

1,403,529 filings since 2004 · latest accepted Nov 6, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Mar 6, 2009 accepted 5:05 PM ET | SIRISIRIUS XM HOLDINGS INC. | 1.01Material agreement2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | Document |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
Mar 6, 2009 accepted 1:31 PM ET | PHMPULTEGROUP INC/MI/ | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Mar 6, 2009 accepted 12:43 PM ET | SPSTSuperstar Platforms Inc. | 1.01Material agreement3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Mar 5, 2009 accepted 9:32 PM ET | AIGAMERICAN INTERNATIONAL GROUP, INC. | 3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.03Bylaws / fiscal year | DocumentSEC ↗ |
Mar 4, 2009 accepted 2:55 PM ET | OPCHOption Care Health, Inc. | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Mar 3, 2009 accepted 9:56 PM ET | LYVLive Nation Entertainment, Inc. | 3.03Holder rights modified5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Mar 3, 2009 accepted 3:09 PM ET | SFSTSOUTHERN FIRST BANCSHARES INC | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Mar 2, 2009 accepted 5:16 PM ET | LKFNLAKELAND FINANCIAL CORP | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Feb 26, 2009 accepted 8:32 PM ET | LODEComstock Inc. | 1.01Material agreement3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Feb 25, 2009 accepted 6:08 AM ET | IDTIDT CORP | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Feb 23, 2009 accepted 10:15 PM ET | FRMEFIRST MERCHANTS CORP | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Feb 19, 2009 accepted 2:32 PM ET | WABCWESTAMERICA BANCORPORATION | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change | DocumentSEC ↗ |
Feb 18, 2009 accepted 10:13 PM ET | GALTGALECTIN THERAPEUTICS INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Feb 18, 2009 accepted 10:06 PM ET | METMETLIFE INC | 3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Feb 18, 2009 accepted 5:29 PM ET | CCITIGROUP INC | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Feb 17, 2009 accepted 1:47 PM ET | PPCPILGRIMS PRIDE CORP | 3.03Holder rights modified | DocumentSEC ↗ |
Feb 13, 2009 accepted 4:32 PM ET | QCRHQCR HOLDINGS INC | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Feb 12, 2009 accepted 10:17 PM ET | CMPCOMPASS MINERALS INTERNATIONAL INC | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Feb 11, 2009 accepted 3:24 PM ET | STRZSTARZ ENTERTAINMENT CORP /CN/ | 1.01Material agreement3.03Holder rights modified5.02Officer / director change | DocumentSEC ↗ |
Feb 11, 2009 accepted 12:20 PM ET | FMBHFIRST MID BANCSHARES, INC. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Feb 9, 2009 accepted 11:03 AM ET | METMETLIFE INC | 3.03Holder rights modified7.01Reg FD disclosure | DocumentSEC ↗ |
Feb 5, 2009 accepted 12:42 AM ET | SLSNSOLESENCE, INC. | 8-K/A 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Feb 4, 2009 accepted 9:44 PM ET | CWBCCommunity West Bancshares | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Feb 4, 2009 accepted 4:46 PM ET | OSISOSI SYSTEMS INC | 3.03Holder rights modified | DocumentSEC ↗ |
Feb 4, 2009 accepted 11:54 AM ET | LCUTLIFETIME BRANDS, INC | 3.03Holder rights modified | DocumentSEC ↗ |
Feb 3, 2009 accepted 10:15 PM ET | SLSNSOLESENCE, INC. | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Feb 2, 2009 accepted 10:00 PM ET | PEBOPEOPLES BANCORP INC | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Feb 2, 2009 accepted 9:42 PM ET | FUNCFIRST UNITED CORP/MD/ | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jan 30, 2009 accepted 8:30 PM ET | PLBCPLUMAS BANCORP | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jan 30, 2009 accepted 4:48 PM ET | SNUS-PHSantander Holdings USA, Inc. | 2.01Acquisition / disposition3.01Delisting notice3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jan 30, 2009 accepted 3:31 PM ET | PKBKPARKE BANCORP, INC. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jan 29, 2009 accepted 7:51 PM ET | MWAMueller Water Products, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jan 29, 2009 accepted 1:59 PM ET | PBSVPharma-Bio Serv, Inc. | 3.03Holder rights modified | DocumentSEC ↗ |
Jan 28, 2009 accepted 5:17 PM ET | ORKAOruka Therapeutics, Inc. | 1.01Material agreement2.01Acquisition / disposition2.03New debt obligation3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jan 28, 2009 accepted 11:49 AM ET | BANFBANCFIRST CORP /OK/ | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Jan 27, 2009 accepted 9:48 PM ET | THRMGentherm Inc | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jan 27, 2009 accepted 4:38 PM ET | KBHKB HOME | 3.03Holder rights modified5.01Change in control | DocumentSEC ↗ |
Jan 26, 2009 accepted 3:40 PM ET | YORWYORK WATER CO | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jan 26, 2009 accepted 3:25 PM ET | CIVBCIVISTA BANCSHARES, INC. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jan 23, 2009 accepted 10:05 PM ET | WSFSWSFS FINANCIAL CORP | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jan 23, 2009 accepted 4:52 PM ET | SRCE1ST SOURCE CORP | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jan 22, 2009 accepted 6:47 PM ET | CZNCCITIZENS & NORTHERN CORP | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jan 22, 2009 accepted 4:45 PM ET | BACBANK OF AMERICA CORP /DE/ | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jan 22, 2009 accepted 12:23 PM ET | CARVCARVER BANCORP INC | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Jan 21, 2009 accepted 9:56 PM ET | BHBBAR HARBOR BANKSHARES | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jan 21, 2009 accepted 6:35 PM ET | HOMBHOME BANCSHARES INC | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Jan 20, 2009 accepted 5:22 PM ET | FBPFIRST BANCORP /PR/ | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jan 20, 2009 accepted 4:49 PM ET | CNOCNO Financial Group, Inc. | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Jan 20, 2009 accepted 3:57 PM ET | OCFCOCEANFIRST FINANCIAL CORP | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jan 20, 2009 accepted 12:34 PM ET | STBAS&T BANCORP INC | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change | DocumentSEC ↗ |