Senator · STOCK Act disclosures
No committee assignments on record
Total Trades
530
0 YTD
Purchases
307
0 YTD
Sales
223
0 YTD
Est. Volume
~$6.4M
| Ticker | Company | Trade Date | Filed | Type | Amount | Filing |
|---|---|---|---|---|---|---|
| — | US TREASURY BILL | 2024-08-01 | 2024-09-03 | Sale (Full) | $15,001 - $50,000 | View ↗ |
| — | US TREASURY BILL | 2024-08-01 | 2024-09-03 | Sale (Full) | $50,001 - $100,000 | View ↗ |
| HDGE | Ranger Equity Bear Bear ETF | 2023-10-20 | 2023-11-02 | Purchase | $1,001 - $15,000 | View ↗ |
| PSQ | ProShares Short QQQ | 2023-10-20 | 2023-11-02 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | US TREASURY BILL | 2023-10-19 | 2023-11-02 | Sale (Full) | $50,001 - $100,000 | View ↗ |
| — | US TREASURY BILL | 2023-10-19 | 2023-11-02 | Sale (Full) | $15,001 - $50,000 | View ↗ |
| — | US TREASURY BILL | 2023-10-19 | 2023-11-02 | Purchase | $50,001 - $100,000 | View ↗ |
| — | US TREASURY BILL | 2023-10-18 | 2023-11-02 | Purchase | $50,001 - $100,000 | View ↗ |
| — | US TREASURY BILL | 2023-10-18 | 2023-11-02 | Purchase | $15,001 - $50,000 | View ↗ |
| RVNC | Revance Therapeutics, Inc. - Common Stock | 2023-10-04 | 2023-11-02 | Purchase | $1,001 - $15,000 | View ↗ |
| GPCR | Structure Therapeutics Inc | 2023-10-04 | 2023-11-02 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | US TREASURY BILL | 2023-09-26 | 2023-10-02 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | US TREASURY BILL | 2023-09-26 | 2023-10-02 | Sale (Full) | $15,001 - $50,000 | View ↗ |
| — | US TREASURY BILL | 2023-09-25 | 2023-10-02 | Purchase | $1,001 - $15,000 | View ↗ |
| — | US TREASURY BILL | 2023-09-25 | 2023-10-02 | Purchase | $15,001 - $50,000 | View ↗ |
| — | US TREASURY BILL | 2023-09-21 | 2023-10-02 | Purchase | $15,001 - $50,000 | View ↗ |
| — | US TREASURY BILL | 2023-09-21 | 2023-10-02 | Sale (Full) | $15,001 - $50,000 | View ↗ |
| — | US TREASURY BILL | 2023-09-21 | 2023-10-02 | Sale (Full) | $50,001 - $100,000 | View ↗ |
| — | US TREASURY BILL | 2023-09-20 | 2023-10-02 | Purchase | $15,001 - $50,000 | View ↗ |
| — | US TREASURY BILL | 2023-09-20 | 2023-10-02 | Purchase | $50,001 - $100,000 | View ↗ |
| CRWD | Crowdstrike Holdings Inc | 2023-08-29 | 2023-09-05 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| AQN | Algonquin Power and Utilities Corp | 2023-08-29 | 2023-09-05 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| NEE | Nextera Energy | 2023-08-29 | 2023-09-05 | Purchase | $1,001 - $15,000 | View ↗ |
| RMD | Resmed Inc | 2023-08-29 | 2023-09-05 | Purchase | $1,001 - $15,000 | View ↗ |
| SWKS | Skyworks Solutions | 2023-08-29 | 2023-09-05 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| INOD | Innodata Inc | 2023-08-29 | 2023-09-05 | Purchase | $1,001 - $15,000 | View ↗ |
| NTLA | Intellia Therapeutics, Inc. - Common Stock | 2023-08-25 | 2023-09-05 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| PSQ | ProShares Short QQQ | 2023-08-23 | 2023-09-05 | Purchase | $1,001 - $15,000 | View ↗ |
| MPW | Medical Properties Trust | 2023-08-22 | 2023-09-05 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| ROK | Rockwell Automation Inc | 2023-08-22 | 2023-09-05 | Purchase | $1,001 - $15,000 | View ↗ |
| PSQ | ProShares Short QQQ | 2023-08-18 | 2023-09-05 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| XCEM | Columbia EM Core Ex-China ETF | 2023-08-16 | 2023-09-05 | Purchase | $1,001 - $15,000 | View ↗ |
| JHEM | John Hancock Multifactor Emerging Markets ETF | 2023-08-16 | 2023-09-05 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| BAH | Booz Allen Hamilton Holding Corp | 2023-08-15 | 2023-09-05 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| SOFI | Sofi Technologies Inc | 2023-08-10 | 2023-09-05 | Purchase | $1,001 - $15,000 | View ↗ |
| RMBS | Rambus Inc | 2023-08-10 | 2023-09-05 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| FTNT | Fortinet Inc | 2023-08-04 | 2023-09-05 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | US TREASURY BILL | 2023-08-02 | 2023-09-05 | Purchase | $15,001 - $50,000 | View ↗ |
| WIW | Western Asset Inflation-Linked Opportunities & Inc | 2022-11-29 | 2022-12-09 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| GBIL | Goldman Sachs Access Treasury 0-1 Year ETF | 2022-11-29 | 2022-12-09 | Purchase | $1,001 - $15,000 | View ↗ |
| — | US TREASURY BILL | 2022-11-29 | 2022-12-09 | Sale (Full) | $15,001 - $50,000 | View ↗ |
| GBIL | Goldman Sachs Access Treasury 0-1 Year ETF | 2022-11-15 | 2022-12-09 | Purchase | $15,001 - $50,000 | View ↗ |
| WIW | Western Asset Inflation-Linked Opportunities & Inc | 2022-11-15 | 2022-12-09 | Sale (Full) | $15,001 - $50,000 | View ↗ |
| LDP | Cohen & Steers Limited Duration Preferred and Inco | 2022-11-08 | 2022-12-09 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| WIW | Western Asset Inflation-Linked Opportunities & Inc | 2022-11-08 | 2022-12-09 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| LUBYX | Lord Abbett Ultra Short Bond Fund - Class I | 2022-11-08 | 2022-12-09 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| GBIL | Goldman Sachs Access Treasury 0-1 Year ETF | 2022-11-08 | 2022-12-09 | Purchase | $15,001 - $50,000 | View ↗ |
| BMN | BlackRock 2037 Municipal Target Term Trust Common | 2022-10-27 | 2022-11-03 | Purchase | $1,001 - $15,000 | View ↗ |
| DLR | Digital Realty Trust, Inc. Common Stock | 2022-10-17 | 2022-11-03 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| GSMYX | Goldman Sachs Small/Mid-Cap Growth Fund Inst Cl | 2022-10-17 | 2022-11-03 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| ABT | Abbott Laboratories Common Stock | 2022-10-17 | 2022-11-03 | Purchase | $1,001 - $15,000 | View ↗ |
| MPW | Medical Properties Trust, Inc. common stock | 2022-10-17 | 2022-11-03 | Purchase | $1,001 - $15,000 | View ↗ |
| MBXIX | Catalyst/Millburn Hedge Strategy Fund Class I | 2022-10-17 | 2022-11-03 | Purchase | $1,001 - $15,000 | View ↗ |
| JHEM | John Hancock Multifactor Emerging Markets ETF | 2022-10-17 | 2022-11-03 | Purchase | $1,001 - $15,000 | View ↗ |
| SRVR | Pacer Benchmark Data & Infrastructure Real Estate | 2022-10-17 | 2022-11-03 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| TSM | Taiwan Semiconductor Manufacturing Company Ltd. | 2022-10-17 | 2022-11-03 | Purchase | $1,001 - $15,000 | View ↗ |
| DIS | Walt Disney Company (The) Common Stock | 2022-10-17 | 2022-11-03 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| FCPIX | Fidelity Advisor International Capital Appreciat | 2022-10-17 | 2022-11-03 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| EFAD | ProShares Trust ProShares MSCI EAFE Dividend Growe | 2022-10-17 | 2022-11-03 | Purchase | $1,001 - $15,000 | View ↗ |
| LDP | Cohen & Steers Limited Duration Preferred and Inco | 2022-10-17 | 2022-11-03 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| INTC | Intel Corporation - Common Stock | 2022-10-17 | 2022-11-03 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| CVS | CVS Health Corporation Common Stock | 2022-10-17 | 2022-11-03 | Purchase | $1,001 - $15,000 | View ↗ |
| GMRE | Global Medical REIT Inc. Common Stock | 2022-10-17 | 2022-11-03 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| FIMKX | Fidelity Advisor Focused Emerging Markets I | 2022-10-17 | 2022-11-03 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| VZ | Verizon Communications Inc. Common Stock | 2022-10-17 | 2022-11-03 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| SBPYX | Clearbridge Small Cap Growth Fd Cl I | 2022-10-17 | 2022-11-03 | Purchase | $1,001 - $15,000 | View ↗ |
| — | US TREASURY BILL | 2022-10-17 | 2022-11-03 | Purchase | $15,001 - $50,000 | View ↗ |
| PSQ | ProShares Short QQQ | 2022-10-10 | 2022-11-03 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| HDGE | Ranger Equity Bear Bear ETF | 2022-10-10 | 2022-11-03 | Purchase | $15,001 - $50,000 | View ↗ |
| HDGE | Ranger Equity Bear Bear ETF | 2022-10-10 | 2022-11-03 | Purchase | $1,001 - $15,000 | View ↗ |
| PSQ | ProShares Short QQQ | 2022-10-05 | 2022-11-03 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| SH | ProShares Short S&P500 | 2022-10-05 | 2022-11-03 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| PSQ | ProShares Short QQQ | 2022-10-05 | 2022-11-03 | Sale (Full) | $15,001 - $50,000 | View ↗ |
| HDGE | Ranger Equity Bear Bear ETF | 2022-10-05 | 2022-11-03 | Purchase | $1,001 - $15,000 | View ↗ |
| HQL | TeklaLife Sciences Investors Common Stock | 2022-10-04 | 2022-11-03 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| NID | Nuveen Intermediate Duration Municipal Term Fund C | 2022-10-04 | 2022-11-03 | Sale (Full) | $15,001 - $50,000 | View ↗ |
| SBIO | Alps Medical Breakthroughs ETF | 2022-10-04 | 2022-11-03 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | JPM Contingent Autocall C Rate/Coupon: 10% Matures: 04/01/2024 | 2022-10-04 | 2022-11-03 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| SH | ProShares Short S&P500 | 2022-09-19 | 2022-10-04 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| SH | ProShares Short S&P500 | 2022-09-19 | 2022-10-04 | Sale (Full) | $15,001 - $50,000 | View ↗ |
| — | BCS Contingent Autocall COF Rate/Coupon: 10% Matures: 10/25/2024 | 2022-09-15 | 2022-10-04 | Sale (Full) | $15,001 - $50,000 | View ↗ |
| SQM | Sociedad Quimica y Minera S.A. Common Stock | 2022-09-08 | 2022-10-04 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| SQM | Sociedad Quimica y Minera S.A. Common Stock | 2022-08-18 | 2022-09-02 | Purchase | $1,001 - $15,000 | View ↗ |
| FAST | Fastenal Company - Common Stock | 2022-08-18 | 2022-09-02 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| FINX | Global X FinTech ETF | 2022-08-10 | 2022-09-02 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| CEF | Sprott Physical Gold & Silver Trust | 2022-08-10 | 2022-09-02 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| LGI | Lazard Global Total Return and Income Fund Common | 2022-08-10 | 2022-09-02 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| WIW | Western Asset Inflation-Linked Opportunities & Inc | 2022-08-10 | 2022-09-02 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| MOO | VanEck Agribusiness ETF | 2022-08-10 | 2022-09-02 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| JHEM | John Hancock Multifactor Emerging Markets ETF | 2022-08-10 | 2022-09-02 | Purchase | $1,001 - $15,000 | View ↗ |
| FIMKX | Fidelity Advisor Focused Emerging Markets I | 2022-08-10 | 2022-09-02 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| IJS | iShares S&P SmallCap 600 Value ETF | 2022-08-10 | 2022-09-02 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| MBXIX | Catalyst/Millburn Hedge Strategy Fund Class I | 2022-08-10 | 2022-09-02 | Purchase | $1,001 - $15,000 | View ↗ |
| PRF | Invesco FTSE RAFI US 1000 ETF | 2022-08-10 | 2022-09-02 | Purchase | $1,001 - $15,000 | View ↗ |
| SMDV | ProShares Russell 2000 Dividend Growers ETF | 2022-08-10 | 2022-09-02 | Purchase | $1,001 - $15,000 | View ↗ |
| GSSC | GS Activebeta U.S. Small Cap Equity ETF | 2022-08-10 | 2022-09-02 | Purchase | $1,001 - $15,000 | View ↗ |
| FDRR | Fidelity Dividend ETF For Rising Rates | 2022-08-10 | 2022-09-02 | Purchase | $1,001 - $15,000 | View ↗ |
| EELV | S&P Emerging Markets Low Vol Invesco ETF | 2022-08-10 | 2022-09-02 | Purchase | $1,001 - $15,000 | View ↗ |
| CDL | VictoryShares US Large Cap High Div Volatility Wtd | 2022-08-10 | 2022-09-02 | Purchase | $1,001 - $15,000 | View ↗ |
| CFA | VictoryShares US 500 Volatility Wtd ETF | 2022-08-10 | 2022-09-02 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| DGRS | WisdomTree U.S. SmallCap Quality Dividend Growth F | 2022-08-10 | 2022-09-02 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| GLD | SPDR Gold Trust | 2022-08-10 | 2022-09-02 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| EFAD | ProShares Trust ProShares MSCI EAFE Dividend Growe | 2022-08-10 | 2022-09-02 | Purchase | $1,001 - $15,000 | View ↗ |
| QTEC | First Trust NASDAQ-100-Technology Sector Index Fun | 2022-08-10 | 2022-09-02 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| IVV | iShares Core S&P 500 | 2022-08-10 | 2022-09-02 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| GDXJ | VanEck Vectors Junior Gold Miners ETF | 2022-08-10 | 2022-09-02 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| JHMM | John Hancock Multifactor Mid Cap ETF | 2022-08-10 | 2022-09-02 | Purchase | $1,001 - $15,000 | View ↗ |
| FCPIX | Fidelity Advisor International Capital Appreciat | 2022-08-10 | 2022-09-02 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| LUBYX | Lord Abbett Ultra Short Bond Fund - Class I | 2022-08-10 | 2022-09-02 | Purchase | $1,001 - $15,000 | View ↗ |
| SPGP | Invesco S&P 500 GARP ETF | 2022-08-10 | 2022-09-02 | Purchase | $1,001 - $15,000 | View ↗ |
| GSMYX | Goldman Sachs Small/Mid-Cap Growth Fund Inst Cl | 2022-08-10 | 2022-09-02 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| CIBR | First Trust Nasdaq Cybersecurity ETF | 2022-08-10 | 2022-09-02 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| FQAL | Fidelity Quality Factor ETF | 2022-08-10 | 2022-09-02 | Purchase | $1,001 - $15,000 | View ↗ |
| SRVR | Pacer Benchmark Data & Infrastructure Real Estate | 2022-08-10 | 2022-09-02 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| GSIMX | Goldman Sachs Gqg Partners International Opportu | 2022-08-10 | 2022-09-02 | Purchase | $1,001 - $15,000 | View ↗ |
| LDP | Cohen & Steers Limited Duration Preferred and Inco | 2022-08-10 | 2022-09-02 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| GNR | SPDR S&P Global Natural Resources ETF | 2022-08-10 | 2022-09-02 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| KRE | SPDR S&P Regional Banking ETF | 2022-08-10 | 2022-09-02 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| FIASX | Fidelity Advisor International Small Cap Class A | 2022-08-09 | 2022-09-02 | Sale (Full) | $15,001 - $50,000 | View ↗ |
| — | ACAP Strategic Interval Common | 2021-11-30 | 2021-12-04 | Purchase | $1,001 - $15,000 | View ↗ |
| SBIO | Alps Medical Breakthroughs ETF | 2021-11-29 | 2021-12-04 | Purchase | $1,001 - $15,000 | View ↗ |
| — | MS Contingent Autocall on Boeing Rate/Coupon: 8.35% Matures: 04/01/2022 | 2021-11-29 | 2021-12-04 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| BMY | Bristol-Myers Squibb Company Common Stock | 2021-11-29 | 2021-12-04 | Purchase | $1,001 - $15,000 | View ↗ |
| GLPI | Gaming and Leisure Properties, Inc. - Common Stock | 2021-11-26 | 2021-12-04 | Purchase | $1,001 - $15,000 | View ↗ |
| QS | QuantumScape Corporation Class A Common Stock | 2021-11-26 | 2021-12-04 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| CONE | CyrusOne Inc - Common Stock | 2021-11-26 | 2021-12-04 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| LITE | Lumentum Holdings Inc. - Common Stock | 2021-11-26 | 2021-12-04 | Purchase | $1,001 - $15,000 | View ↗ |
| — | HSBC Autocall on Broadcom Rate/Coupon: 9.2% Matures: 11/22/2024 | 2021-11-19 | 2021-12-04 | Purchase | $15,001 - $50,000 | View ↗ |
| — | GS Autocall on Apple Inc Rate/Coupon: 8.0% Matures: 08/16/2024 | 2021-11-18 | 2021-12-04 | Sale (Full) | $15,001 - $50,000 | View ↗ |
| GLPI | Gaming and Leisure Properties, Inc. - Common Stock | 2021-11-16 | 2021-12-04 | Purchase | $1,001 - $15,000 | View ↗ |
| CONE | CyrusOne Inc - Common Stock | 2021-11-16 | 2021-12-04 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| COR | CoreSite Realty Corporation Common Stock | 2021-11-16 | 2021-12-04 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | BCS Contingent Autocall on COF Rate/Coupon: 10% Matures: 10/25/2024 | 2021-10-25 | 2021-11-02 | Purchase | $15,001 - $50,000 | View ↗ |
| SNOW | Snowflake Inc. Class A Common Stock | 2021-10-22 | 2021-11-02 | Purchase | $1,001 - $15,000 | View ↗ |
| — | BCS Contingent Autocall on COF Rate/Coupon: 8.0% Matures: 07/19/2024 | 2021-10-21 | 2021-11-02 | Sale (Full) | $15,001 - $50,000 | View ↗ |
| AAPL | Apple Inc. - Common Stock | 2021-09-28 | 2021-10-04 | Sale (Partial) | $15,001 - $50,000 | View ↗ |
| GOOG | Alphabet Inc. - Class C Capital Stock | 2021-09-28 | 2021-10-04 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| — | JP Morgan Chase and Co Rate/Coupon: 2.5% Matures: 09/23/2029 | 2021-09-23 | 2021-10-04 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | JPM Contingent Autocall GILD Rate/Coupon: 8.65% Matures: 09/20/2024 | 2021-09-17 | 2021-10-04 | Purchase | $15,001 - $50,000 | View ↗ |
| — | JPM Contingent Autocall GILD Rate/Coupon: 9.0% Matures: 06/07/2024 | 2021-09-10 | 2021-10-04 | Sale (Full) | $15,001 - $50,000 | View ↗ |
| LMRK | Landmark Infrastructure Partners LP - Common Units | 2021-08-23 | 2021-09-01 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | GS Contingent Autocall AAPL Rate/Coupon: 8.0% Matures: 08/16/2024 | 2021-08-13 | 2021-09-01 | Purchase | $15,001 - $50,000 | View ↗ |
| — | CS Contingent Autocall CSCO Rate/Coupon: 8.25% Matures: 05/11/2023 | 2021-08-12 | 2021-09-01 | Sale (Full) | $15,001 - $50,000 | View ↗ |
| WW | WW International, Inc. - Common Stock | 2021-08-11 | 2021-09-01 | Purchase | $1,001 - $15,000 | View ↗ |
| COR | CoreSite Realty Corporation Common Stock | 2021-08-04 | 2021-09-01 | Purchase | $1,001 - $15,000 | View ↗ |
| ARE | Alexandria Real Estate Equities, Inc. Common Stock | 2021-08-04 | 2021-09-01 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| — | OWENS & MINOR Rate/Coupon: 3.875% Matures: 09/15/2021 | 2020-11-30 | 2020-12-02 | Sale (Full) | $15,001 - $50,000 | View ↗ |
| — | OWENS & MINOR Rate/Coupon: 3.875% Matures: 09/15/2021 | 2020-11-30 | 2020-12-02 | Sale (Full) | $15,001 - $50,000 | View ↗ |
| — | ACAP STRAGIC INTERVAL | 2020-11-30 | 2020-12-02 | Purchase | $1,001 - $15,000 | View ↗ |
| KEYS | Keysight Technologies, Inc. | 2020-11-20 | 2020-12-02 | Purchase | $1,001 - $15,000 | View ↗ |
| CEF | Sprott Physical Gold and Silver Trust | 2020-11-20 | 2020-12-02 | Purchase | $1,001 - $15,000 | View ↗ |
| SWKS | Skyworks Solutions, Inc. | 2020-11-20 | 2020-12-02 | Purchase | $1,001 - $15,000 | View ↗ |
| DD | DuPont de Nemours, Inc. | 2020-11-20 | 2020-12-02 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| ATVI | Activision Blizzard, Inc. | 2020-11-20 | 2020-12-02 | Purchase | $1,001 - $15,000 | View ↗ |
| RODM | Hartford Multifactor Developed Markets (ex-US) ETF | 2020-11-20 | 2020-12-02 | Purchase | $1,001 - $15,000 | View ↗ |
| SI | Silvergate Capital Corporation | 2020-11-20 | 2020-12-02 | Purchase | $1,001 - $15,000 | View ↗ |
| HAL | Halliburton Company | 2020-11-20 | 2020-12-02 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| DGRS | WisdomTree U.S. SmallCap Quality Dividend Growth F | 2020-11-20 | 2020-12-02 | Purchase | $1,001 - $15,000 | View ↗ |
| FTNT | Fortinet, Inc. | 2020-11-20 | 2020-12-02 | Purchase | $1,001 - $15,000 | View ↗ |
| HBI | Hanesbrands Inc. | 2020-11-20 | 2020-12-02 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| GBIL | Goldman Sachs Access Treasury 0-1 Year ETF | 2020-11-20 | 2020-12-02 | Purchase | $1,001 - $15,000 | View ↗ |
| RTH | VanEck Vectors Retail ETF | 2020-11-20 | 2020-12-02 | Purchase | $1,001 - $15,000 | View ↗ |
| ABYIX | Abbey Capital Futures Strategy Fund Class I | 2020-11-20 | 2020-12-02 | Purchase | $1,001 - $15,000 | View ↗ |
| QCOM | QUALCOMM Incorporated | 2020-11-20 | 2020-12-02 | Purchase | $1,001 - $15,000 | View ↗ |
| EVOP | EVO Payments, Inc. | 2020-11-20 | 2020-12-02 | Purchase | $1,001 - $15,000 | View ↗ |
| WIW | Western Asset Inflation-Linked Opportunities & Inc | 2020-11-20 | 2020-12-02 | Purchase | $1,001 - $15,000 | View ↗ |
| SNPS | Synopsys, Inc. | 2020-11-20 | 2020-12-02 | Purchase | $1,001 - $15,000 | View ↗ |
| V | Visa Inc. | 2020-11-20 | 2020-12-02 | Purchase | $1,001 - $15,000 | View ↗ |
| VIAV | Viavi Solutions Inc. | 2020-11-20 | 2020-12-02 | Purchase | $1,001 - $15,000 | View ↗ |
| BAH | Booz Allen Hamilton Holding Corporation | 2020-11-20 | 2020-12-02 | Purchase | $1,001 - $15,000 | View ↗ |
| PTNQ | Pacer Trendpilot 100 ETF | 2020-11-20 | 2020-12-02 | Purchase | $1,001 - $15,000 | View ↗ |
| AJRD | Aerojet Rocketdyne Holdings, Inc. | 2020-11-20 | 2020-12-02 | Purchase | $1,001 - $15,000 | View ↗ |
| PTMC | Pacer Trendpilot US Mid Cap ETF | 2020-11-20 | 2020-12-02 | Purchase | $1,001 - $15,000 | View ↗ |
| ABBV | AbbVie Inc. | 2020-11-20 | 2020-12-02 | Purchase | $1,001 - $15,000 | View ↗ |
| ERIC | Telefonaktiebolaget LM Ericsson (publ) | 2020-11-20 | 2020-12-02 | Purchase | $1,001 - $15,000 | View ↗ |
| LDP | Cohen & Steers Limited Duration Preferred and Inco | 2020-11-20 | 2020-12-02 | Purchase | $1,001 - $15,000 | View ↗ |
| GLD | SPDR Gold Shares | 2020-11-20 | 2020-12-02 | Purchase | $1,001 - $15,000 | View ↗ |
| MANT | ManTech International Corporation | 2020-11-20 | 2020-12-02 | Purchase | $1,001 - $15,000 | View ↗ |
| BRKR | Bruker Corporation | 2020-11-20 | 2020-12-02 | Purchase | $1,001 - $15,000 | View ↗ |
| AAPL | Apple Inc. | 2020-11-20 | 2020-12-02 | Sale (Partial) | $50,001 - $100,000 | View ↗ |
| NUAN | Nuance Communications, Inc. | 2020-11-20 | 2020-12-02 | Purchase | $1,001 - $15,000 | View ↗ |
| PTLC | Pacer Trendpilot US Large Cap ETF | 2020-11-20 | 2020-12-02 | Purchase | $1,001 - $15,000 | View ↗ |
| OHI | Omega Healthcare Investors, Inc. | 2020-11-20 | 2020-12-02 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| DDOG | Datadog, Inc. | 2020-11-20 | 2020-12-02 | Purchase | $1,001 - $15,000 | View ↗ |
| DOW | Dow Inc. | 2020-11-20 | 2020-12-02 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| MAXR | Maxar Technologies Inc. | 2020-11-20 | 2020-12-02 | Purchase | $1,001 - $15,000 | View ↗ |
| LUBFX | Lord Abbett Ultra Short Bond Fund Class F | 2020-11-20 | 2020-12-02 | Purchase | $1,001 - $15,000 | View ↗ |
| SRVR | Pacer Benchmark Data & Infrastructure Real Estate | 2020-11-20 | 2020-12-02 | Purchase | $1,001 - $15,000 | View ↗ |
| CTVA | Corteva, Inc. | 2020-11-20 | 2020-12-02 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| CONE | CyrusOne Inc. | 2020-11-20 | 2020-12-02 | Purchase | $1,001 - $15,000 | View ↗ |
| ARNA | Arena Pharmaceuticals, Inc. | 2020-11-20 | 2020-12-02 | Purchase | $1,001 - $15,000 | View ↗ |
| GLW | Corning Incorporated | 2020-11-20 | 2020-12-02 | Purchase | $1,001 - $15,000 | View ↗ |
| PAAS | Pan American Silver Corp. | 2020-11-20 | 2020-12-02 | Purchase | $1,001 - $15,000 | View ↗ |
| GMAB | Genmab A/S | 2020-11-20 | 2020-12-02 | Purchase | $1,001 - $15,000 | View ↗ |
| SBIO | ALPS Medical Breakthroughs ETF | 2020-11-20 | 2020-12-02 | Purchase | $1,001 - $15,000 | View ↗ |
| PAGS | PagSeguro Digital Ltd. | 2020-11-20 | 2020-12-02 | Purchase | $1,001 - $15,000 | View ↗ |
| GOLD | Barrick Gold Corporation | 2020-11-20 | 2020-12-02 | Purchase | $1,001 - $15,000 | View ↗ |
| MRVL | Marvell Technology Group Ltd. | 2020-11-20 | 2020-12-02 | Purchase | $1,001 - $15,000 | View ↗ |
| WW | WW International, Inc. | 2020-11-20 | 2020-12-02 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| CRWD | CrowdStrike Holdings, Inc. | 2020-11-20 | 2020-12-02 | Purchase | $1,001 - $15,000 | View ↗ |
| LGI | Lazard Global Total Return and Income Fund, Inc. | 2020-11-20 | 2020-12-02 | Purchase | $1,001 - $15,000 | View ↗ |
| ACIW | ACI Worldwide, Inc. | 2020-11-20 | 2020-12-02 | Purchase | $1,001 - $15,000 | View ↗ |
| TMO | Thermo Fisher Scientific Inc. | 2020-11-20 | 2020-12-02 | Purchase | $1,001 - $15,000 | View ↗ |
| XAR | SPDR S&P Aerospace & Defense ETF | 2020-11-20 | 2020-12-02 | Purchase | $1,001 - $15,000 | View ↗ |
| NTLA | Intellia Therapeutics, Inc. | 2020-11-20 | 2020-12-02 | Purchase | $1,001 - $15,000 | View ↗ |
| FDN | First Trust Dow Jones Internet Index Fund | 2020-11-20 | 2020-12-02 | Purchase | $1,001 - $15,000 | View ↗ |
| ARE | Alexandria Real Estate Equities, Inc. | 2020-11-20 | 2020-12-02 | Purchase | $1,001 - $15,000 | View ↗ |
| RIO | Rio Tinto Group | 2020-11-16 | 2020-12-02 | Purchase | $1,001 - $15,000 | View ↗ |
| GMSYX | GOLDMAN SACHS SM MD CAP GROWTH I | 2020-10-30 | 2020-11-02 | Purchase | $1,001 - $15,000 | View ↗ |
| IJR | iShares Core S&P Small-Cap ETF | 2020-10-30 | 2020-11-02 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| LDP | Cohen & Steers Limited Duration Preferred and Inco | 2020-09-24 | 2020-10-01 | Purchase | $1,001 - $15,000 | View ↗ |
| WIW | Western Asset Inflation-Linked Opportunities & Inc | 2020-09-22 | 2020-10-01 | Purchase | $1,001 - $15,000 | View ↗ |
| ATOAX | Aberdeen Ultra Short Municipal Income Fund Class A | 2020-09-22 | 2020-10-01 | Purchase | $15,001 - $50,000 | View ↗ |
| LDP | Cohen & Steers Limited Duration Preferred and Inco | 2020-09-22 | 2020-10-01 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Citigroup Fixed to Floater Rate/Coupon: 3.6113% Matures: 08/27/2020 | 2020-08-27 | 2020-09-01 | Sale (Full) | $15,001 - $50,000 | View ↗ |
| TCEHY | Tencent Holdings Limited | 2020-08-21 | 2020-09-01 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| ARE | Alexandria Real Estate Equities, Inc. | 2020-08-21 | 2020-09-01 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| CONE | CyrusOne Inc. | 2020-08-21 | 2020-09-01 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| LDP | Cohen & Steers Limited Duration Preferred and Inco | 2020-08-21 | 2020-09-01 | Purchase | $1,001 - $15,000 | View ↗ |
| GBIL | Goldman Sachs Access Treasury 0-1 Year ETF | 2020-08-21 | 2020-09-01 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| GLD | SPDR Gold Shares | 2020-08-13 | 2020-09-01 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| KWEB | KraneShares CSI China Internet ETF | 2020-08-07 | 2020-09-01 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| GBIL | Goldman Sachs Access Treasury 0-1 Year ETF | 2020-08-06 | 2020-09-01 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| LDP | Cohen & Steers Limited Duration Preferred and Inco | 2020-08-06 | 2020-09-01 | Purchase | $1,001 - $15,000 | View ↗ |
| LUBFX | Lord Abbett Ultra Short Bond Fund Class F | 2020-08-06 | 2020-09-01 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| — | BCS Contingent Autocall BMY Rate/Coupon: 9.0% Matures: 11/14/2022 | 2019-11-08 | 2019-12-03 | Purchase | $15,001 - $50,000 | View ↗ |
| — | CS Contingent Autocall GE Rate/Coupon: 14% Matures: 02/06/2020 | 2019-11-07 | 2019-12-03 | Sale (Full) | $15,001 - $50,000 | View ↗ |
| RTN | Raytheon Company | 2019-11-04 | 2019-12-03 | Purchase | $1,001 - $15,000 | View ↗ |
| MCD | McDonald's Corporation | 2019-11-04 | 2019-12-03 | Purchase | $1,001 - $15,000 | View ↗ |
| TSM | Taiwan Semiconductor Manufacturing Company Limited | 2019-11-04 | 2019-12-03 | Purchase | $1,001 - $15,000 | View ↗ |
| MO | Altria Group, Inc. | 2019-11-04 | 2019-12-03 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| DRI | Darden Restaurants, Inc. | 2019-11-04 | 2019-12-03 | Purchase | $1,001 - $15,000 | View ↗ |
| — | CS Contingent Autocall on MSFT Rate/Coupon: 8.25% Matures: 09/30/2022 | 2019-09-27 | 2019-10-01 | Purchase | $15,001 - $50,000 | View ↗ |
| — | JPM Contingent Autocall on NVDA Rate/Coupon: 12.1% Matures: 06/18/2020 | 2019-09-19 | 2019-10-01 | Sale (Full) | $15,001 - $50,000 | View ↗ |
| — | JP Morgan Chase Step-up Rate/Coupon: 2.5% Matures: 09/23/2029 | 2019-09-19 | 2019-10-01 | Purchase | $1,001 - $15,000 | View ↗ |
| — | CS Contingent Autocall GE Rate/Coupon: 14% Matures: 02/06/2020 | 2019-08-02 | 2019-09-03 | Purchase | $15,001 - $50,000 | View ↗ |
| — | CS Contingent Autocall GE Rate/Coupon: 14% Matures: 02/06/2020 | 2019-08-02 | 2019-09-03 | Purchase | $15,001 - $50,000 | View ↗ |
| — | Nuveen JFR Term Preferred Step-up Rate/Coupon: 3.0% Matures: 12/01/2019 | 2018-11-21 | 2018-12-04 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | Amazon | 2018-11-12 | 2018-12-04 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Marathon Petroleum Corp | 2018-11-09 | 2018-12-04 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Pfizer Inc | 2018-11-09 | 2018-12-04 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | Pfizer | 2018-11-09 | 2018-12-04 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | Amazon | 2018-11-02 | 2018-12-04 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Ishares Ibonds Dec 20 TRM | 2018-10-29 | 2018-11-02 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Packaging Corp | 2018-10-29 | 2018-11-02 | Purchase | $1,001 - $15,000 | View ↗ |
