

1,403,529 filings since 2004 · latest accepted Nov 6, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Jun 9, 2014 accepted 3:51 PM ET | ASTCASTROTECH Corp | 3.03Holder rights modified | DocumentSEC ↗ |
Jun 5, 2014 accepted 5:27 PM ET | SMTISanara MedTech Inc. | 3.03Holder rights modifiedBylaws / fiscal year |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
| DocumentSEC ↗ |
Jun 4, 2014 accepted 9:20 PM ET | TCBKTRICO BANCSHARES / | 1.01Material agreement3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Jun 4, 2014 accepted 9:18 PM ET | VATEINNOVATE Corp. | 1.01Material agreement2.01Acquisition / disposition2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jun 3, 2014 accepted 5:26 PM ET | WALWESTERN ALLIANCE BANCORPORATION | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jun 2, 2014 accepted 8:44 AM ET | OISOIL STATES INTERNATIONAL, INC | 1.01Material agreement2.01Acquisition / disposition2.03New debt obligation3.03Holder rights modified5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Jun 2, 2014 accepted 7:47 AM ET | MBWMMERCANTILE BANK CORP | 2.01Acquisition / disposition3.03Holder rights modified5.02Officer / director change7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
May 30, 2014 accepted 10:28 PM ET | PSAPublic Storage | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
May 28, 2014 accepted 11:25 AM ET | SPHSUBURBAN PROPANE PARTNERS LP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
May 27, 2014 accepted 5:16 PM ET | TDGTransDigm Group INC | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
May 27, 2014 accepted 10:46 AM ET | SPHSUBURBAN PROPANE PARTNERS LP | 1.01Material agreement3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
May 23, 2014 accepted 5:05 PM ET | FSKFS KKR Capital Corp | 3.03Holder rights modified | DocumentSEC ↗ |
May 23, 2014 accepted 6:16 PM ET | GEVOGevo, Inc. | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
May 20, 2014 accepted 4:09 PM ET | EXTREXTREME NETWORKS INC | 3.03Holder rights modified | DocumentSEC ↗ |
May 19, 2014 accepted 4:05 PM ET | GLADGLADSTONE CAPITAL CORP | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
May 19, 2014 accepted 10:54 AM ET | VYCOVYCOR MEDICAL INC | 1.01Material agreement2.02Earnings release3.03Holder rights modified | DocumentSEC ↗ |
May 15, 2014 accepted 4:56 PM ET | AIVAPARTMENT INVESTMENT & MANAGEMENT CO | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
May 15, 2014 accepted 7:05 AM ET | KTOSKRATOS DEFENSE & SECURITY SOLUTIONS, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation2.04Debt acceleration3.02Unregistered equity sale3.03Holder rights modified5.07Shareholder vote8.01Other events | DocumentSEC ↗ |
May 14, 2014 accepted 8:05 PM ET | IRDMIridium Communications Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
May 13, 2014 accepted 3:25 PM ET | STRLSTERLING INFRASTRUCTURE, INC. | 3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
May 13, 2014 accepted 11:54 AM ET | CFBKCF BANKSHARES INC. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
May 12, 2014 accepted 9:31 AM ET | AMTAMERICAN TOWER CORP /MA/ | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
May 8, 2014 accepted 5:19 PM ET | CYRXCryoport, Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
May 7, 2014 accepted 5:14 PM ET | BACBANK OF AMERICA CORP /DE/ | 3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
May 7, 2014 accepted 5:01 PM ET | ARESAres Management Corp | 1.01Material agreement3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
May 6, 2014 accepted 4:03 PM ET | DOVDOVER Corp | 3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
May 2, 2014 accepted 2:57 PM ET | CMCTCreative Media & Community Trust Corp | 1.01Material agreement3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
May 1, 2014 accepted 4:12 PM ET | VISKViskase Holdings, Inc. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Apr 29, 2014 accepted 8:40 PM ET | RFREGIONS FINANCIAL CORP | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Apr 29, 2014 accepted 5:01 PM ET | CPFCENTRAL PACIFIC FINANCIAL CORP | 3.03Holder rights modified5.07Shareholder vote | DocumentSEC ↗ |
Apr 29, 2014 accepted 12:39 PM ET | MSMORGAN STANLEY | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Apr 28, 2014 accepted 4:38 PM ET | GSGOLDMAN SACHS GROUP INC | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Apr 17, 2014 accepted 1:06 PM ET | AHL-PDASPEN INSURANCE HOLDINGS LTD | 1.01Material agreement3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Apr 16, 2014 accepted 5:19 PM ET | GNKGENCO SHIPPING & TRADING LTD | 1.01Material agreement3.03Holder rights modified7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 16, 2014 accepted 8:44 AM ET | FSKFS KKR Capital Corp | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Apr 11, 2014 accepted 6:29 PM ET | EEFTEURONET WORLDWIDE, INC. | 1.01Material agreement2.03New debt obligation3.03Holder rights modified7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 11, 2014 accepted 2:39 PM ET | DTGIDigerati Technologies, Inc. | 1.03Bankruptcy2.01Acquisition / disposition3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Apr 10, 2014 accepted 12:02 AM ET | PSAPublic Storage | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Apr 9, 2014 accepted 5:06 PM ET | DLRDIGITAL REALTY TRUST, INC. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Apr 8, 2014 accepted 5:05 PM ET | DCTHDELCATH SYSTEMS, INC. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Apr 3, 2014 accepted 8:35 PM ET | RNGERANGE IMPACT, INC. | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Apr 3, 2014 accepted 5:17 PM ET | ESSESSEX PROPERTY TRUST, INC. | 1.01Material agreement2.03New debt obligation3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Apr 3, 2014 accepted 4:32 PM ET | OMEROMEROS CORP | 3.03Holder rights modified | DocumentSEC ↗ |
Mar 31, 2014 accepted 7:57 PM ET | RDNTRadNet, Inc. | 1.01Material agreement2.03New debt obligation2.04Debt acceleration3.03Holder rights modified | DocumentSEC ↗ |
Mar 28, 2014 accepted 6:13 AM ET | GRBKGreen Brick Partners, Inc. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Mar 26, 2014 accepted 5:09 PM ET | DLRDIGITAL REALTY TRUST, INC. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Mar 25, 2014 accepted 9:00 PM ET | CACICACI INTERNATIONAL INC /DE/ | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Mar 25, 2014 accepted 3:47 PM ET | RDNTRadNet, Inc. | 1.01Material agreement3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Mar 25, 2014 accepted 2:42 PM ET | MOSMOSAIC CO | 2.03New debt obligation3.03Holder rights modified | DocumentSEC ↗ |
Mar 19, 2014 accepted 8:48 PM ET | NNVCNANOVIRICIDES, INC. | 8-K/A 3.03Holder rights modified | DocumentSEC ↗ |