

1,403,529 filings since 2004 · latest accepted Nov 6, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Dec 13, 2011 accepted 1:00 PM ET | PPCPILGRIMS PRIDE CORP | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Dec 12, 2011 accepted 5:18 PM ET | CBRLCRACKER BARREL OLD COUNTRY STORE, INC | Material agreement |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
| DocumentSEC ↗ |
Dec 6, 2011 accepted 4:22 PM ET | CNOCNO Financial Group, Inc. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Dec 6, 2011 accepted 2:00 PM ET | PLOWDOUGLAS DYNAMICS, INC | 1.02Agreement terminated3.03Holder rights modified5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Dec 5, 2011 accepted 4:58 PM ET | EXELEXELIXIS, INC. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Dec 2, 2011 accepted 2:52 PM ET | TISITEAM INC | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Dec 2, 2011 accepted 5:46 PM ET | RDCTVNUE, Inc. | 3.03Holder rights modified | DocumentSEC ↗ |
Nov 29, 2011 accepted 6:01 AM ET | NPKINPK International Inc. | 1.01Material agreement2.03New debt obligation3.03Holder rights modified7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 21, 2011 accepted 4:46 PM ET | WWWW INTERNATIONAL, INC. | 3.03Holder rights modified | DocumentSEC ↗ |
Nov 17, 2011 accepted 4:09 PM ET | OIIOCEANEERING INTERNATIONAL INC | 3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Nov 17, 2011 accepted 4:08 PM ET | ARWRARROWHEAD PHARMACEUTICALS, INC. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Nov 15, 2011 accepted 3:40 PM ET | IBCPINDEPENDENT BANK CORP /MI/ | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Nov 15, 2011 accepted 9:00 AM ET | DDD3D SYSTEMS CORP | 3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 14, 2011 accepted 12:57 PM ET | FSKFS KKR Capital Corp | 2.02Earnings release3.03Holder rights modified5.02Officer / director change | DocumentSEC ↗ |
Nov 8, 2011 accepted 3:55 PM ET | AXAxos Financial, Inc. | 1.01Material agreement2.02Earnings release3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Nov 7, 2011 accepted 4:13 PM ET | HOVHOVNANIAN ENTERPRISES INC | 1.01Material agreement2.03New debt obligation3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Nov 4, 2011 accepted 4:09 PM ET | AMRNAMARIN CORP PLC\UK | 3.03Holder rights modified | DocumentSEC ↗ |
Nov 3, 2011 accepted 9:24 AM ET | GLADGLADSTONE CAPITAL CORP | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Nov 2, 2011 accepted 5:09 PM ET | OCCOPTICAL CABLE CORP | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Nov 2, 2011 accepted 5:07 PM ET | CUBECubeSmart | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Nov 2, 2011 accepted 4:58 PM ET | CREXCREATIVE REALITIES, INC. | 3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Nov 1, 2011 accepted 1:46 PM ET | CARVCARVER BANCORP INC | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Oct 27, 2011 accepted 2:02 PM ET | PTENPATTERSON UTI ENERGY INC | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Oct 26, 2011 accepted 11:08 AM ET | ARWRARROWHEAD PHARMACEUTICALS, INC. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Oct 24, 2011 accepted 4:06 PM ET | GNKGENCO SHIPPING & TRADING LTD | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Oct 21, 2011 accepted 6:03 AM ET | LZBLA-Z-BOY INC | 1.01Material agreement2.03New debt obligation3.03Holder rights modified | DocumentSEC ↗ |
Oct 21, 2011 accepted 6:00 AM ET | CASKMGP INGREDIENTS INC | 1.01Material agreement2.03New debt obligation3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Oct 17, 2011 accepted 4:58 PM ET | INUVInuvo, Inc. | 1.01Material agreement3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Oct 13, 2011 accepted 11:38 AM ET | MOSMOSAIC CO | 3.02Unregistered equity sale3.03Holder rights modified5.07Shareholder vote | DocumentSEC ↗ |
Oct 7, 2011 accepted 2:46 PM ET | BGMSBio Green Med Solution, Inc. | 3.03Holder rights modified | DocumentSEC ↗ |
Oct 6, 2011 accepted 4:29 PM ET | UVSPUNIVEST FINANCIAL Corp | 3.03Holder rights modified | DocumentSEC ↗ |
Oct 6, 2011 accepted 3:22 PM ET | AXGNAxogen, Inc. | 1.01Material agreement2.01Acquisition / disposition2.03New debt obligation3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Oct 4, 2011 accepted 10:28 AM ET | AXAxos Financial, Inc. | 1.01Material agreement3.03Holder rights modified7.01Reg FD disclosure | DocumentSEC ↗ |
Sep 30, 2011 accepted 7:13 AM ET | LEUCENTRUS ENERGY CORP | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Sep 28, 2011 accepted 6:05 PM ET | WALWESTERN ALLIANCE BANCORPORATION | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Sep 27, 2011 accepted 3:06 PM ET | QXOQXO, Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Sep 23, 2011 accepted 8:14 PM ET | CBRLCRACKER BARREL OLD COUNTRY STORE, INC | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Sep 23, 2011 accepted 7:37 PM ET | FRMEFIRST MERCHANTS CORP | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Sep 23, 2011 accepted 4:38 PM ET | BSINBIG SKY INDUSTRIAL INC. | 3.03Holder rights modified | DocumentSEC ↗ |
Sep 23, 2011 accepted 4:14 PM ET | FGBIFirst Guaranty Bancshares, Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Sep 22, 2011 accepted 5:35 PM ET | CNOBConnectOne Bancorp, Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Sep 20, 2011 accepted 5:02 PM ET | DLRDIGITAL REALTY TRUST, INC. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Sep 16, 2011 accepted 5:00 PM ET | NSTMNovelStem International Corp. | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Sep 16, 2011 accepted 7:17 PM ET | QCRHQCR HOLDINGS INC | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Sep 15, 2011 accepted 11:40 AM ET | ASBASSOCIATED BANC-CORP | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Sep 14, 2011 accepted 7:56 PM ET | INISRADNOSTIX INC | 3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Sep 12, 2011 accepted 11:24 AM ET | MVBFMVB FINANCIAL CORP | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Sep 8, 2011 accepted 3:46 PM ET | RGENREPLIGEN CORP | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Sep 7, 2011 accepted 4:36 PM ET | THCTENET HEALTHCARE CORP | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Sep 7, 2011 accepted 4:35 PM ET | AXAxos Financial, Inc. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |