

1,402,507 filings since 2004 · latest accepted Nov 4, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Jan 6, 2023 accepted 5:04 PM ET | EVCENTRAVISION COMMUNICATIONS CORP | 5.01Change in control | DocumentSEC ↗ |
Jan 6, 2023 accepted 5:02 PM ET | MOBQMobiquity Technologies, Inc. | 3.01Delisting notice | Document |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
Jan 6, 2023 accepted 4:16 PM ET | BGMSBio Green Med Solution, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Jan 6, 2023 accepted 4:16 PM ET | THRMGentherm Inc | 2.05Restructuring costs2.06Impairment8.01Other events | DocumentSEC ↗ |
Jan 6, 2023 accepted 4:01 PM ET | ROGROGERS CORP | 3.01Delisting notice | DocumentSEC ↗ |
Jan 6, 2023 accepted 12:53 PM ET | LKQLKQ CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation7.01Reg FD disclosure | DocumentSEC ↗ |
Jan 6, 2023 accepted 9:00 AM ET | AUBAtlantic Union Bankshares Corp | 3.01Delisting notice7.01Reg FD disclosure | DocumentSEC ↗ |
Jan 6, 2023 accepted 6:25 AM ET | ELREYinfu Gold Corp. | 4.01Auditor change | DocumentSEC ↗ |
Jan 5, 2023 accepted 10:25 PM ET | NXPLNextPlat Corp | 3.01Delisting notice | DocumentSEC ↗ |
Jan 5, 2023 accepted 5:04 PM ET | FATEFATE THERAPEUTICS INC | 1.02Agreement terminated2.05Restructuring costs5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Jan 5, 2023 accepted 2:49 PM ET | TZOOTRAVELZOO | 3.02Unregistered equity sale5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Jan 5, 2023 accepted 11:29 AM ET | LODEComstock Inc. | 1.02Agreement terminated | DocumentSEC ↗ |
Jan 5, 2023 accepted 11:08 AM ET | OFIXOrthofix Medical Inc. | 1.02Agreement terminated2.01Acquisition / disposition2.03New debt obligation5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Jan 4, 2023 accepted 8:15 PM ET | DPLSDarkPulse, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Jan 4, 2023 accepted 4:52 PM ET | TCRTAlaunos Therapeutics, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Jan 4, 2023 accepted 4:36 PM ET | ILMNILLUMINA, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Jan 4, 2023 accepted 9:52 AM ET | KUSTKUSTOM ENTERTAINMENT, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Jan 4, 2023 accepted 8:35 AM ET | ERNAErnexa Therapeutics Inc. | 3.01Delisting notice5.02Officer / director change | DocumentSEC ↗ |
Jan 4, 2023 accepted 6:34 AM ET | KLTRKALTURA INC | 2.05Restructuring costs | DocumentSEC ↗ |
Jan 4, 2023 accepted 6:23 AM ET | CRMSalesforce, Inc. | 2.05Restructuring costs | DocumentSEC ↗ |
Jan 3, 2023 accepted 10:16 PM ET | PTCPTC INC. | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition2.03New debt obligation | DocumentSEC ↗ |
Jan 3, 2023 accepted 6:41 PM ET | AQSTAquestive Therapeutics, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Jan 3, 2023 accepted 5:01 PM ET | PEGAPEGASYSTEMS INC | 2.05Restructuring costs7.01Reg FD disclosure | DocumentSEC ↗ |
Jan 3, 2023 accepted 4:53 PM ET | SRCOSPARTA COMMERCIAL SERVICES, INC. | 4.01Auditor change | DocumentSEC ↗ |
Jan 3, 2023 accepted 8:35 AM ET | OSGOCTAVE SPECIALTY GROUP INC | 1.01Material agreement2.04Debt acceleration | DocumentSEC ↗ |
Jan 3, 2023 accepted 7:00 AM ET | TXMDTherapeuticsMD, Inc. | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition5.02Officer / director change7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Dec 30, 2022 accepted 6:37 PM ET | LEELEE ENTERPRISES, Inc | 3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Dec 29, 2022 accepted 10:15 PM ET | BATLBATTALION OIL CORP | 1.02Agreement terminated | DocumentSEC ↗ |
Dec 29, 2022 accepted 4:38 PM ET | MOHMOLINA HEALTHCARE, INC. | 2.06Impairment | DocumentSEC ↗ |
Dec 29, 2022 accepted 4:19 PM ET | RJETREPUBLIC AIRWAYS HOLDINGS INC. | 1.01Material agreement1.02Agreement terminated2.02Earnings release | DocumentSEC ↗ |
Dec 28, 2022 accepted 11:26 AM ET | APTALPHA PRO TECH LTD | 3.01Delisting notice | DocumentSEC ↗ |
Dec 27, 2022 accepted 4:05 PM ET | FORRFORRESTER RESEARCH, INC. | 2.06Impairment | DocumentSEC ↗ |
Dec 27, 2022 accepted 10:31 AM ET | MMMWMASS MEGAWATTS WIND POWER INC | 4.01Auditor change | DocumentSEC ↗ |
Dec 27, 2022 accepted 7:26 PM ET | SLNHSoluna Holdings, Inc | 2.04Debt acceleration3.01Delisting notice | DocumentSEC ↗ |
Dec 23, 2022 accepted 4:30 PM ET | CUENCuentas Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 23, 2022 accepted 4:05 PM ET | SNGXSOLIGENIX, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Dec 23, 2022 accepted 4:05 PM ET | WERNWERNER ENTERPRISES INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Dec 23, 2022 accepted 1:03 PM ET | OLOXOLENOX INDUSTRIES INC. | 8-K/A 3.01Delisting notice5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Dec 23, 2022 accepted 7:30 AM ET | STQNSTRATEGIC ACQUISITIONS INC /NV/ | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale4.01Auditor change5.01Change in control5.06Shell status change | DocumentSEC ↗ |
Dec 22, 2022 accepted 10:00 PM ET | SCNDSCIENTIFIC INDUSTRIES INC | 4.01Auditor change | DocumentSEC ↗ |
Dec 22, 2022 accepted 5:00 PM ET | OLOXOLENOX INDUSTRIES INC. | 3.01Delisting notice5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Dec 22, 2022 accepted 4:41 PM ET | WNDWSolarWindow Technologies, Inc. | 5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Dec 22, 2022 accepted 4:28 PM ET | INGNInogen Inc | 2.05Restructuring costs | DocumentSEC ↗ |
Dec 22, 2022 accepted 4:25 PM ET | BWBBridgewater Bancshares Inc | 4.01Auditor change | DocumentSEC ↗ |
Dec 22, 2022 accepted 4:16 PM ET | SAMBOSTON BEER CO INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Dec 22, 2022 accepted 1:19 AM ET | DHTIDalrada Technology Group, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Dec 21, 2022 accepted 9:45 PM ET | EGYVAALCO ENERGY INC /DE/ | 1.02Agreement terminated | DocumentSEC ↗ |
Dec 21, 2022 accepted 9:00 PM ET | MUMICRON TECHNOLOGY INC | 2.02Earnings release2.05Restructuring costs | DocumentSEC ↗ |
Dec 21, 2022 accepted 5:11 PM ET | GROWU S GLOBAL INVESTORS INC | 4.01Auditor change | DocumentSEC ↗ |
Dec 21, 2022 accepted 4:34 PM ET | BDNBRANDYWINE REALTY TRUST | 2.04Debt acceleration8.01Other events | DocumentSEC ↗ |