

1,402,081 filings since 2004 · latest accepted Nov 4, 2026, 8:52 AM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Apr 30, 2019 accepted 6:07 AM ET | CHUCCharlie's Holdings, Inc. | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition3.02Unregistered equity sale3.03Holder rights modified5.01Change in controlOfficer / director change |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
| DocumentSEC ↗ |
Apr 25, 2019 accepted 1:45 PM ET | OTLCOncotelic Therapeutics, Inc. | 2.01Acquisition / disposition2.03New debt obligation3.02Unregistered equity sale5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Apr 15, 2019 accepted 4:30 PM ET | IMUXIMMUNIC, INC. | 2.01Acquisition / disposition3.03Holder rights modified4.01Auditor change5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Apr 3, 2019 accepted 4:10 PM ET | ENBPENB Financial Corp | 5.01Change in control8.01Other events | DocumentSEC ↗ |
Mar 29, 2019 accepted 9:13 PM ET | ACRGAmerican Clean Resources Group, Inc. | 5.01Change in control | DocumentSEC ↗ |
Mar 21, 2019 accepted 4:38 PM ET | SMTISanara MedTech Inc. | 1.01Material agreement2.01Acquisition / disposition3.01Delisting notice5.01Change in control | DocumentSEC ↗ |
Feb 27, 2019 accepted 11:01 AM ET | NENNEW ENGLAND REALTY ASSOCIATES LIMITED PARTNERSHIP | 5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Feb 21, 2019 accepted 8:04 PM ET | ENSGENSIGN GROUP, INC | 5.01Change in control7.01Reg FD disclosure | DocumentSEC ↗ |
Feb 19, 2019 accepted 2:02 PM ET | PEDPEDEVCO CORP | 1.01Material agreement3.02Unregistered equity sale5.01Change in control7.01Reg FD disclosure | DocumentSEC ↗ |
Feb 15, 2019 accepted 1:39 PM ET | AHL-PDASPEN INSURANCE HOLDINGS LTD | 2.01Acquisition / disposition3.01Delisting notice3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jan 29, 2019 accepted 6:09 PM ET | RDIREADING INTERNATIONAL INC | 5.01Change in control5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Jan 29, 2019 accepted 4:45 PM ET | ARANTERO RESOURCES Corp | 5.01Change in control7.01Reg FD disclosure | DocumentSEC ↗ |
Jan 7, 2019 accepted 8:00 AM ET | EMMAEmmaus Life Sciences, Inc. | 1.01Material agreement5.01Change in control8.01Other events | DocumentSEC ↗ |
Jan 2, 2019 accepted 7:16 PM ET | HSTIHigh Sierra Technologies, Inc. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control5.02Officer / director change5.06Shell status change | DocumentSEC ↗ |
Dec 26, 2018 accepted 4:24 PM ET | ADMGADAMANT DRI PROCESSING & MINERALS GROUP | 1.01Material agreement5.01Change in control | DocumentSEC ↗ |
Dec 6, 2018 accepted 5:28 PM ET | GBRNew Concept Energy, Inc. | 3.02Unregistered equity sale5.01Change in control | DocumentSEC ↗ |
Nov 28, 2018 accepted 4:05 PM ET | CDIXCardiff Lexington Corp | 5.01Change in control5.03Bylaws / fiscal year | DocumentSEC ↗ |
Nov 2, 2018 accepted 8:59 PM ET | PLUGPLUG POWER INC | 1.01Material agreement3.02Unregistered equity sale5.01Change in control | DocumentSEC ↗ |
Nov 2, 2018 accepted 2:40 PM ET | SRRESUNRISE REAL ESTATE GROUP INC | 5.01Change in control8.01Other events | DocumentSEC ↗ |
Oct 16, 2018 accepted 8:05 PM ET | GTBPGT Biopharma, Inc. | 5.01Change in control | DocumentSEC ↗ |
Oct 12, 2018 accepted 8:11 PM ET | GBRNew Concept Energy, Inc. | 3.02Unregistered equity sale5.01Change in control5.07Shareholder vote8.01Other events | DocumentSEC ↗ |
Oct 10, 2018 accepted 8:46 PM ET | KELYAKELLY SERVICES INC | 5.01Change in control | DocumentSEC ↗ |
