

1,403,529 filings since 2004 · latest accepted Nov 6, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Jun 15, 2009 accepted 5:11 PM ET | SSDSimpson Manufacturing Co., Inc. | 1.01Material agreement3.03Holder rights modified7.01Reg FD disclosure | DocumentSEC ↗ |
Jun 15, 2009 accepted 5:03 PM ET | CALYCallaway Golf Co |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events |
| DocumentSEC ↗ |
Jun 15, 2009 accepted 4:52 PM ET | RCKYROCKY BRANDS, INC. | 1.01Material agreement3.03Holder rights modified7.01Reg FD disclosure | DocumentSEC ↗ |
Jun 12, 2009 accepted 8:46 PM ET | IOSPINNOSPEC INC. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jun 12, 2009 accepted 1:53 PM ET | CCITIGROUP INC | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jun 12, 2009 accepted 6:01 AM ET | GBXGREENBRIER COMPANIES INC | 1.01Material agreement2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jun 10, 2009 accepted 4:01 PM ET | CCITIGROUP INC | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Jun 8, 2009 accepted 8:54 AM ET | HWBKHAWTHORN BANCSHARES, INC. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jun 4, 2009 accepted 4:05 PM ET | SHBISHORE BANCSHARES INC | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Jun 2, 2009 accepted 4:16 PM ET | TILEINTERFACE INC | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
May 28, 2009 accepted 8:28 PM ET | MTBM&T BANK CORP | 3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
May 27, 2009 accepted 8:11 PM ET | RFREGIONS FINANCIAL CORP | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
May 26, 2009 accepted 7:01 AM ET | FICOFAIR ISAAC CORP | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
May 22, 2009 accepted 4:00 PM ET | EEFTEURONET WORLDWIDE, INC. | 3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
May 22, 2009 accepted 10:15 AM ET | SSBSouthState Bank Corp | 1.01Material agreement1.02Agreement terminated3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
May 22, 2009 accepted 7:48 AM ET | CVGICommercial Vehicle Group, Inc. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
May 21, 2009 accepted 9:29 PM ET | SGUSTAR GROUP, L.P. | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
May 21, 2009 accepted 11:28 PM ET | SJMJ M SMUCKER Co | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
May 19, 2009 accepted 4:59 PM ET | CMCOCOLUMBUS MCKINNON CORP | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
May 15, 2009 accepted 4:35 PM ET | MBWMMERCANTILE BANK CORP | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
May 7, 2009 accepted 4:24 PM ET | PNBKPATRIOT NATIONAL BANCORP INC | 1.02Agreement terminated3.03Holder rights modified | DocumentSEC ↗ |
May 7, 2009 accepted 9:20 AM ET | SCIASCI Engineered Materials, Inc. | 3.03Holder rights modified | DocumentSEC ↗ |
May 7, 2009 accepted 9:34 PM ET | LQMTLIQUIDMETAL TECHNOLOGIES INC | 1.01Material agreement2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Apr 29, 2009 accepted 4:53 PM ET | SIRISIRIUS XM HOLDINGS INC. | 1.01Material agreement3.03Holder rights modified5.02Officer / director change | DocumentSEC ↗ |
Apr 28, 2009 accepted 4:16 PM ET | SDSANDRIDGE ENERGY INC | 1.01Material agreement2.02Earnings release3.03Holder rights modified | DocumentSEC ↗ |
Apr 27, 2009 accepted 8:15 PM ET | RPMRPM INTERNATIONAL INC/DE/ | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Apr 27, 2009 accepted 6:12 AM ET | IIININSTEEL INDUSTRIES INC | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Apr 23, 2009 accepted 1:04 PM ET | AOSSMITH A O CORP | 3.03Holder rights modified5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Apr 22, 2009 accepted 8:06 PM ET | AVNWAVIAT NETWORKS, INC. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Apr 20, 2009 accepted 4:07 PM ET | INDBINDEPENDENT BANK CORP | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Apr 20, 2009 accepted 11:50 PM ET | AIGAMERICAN INTERNATIONAL GROUP, INC. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Apr 20, 2009 accepted 11:46 PM ET | AIGAMERICAN INTERNATIONAL GROUP, INC. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Apr 16, 2009 accepted 5:00 PM ET | CRWSCROWN CRAFTS INC | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Apr 8, 2009 accepted 12:03 PM ET | BGMSBio Green Med Solution, Inc. | 3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Apr 7, 2009 accepted 5:04 PM ET | KBHKB HOME | 3.03Holder rights modified5.02Officer / director change | DocumentSEC ↗ |
Apr 6, 2009 accepted 4:34 PM ET | SYPRSYPRIS SOLUTIONS INC | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Apr 3, 2009 accepted 5:04 PM ET | CLWClearwater Paper Corp | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Mar 31, 2009 accepted 1:36 PM ET | BMRCBank of Marin Bancorp | 1.02Agreement terminated3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Mar 30, 2009 accepted 9:22 PM ET | AUMNGolden Minerals Co | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Mar 24, 2009 accepted 4:18 PM ET | UFPTUFP TECHNOLOGIES INC | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Mar 19, 2009 accepted 10:04 AM ET | FRTFEDERAL REALTY INVESTMENT TRUST | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Mar 17, 2009 accepted 4:52 PM ET | FXNCFIRST NATIONAL CORP /VA/ | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Mar 17, 2009 accepted 8:04 AM ET | JCIJohnson Controls International plc | 3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Mar 13, 2009 accepted 9:07 PM ET | AIGAMERICAN INTERNATIONAL GROUP, INC. | 8-K/A 3.03Holder rights modified | DocumentSEC ↗ |
Mar 13, 2009 accepted 1:05 PM ET | AMSAMERICAN SHARED HOSPITAL SERVICES | 1.01Material agreement2.02Earnings release3.03Holder rights modified | DocumentSEC ↗ |
Mar 11, 2009 accepted 4:51 PM ET | LPXLOUISIANA-PACIFIC CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Mar 10, 2009 accepted 8:39 PM ET | RHPRyman Hospitality Properties, Inc. | 1.01Material agreement3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Mar 10, 2009 accepted 5:08 PM ET | ABVCABVC BIOPHARMA, INC. | 3.03Holder rights modified | DocumentSEC ↗ |
Mar 9, 2009 accepted 8:28 PM ET | BUSEFIRST BUSEY CORP /NV/ | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Mar 9, 2009 accepted 4:51 PM ET | OSKOSHKOSH CORP | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |