

1,403,529 filings since 2004 · latest accepted Nov 6, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Sep 22, 2009 accepted 11:47 AM ET | SGRPSPAR Group, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 22, 2009 accepted 11:02 AM ET | MVCOMetavesco, Inc. | 3.01Delisting notice |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
Sep 21, 2009 accepted 8:57 PM ET | NOVTNOVANTA INC | 3.01Delisting notice | DocumentSEC ↗ |
Sep 21, 2009 accepted 4:44 PM ET | CPSSCONSUMER PORTFOLIO SERVICES, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 21, 2009 accepted 4:15 PM ET | BATLBATTALION OIL CORP | 3.01Delisting notice | DocumentSEC ↗ |
Sep 21, 2009 accepted 4:09 PM ET | ARWRARROWHEAD PHARMACEUTICALS, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 21, 2009 accepted 1:00 PM ET | NLSTNETLIST INC | 3.01Delisting notice | DocumentSEC ↗ |
Sep 21, 2009 accepted 12:07 PM ET | INTIInhibitor Therapeutics, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 21, 2009 accepted 11:54 AM ET | HRTXHERON THERAPEUTICS, INC. /DE/ | 3.01Delisting notice | DocumentSEC ↗ |
Sep 21, 2009 accepted 5:31 PM ET | JSDAJONES SODA CO. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 18, 2009 accepted 9:11 PM ET | BDCOBLUE DOLPHIN ENERGY CO | 3.01Delisting notice | DocumentSEC ↗ |
Sep 18, 2009 accepted 8:45 PM ET | LOANMANHATTAN BRIDGE CAPITAL, INC | 3.01Delisting notice | DocumentSEC ↗ |
Sep 18, 2009 accepted 8:17 PM ET | AAMEATLANTIC AMERICAN CORP | 3.01Delisting notice | DocumentSEC ↗ |
Sep 18, 2009 accepted 8:16 PM ET | PLUGPLUG POWER INC | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Sep 18, 2009 accepted 5:21 PM ET | ALTOAlto Ingredients, Inc. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Sep 18, 2009 accepted 4:34 PM ET | DLHCDLH Holdings Corp. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 18, 2009 accepted 4:17 PM ET | AEHRAEHR TEST SYSTEMS | 3.01Delisting notice | DocumentSEC ↗ |
Sep 18, 2009 accepted 3:47 PM ET | INTTINTEST CORP | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Sep 17, 2009 accepted 4:17 PM ET | SIRISIRIUS XM HOLDINGS INC. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 17, 2009 accepted 2:01 PM ET | ACLSAXCELIS TECHNOLOGIES INC | 3.01Delisting notice | DocumentSEC ↗ |
Sep 16, 2009 accepted 5:15 PM ET | KOSSKOSS CORP | 3.01Delisting notice | DocumentSEC ↗ |
Sep 16, 2009 accepted 5:03 PM ET | INSMINSMED Inc | 3.01Delisting notice | DocumentSEC ↗ |
Sep 14, 2009 accepted 9:24 PM ET | IRDMIridium Communications Inc. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Sep 14, 2009 accepted 8:14 PM ET | MATMATTEL INC /DE/ | 3.01Delisting notice | DocumentSEC ↗ |
Sep 10, 2009 accepted 4:01 PM ET | NTWKNETSOL TECHNOLOGIES INC | 3.01Delisting notice | DocumentSEC ↗ |
Sep 10, 2009 accepted 8:39 PM ET | COHNCohen & Co Inc. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Sep 4, 2009 accepted 10:37 AM ET | LPTHLIGHTPATH TECHNOLOGIES INC | 8-K/A 3.01Delisting notice | DocumentSEC ↗ |
Sep 3, 2009 accepted 2:11 PM ET | SIGASIGA TECHNOLOGIES INC | 3.01Delisting notice | DocumentSEC ↗ |
Sep 2, 2009 accepted 9:35 AM ET | CHCIComstock Holding Companies, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 1, 2009 accepted 5:15 PM ET | ZNOGZION OIL & GAS INC | 3.01Delisting notice | DocumentSEC ↗ |
Sep 1, 2009 accepted 5:06 PM ET | LPTHLIGHTPATH TECHNOLOGIES INC | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Aug 31, 2009 accepted 6:48 PM ET | INTTINTEST CORP | 3.01Delisting notice | DocumentSEC ↗ |
Aug 28, 2009 accepted 4:09 PM ET | BGMSBio Green Med Solution, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 21, 2009 accepted 4:35 PM ET | PTNPALATIN TECHNOLOGIES INC | 3.01Delisting notice | DocumentSEC ↗ |
Aug 21, 2009 accepted 4:05 PM ET | NHTCNATURAL HEALTH TRENDS CORP | 3.01Delisting notice | DocumentSEC ↗ |
Aug 21, 2009 accepted 2:22 PM ET | PALIPALISADE BIO, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 21, 2009 accepted 12:37 PM ET | RAILFreightCar America, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 20, 2009 accepted 8:40 PM ET | NOVTNOVANTA INC | 3.01Delisting notice | DocumentSEC ↗ |
Aug 17, 2009 accepted 4:45 PM ET | IMMRIMMERSION CORP | 3.01Delisting notice | DocumentSEC ↗ |
Aug 14, 2009 accepted 4:11 PM ET | ARMPArmata Pharmaceuticals, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 13, 2009 accepted 4:49 PM ET | PALIPALISADE BIO, INC. | 2.02Earnings release3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 12, 2009 accepted 9:14 PM ET | TSSITSS, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Aug 12, 2009 accepted 5:16 PM ET | TRSTRIMAS CORP | 3.01Delisting notice | DocumentSEC ↗ |
Aug 10, 2009 accepted 4:01 PM ET | ARWRARROWHEAD PHARMACEUTICALS, INC. | 2.02Earnings release3.01Delisting notice | DocumentSEC ↗ |
Aug 4, 2009 accepted 8:20 AM ET | INTIInhibitor Therapeutics, Inc. | 1.02Agreement terminated3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Jul 29, 2009 accepted 5:13 PM ET | ARMPArmata Pharmaceuticals, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Jul 28, 2009 accepted 4:13 PM ET | ACADACADIA PHARMACEUTICALS INC | 3.01Delisting notice5.02Officer / director change | DocumentSEC ↗ |
Jul 24, 2009 accepted 4:03 PM ET | OMEXODYSSEY MARINE EXPLORATION INC | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Jul 24, 2009 accepted 3:50 PM ET | TSSITSS, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Jul 23, 2009 accepted 6:05 PM ET | BSETBASSETT FURNITURE INDUSTRIES INC | 3.01Delisting notice | DocumentSEC ↗ |