Oct 2, 2018 accepted 3:49 PM ET | ZIONZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ | 2.01Acquisition / disposition2.03New debt obligation3.01Delisting notice3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Sep 24, 2018 accepted 3:54 PM ET | BIXTBIOXYTRAN, INC | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control5.02Officer / director change7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Sep 14, 2018 accepted 5:21 PM ET | GEDCTerraVolt Holdings, Inc. | 1.01Material agreement3.02Unregistered equity sale5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Aug 15, 2018 accepted 10:37 AM ET | CRKCOMSTOCK RESOURCES INC | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition2.03New debt obligation3.02Unregistered equity sale5.01Change in control5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Aug 2, 2018 accepted 4:33 PM ET | BBDCBarings BDC, Inc. | 1.01Material agreement1.02Agreement terminated3.02Unregistered equity sale5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Aug 1, 2018 accepted 5:15 PM ET | FHBFIRST HAWAIIAN, INC. | 1.01Material agreement5.01Change in control5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Jul 24, 2018 accepted 5:20 PM ET | DPLSDarkPulse, Inc. | 2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jul 20, 2018 accepted 9:10 PM ET | CALMCAL-MAINE FOODS INC | 1.01Material agreement5.01Change in control5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
Jul 19, 2018 accepted 5:06 PM ET | CFOOChina Foods Holdings Ltd. | 1.01Material agreement5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Jul 19, 2018 accepted 4:29 PM ET | BBLGBone Biologics Corp | 1.01Material agreement3.02Unregistered equity sale5.01Change in control5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Jul 9, 2018 accepted 9:19 PM ET | KDPKeurig Dr Pepper Inc. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.05Code of ethics8.01Other events | DocumentSEC ↗ |
Jul 9, 2018 accepted 12:23 PM ET | MDEXMadison Technologies Inc. | 5.01Change in control7.01Reg FD disclosure | DocumentSEC ↗ |
Jul 9, 2018 accepted 8:24 PM ET | TCBKTRICO BANCSHARES / | 2.01Acquisition / disposition5.01Change in control5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Jul 3, 2018 accepted 8:30 PM ET | PEDPEDEVCO CORP | 3.02Unregistered equity sale5.01Change in control | DocumentSEC ↗ |
Jun 28, 2018 accepted 9:06 AM ET | SBUXSTARBUCKS CORP | 5.01Change in control | DocumentSEC ↗ |
Jun 20, 2018 accepted 8:45 PM ET | SNBHSENTIENT BRANDS HOLDINGS INC. | 1.01Material agreement5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Jun 6, 2018 accepted 4:01 PM ET | ARLPALLIANCE RESOURCE PARTNERS LP | 2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control5.03Bylaws / fiscal year7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Jun 6, 2018 accepted 12:20 PM ET | SKYChampion Homes, Inc. | 1.01Material agreement2.01Acquisition / disposition2.03New debt obligation3.01Delisting notice3.02Unregistered equity sale3.03Holder rights modified4.01Auditor change5.01Change in control | DocumentSEC ↗ |
Jun 6, 2018 accepted 7:16 PM ET | FLGFLAGSTAR BANK, NATIONAL ASSOCIATION | 5.01Change in control5.07Shareholder vote | DocumentSEC ↗ |
Jun 5, 2018 accepted 12:43 PM ET | CALMCAL-MAINE FOODS INC | 1.01Material agreement5.01Change in control5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
May 31, 2018 accepted 8:23 PM ET | AIZASSURANT, INC. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control7.01Reg FD disclosure | DocumentSEC ↗ |
May 17, 2018 accepted 5:10 PM ET | RTBRTB Digital, Inc. | 5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
May 3, 2018 accepted 8:16 PM ET | CIACITIZENS, INC. | 8-K/A 5.01Change in control | DocumentSEC ↗ |
Mar 29, 2018 accepted 11:10 PM ET | UAVSAgEagle Aerial Systems Inc. | 2.01Acquisition / disposition3.01Delisting notice3.02Unregistered equity sale4.01Auditor change5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Mar 22, 2018 accepted 2:45 PM ET | QMCIQUOTEMEDIA INC | 5.01Change in control | DocumentSEC ↗ |
Feb 20, 2018 accepted 11:13 AM ET | VXRTVaxart, Inc. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale4.01Auditor change5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
Feb 15, 2018 accepted 12:36 PM ET | PPCPILGRIMS PRIDE CORP | 2.02Earnings release5.01Change in control | DocumentSEC ↗ |
Feb 15, 2018 accepted 1:11 AM ET | CETYClean Energy Technologies, Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.02Unregistered equity sale5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |