03Holder rights modified8.01Other events | DocumentSEC ↗ |