1,403,529 filings since 2004 · latest accepted Nov 6, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Dec 15, 2011 accepted 4:41 PM ET | TXNTEXAS INSTRUMENTS INC | 3.01Delisting notice | DocumentSEC ↗ |
Dec 15, 2011 accepted 11:55 AM ET | AERGAPPLIED ENERGETICS, INC. | 3.01Delisting notice |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
Dec 14, 2011 accepted 5:16 PM ET | SRPTSarepta Therapeutics, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 14, 2011 accepted 5:00 PM ET | PBPROSPERITY BANCSHARES INC | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Dec 14, 2011 accepted 5:33 PM ET | WENWendy's Co | 3.01Delisting notice | DocumentSEC ↗ |
Dec 7, 2011 accepted 6:28 PM ET | RLGTRADIANT LOGISTICS, INC | 1.01Material agreement2.01Acquisition / disposition2.03New debt obligation3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Dec 6, 2011 accepted 5:00 PM ET | RCONRecon Technology, Ltd | 3.01Delisting notice4.02Non-reliance (restatement) | DocumentSEC ↗ |
Dec 5, 2011 accepted 10:22 PM ET | PRPHProPhase Labs, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 1, 2011 accepted 4:40 PM ET | PNBKPATRIOT NATIONAL BANCORP INC | 3.01Delisting notice | DocumentSEC ↗ |
Dec 1, 2011 accepted 12:11 PM ET | EMLEASTERN CO | 3.01Delisting notice | DocumentSEC ↗ |
Dec 1, 2011 accepted 12:35 PM ET | CARVCARVER BANCORP INC | 3.01Delisting notice | DocumentSEC ↗ |
Nov 30, 2011 accepted 5:30 PM ET | ODCOil-Dri Corp of America | 3.01Delisting notice | DocumentSEC ↗ |
Nov 28, 2011 accepted 10:01 PM ET | BYFCBROADWAY FINANCIAL CORP \DE\ | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Nov 28, 2011 accepted 9:56 AM ET | IEPICAHN ENTERPRISES L.P. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 23, 2011 accepted 5:04 PM ET | RCONRecon Technology, Ltd | 3.01Delisting notice | DocumentSEC ↗ |
Nov 23, 2011 accepted 4:12 PM ET | EFOIENERGY FOCUS, INC/DE | 3.01Delisting notice | DocumentSEC ↗ |
Nov 21, 2011 accepted 4:36 PM ET | MPAAMOTORCAR PARTS OF AMERICA INC | 3.01Delisting notice | DocumentSEC ↗ |
Nov 21, 2011 accepted 2:24 PM ET | SLMSLM Corp | 3.01Delisting notice5.03Bylaws / fiscal year | DocumentSEC ↗ |
Nov 18, 2011 accepted 4:00 PM ET | SLSSELLAS Life Sciences Group, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 16, 2011 accepted 4:25 PM ET | BCICBCP Investment Corp | 3.01Delisting notice | DocumentSEC ↗ |
Nov 16, 2011 accepted 12:41 PM ET | NWPXNWPX Infrastructure, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 16, 2011 accepted 10:23 AM ET | OCSLOaktree Specialty Lending Corp | 3.01Delisting notice | DocumentSEC ↗ |
Nov 15, 2011 accepted 4:30 PM ET | ARWRARROWHEAD PHARMACEUTICALS, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 10, 2011 accepted 11:05 AM ET | TAITTAITRON COMPONENTS INC | 3.01Delisting notice | DocumentSEC ↗ |
Nov 8, 2011 accepted 1:02 PM ET | PTIXProtagenic Therapeutics, Inc.\new | 3.01Delisting notice | DocumentSEC ↗ |
Nov 8, 2011 accepted 8:42 AM ET | TPHSTrinity Place Holdings Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 8, 2011 accepted 11:21 PM ET | IBIOiBio, Inc. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Nov 7, 2011 accepted 4:02 PM ET | AEHRAEHR TEST SYSTEMS | 3.01Delisting notice | DocumentSEC ↗ |
Nov 7, 2011 accepted 9:00 AM ET | SEIISHARING ECONOMY INTERNATIONAL INC. | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 4, 2011 accepted 4:18 PM ET | OPHCOptimumBank Holdings, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Nov 4, 2011 accepted 8:31 AM ET | PRKRPARKERVISION INC | 3.01Delisting notice | DocumentSEC ↗ |
Oct 28, 2011 accepted 5:48 PM ET | MWAMueller Water Products, Inc. | 3.01Delisting notice5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Oct 28, 2011 accepted 4:31 PM ET | MVISMICROVISION, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Oct 26, 2011 accepted 12:19 PM ET | ELOXEloxx Pharmaceuticals, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Oct 20, 2011 accepted 4:29 PM ET | RCONRecon Technology, Ltd | 3.01Delisting notice | DocumentSEC ↗ |
Oct 19, 2011 accepted 1:06 PM ET | CARVCARVER BANCORP INC | 3.01Delisting notice | DocumentSEC ↗ |
Oct 18, 2011 accepted 5:10 PM ET | GRBKGreen Brick Partners, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Oct 17, 2011 accepted 4:55 PM ET | AGENAGENUS INC | 3.01Delisting notice | DocumentSEC ↗ |
Oct 14, 2011 accepted 4:35 PM ET | TENXTENAX THERAPEUTICS, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Oct 13, 2011 accepted 5:29 PM ET | OPKOPKO HEALTH, INC. | 1.01Material agreement2.01Acquisition / disposition3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Oct 13, 2011 accepted 4:31 PM ET | ASTIAscent Solar Technologies, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Oct 3, 2011 accepted 4:39 PM ET | NOBHNOBILITY HOMES INC | 3.01Delisting notice | DocumentSEC ↗ |
Sep 29, 2011 accepted 5:04 PM ET | FRHCFreedom Holding Corp. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Sep 29, 2011 accepted 1:20 PM ET | CARVCARVER BANCORP INC | 3.01Delisting notice | DocumentSEC ↗ |
Sep 28, 2011 accepted 8:30 PM ET | BLINBridgeline Digital, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 28, 2011 accepted 5:00 PM ET | MMSIMERIT MEDICAL SYSTEMS INC | 3.01Delisting notice | DocumentSEC ↗ |
Sep 23, 2011 accepted 4:55 PM ET | FRHCFreedom Holding Corp. | 2.01Acquisition / disposition2.04Debt acceleration3.01Delisting notice | DocumentSEC ↗ |
Sep 23, 2011 accepted 4:30 PM ET | BWENBROADWIND, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 22, 2011 accepted 4:31 PM ET | LIVELIVE VENTURES Inc | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Sep 22, 2011 accepted 4:23 PM ET | PUREPURE BIOSCIENCE, INC. | 3.01Delisting notice | DocumentSEC ↗ |