

1,402,507 filings since 2004 · latest accepted Nov 4, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Jul 7, 2023 accepted 8:18 PM ET | AUMNGolden Minerals Co | 4.01Auditor change | DocumentSEC ↗ |
Jul 7, 2023 accepted 8:04 PM ET | AHTASHFORD HOSPITALITY TRUST INC | 2.04Debt accelerationOther events |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
| DocumentSEC ↗ |
Jul 7, 2023 accepted 5:14 PM ET | HKHCHorizon Kinetics Holding Corp | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition | DocumentSEC ↗ |
Jul 7, 2023 accepted 5:01 PM ET | INFUInfuSystem Holdings, Inc | 4.01Auditor change | DocumentSEC ↗ |
Jul 7, 2023 accepted 4:38 PM ET | RLRALPH LAUREN CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Jul 7, 2023 accepted 4:19 PM ET | AIFCAI Financial Corp | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Jul 7, 2023 accepted 4:05 PM ET | BGMSBio Green Med Solution, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Jul 6, 2023 accepted 8:28 PM ET | RHEPREGIONAL HEALTH PROPERTIES, INC | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Jul 6, 2023 accepted 8:10 PM ET | AIMDAinos, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Jul 6, 2023 accepted 5:39 PM ET | REXREX AMERICAN RESOURCES Corp | 4.01Auditor change | DocumentSEC ↗ |
Jul 6, 2023 accepted 4:03 PM ET | WORWORTHINGTON ENTERPRISES, INC. | 1.02Agreement terminated2.02Earnings release3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Jul 5, 2023 accepted 9:30 PM ET | MITKMITEK SYSTEMS INC | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Jul 5, 2023 accepted 5:00 PM ET | FISVFISERV INC | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Jul 5, 2023 accepted 4:35 PM ET | JBLUJETBLUE AIRWAYS CORP | 1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Jul 5, 2023 accepted 4:15 PM ET | TCRTAlaunos Therapeutics, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Jul 5, 2023 accepted 6:04 AM ET | RXSTRxSight, Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.03Holder rights modified | DocumentSEC ↗ |
Jul 3, 2023 accepted 4:25 PM ET | TZOOTRAVELZOO | 4.01Auditor change | DocumentSEC ↗ |
Jul 3, 2023 accepted 4:06 PM ET | PTGXProtagonist Therapeutics, Inc | 3.01Delisting notice | DocumentSEC ↗ |
Jul 3, 2023 accepted 12:00 PM ET | COHRCOHERENT CORP. | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Jun 30, 2023 accepted 4:38 PM ET | RAILFreightCar America, Inc. | 1.02Agreement terminated | DocumentSEC ↗ |
Jun 30, 2023 accepted 4:30 PM ET | SWKHLSWK Holdings Corp | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Jun 30, 2023 accepted 4:24 PM ET | AIFCAI Financial Corp | 4.01Auditor change | DocumentSEC ↗ |
Jun 30, 2023 accepted 11:00 AM ET | BCDABioCardia, Inc. | 1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Jun 30, 2023 accepted 10:55 AM ET | XPLSOLITARIO RESOURCES CORP. | 4.01Auditor change | DocumentSEC ↗ |
Jun 30, 2023 accepted 10:54 AM ET | CHUCCharlie's Holdings, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Jun 29, 2023 accepted 4:09 PM ET | AMTAMERICAN TOWER CORP /MA/ | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Jun 28, 2023 accepted 8:01 PM ET | PLCEChildrens Place, Inc. | 2.05Restructuring costs | DocumentSEC ↗ |
Jun 27, 2023 accepted 8:11 PM ET | NCMINational CineMedia, Inc. | 1.03Bankruptcy7.01Reg FD disclosure | DocumentSEC ↗ |
Jun 27, 2023 accepted 5:22 PM ET | ADMGADAMANT DRI PROCESSING & MINERALS GROUP | 5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Jun 27, 2023 accepted 5:21 PM ET | AFGAMERICAN FINANCIAL GROUP INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation5.02Officer / director change | DocumentSEC ↗ |
Jun 27, 2023 accepted 4:23 PM ET | ASTCASTROTECH Corp | 1.02Agreement terminated | DocumentSEC ↗ |
Jun 27, 2023 accepted 8:00 AM ET | TOONKartoon Studios, Inc. | 1.01Material agreement3.02Unregistered equity sale5.01Change in control | DocumentSEC ↗ |
Jun 27, 2023 accepted 11:56 PM ET | CWBCCommunity West Bancshares | 4.01Auditor change | DocumentSEC ↗ |
Jun 27, 2023 accepted 9:56 PM ET | CETYClean Energy Technologies, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Jun 26, 2023 accepted 9:25 PM ET | SCNXScienture Holdings, Inc. | 3.01Delisting notice5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jun 26, 2023 accepted 4:32 PM ET | ILMNILLUMINA, INC. | 2.05Restructuring costs | DocumentSEC ↗ |
Jun 26, 2023 accepted 4:30 PM ET | MSBMESABI TRUST | 4.01Auditor change | DocumentSEC ↗ |
Jun 26, 2023 accepted 9:02 AM ET | OPCHOption Care Health, Inc. | 1.02Agreement terminated7.01Reg FD disclosure | DocumentSEC ↗ |
Jun 26, 2023 accepted 8:15 AM ET | WOLFWOLFSPEED, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation8.01Other events | DocumentSEC ↗ |
Jun 26, 2023 accepted 8:12 AM ET | ONON SEMICONDUCTOR CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Jun 23, 2023 accepted 8:30 PM ET | LEXXLexaria Bioscience Corp. | 3.01Delisting notice | DocumentSEC ↗ |
Jun 23, 2023 accepted 8:11 PM ET | SENEASeneca Foods Corp | 4.01Auditor change | DocumentSEC ↗ |
Jun 23, 2023 accepted 5:21 PM ET | AJGArthur J. Gallagher & Co. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Jun 23, 2023 accepted 4:10 PM ET | ALGMALLEGRO MICROSYSTEMS, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Jun 23, 2023 accepted 4:05 PM ET | SNGXSOLIGENIX, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Jun 23, 2023 accepted 4:01 PM ET | SCYXSCYNEXIS INC | 1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Jun 23, 2023 accepted 10:31 AM ET | SLNHSoluna Holdings, Inc | 3.01Delisting notice | DocumentSEC ↗ |
Jun 22, 2023 accepted 4:30 PM ET | MNOVMEDICINOVA INC | 3.01Delisting notice | DocumentSEC ↗ |
Jun 22, 2023 accepted 4:14 PM ET | SAHSONIC AUTOMOTIVE INC | 2.05Restructuring costs2.06Impairment7.01Reg FD disclosure | DocumentSEC ↗ |
Jun 22, 2023 accepted 1:25 PM ET | DTGIDigerati Technologies, Inc. | 1.02Agreement terminated | DocumentSEC ↗ |