| — | TenCent Holdings Ltd Unsponsored ADR | 2018-10-29 | 2018-11-02 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Corning Inc | 2018-10-29 | 2018-11-02 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| — | Hexcel Corp | 2018-10-29 | 2018-11-02 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | Banco Latinoamerican De Comercio Exterior S.A. | 2018-10-29 | 2018-11-02 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | Mantech Intl | 2018-10-29 | 2018-11-02 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | AQR Long-Short Equity | 2018-10-29 | 2018-11-02 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Ishares Ibonds Dec 18 TRM | 2018-10-29 | 2018-11-02 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | Scotts Miracle Grow | 2018-10-29 | 2018-11-02 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Hartford Multifactor Developed Markets ETF | 2018-10-29 | 2018-11-02 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Iron Mountain | 2018-10-29 | 2018-11-02 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| — | Intel Corp | 2018-10-29 | 2018-11-02 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| — | Ishares China Large Cap ETF | 2018-10-29 | 2018-11-02 | Purchase | $1,001 - $15,000 | View ↗ |
| — | CyrusOne Inc | 2018-10-29 | 2018-11-02 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Catalyst Millburn Hgd Strategies | 2018-10-29 | 2018-11-02 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Qualcomm Inc | 2018-10-29 | 2018-11-02 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Metlife | 2018-10-29 | 2018-11-02 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Zoetis Inc Class A | 2018-10-29 | 2018-11-02 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | Abbvie | 2018-10-29 | 2018-11-02 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Fedex Corp | 2018-10-29 | 2018-11-02 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Raytheon | 2018-10-29 | 2018-11-02 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Ishares MSCI Emerging Markets ETF | 2018-10-29 | 2018-11-02 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Tyson Foods | 2018-10-29 | 2018-11-02 | Purchase | $1,001 - $15,000 | View ↗ |
| — | General Electric | 2018-10-29 | 2018-11-02 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | Fifth Third Bancorp | 2018-10-29 | 2018-11-02 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Algonquin Power Utils | 2018-10-29 | 2018-11-02 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | Pentair PLC | 2018-10-29 | 2018-11-02 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | Western Asset inflation Linked Opportunity & Income Fd | 2018-10-29 | 2018-11-02 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Sprott Physical Gold & Silver Tr | 2018-10-29 | 2018-11-02 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Lazard Global Total Return & Income | 2018-10-29 | 2018-11-02 | Purchase | $1,001 - $15,000 | View ↗ |
| — | SPDR Eurostoxx 50 ETF | 2018-10-29 | 2018-11-02 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | FT EM SC Alphadex | 2018-10-29 | 2018-11-02 | Purchase | $1,001 - $15,000 | View ↗ |
| — | DowDupont | 2018-10-29 | 2018-11-02 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Agilent Technologies | 2018-10-29 | 2018-11-02 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | Altria Group | 2018-10-29 | 2018-11-02 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | Amazon | 2018-10-26 | 2018-11-02 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Toronto Dominion Bank Step-Up Note Rate/Coupon: 3.0% Matures: 10/31/2020 | 2018-10-26 | 2018-11-02 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Amazon | 2018-10-22 | 2018-11-02 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Amazon | 2018-10-12 | 2018-11-02 | Purchase | $1,001 - $15,000 | View ↗ |
| — | S&P 500 Index Fd | 2018-10-09 | 2018-11-02 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| — | Ishares MSCI India Small Cap | 2018-10-09 | 2018-11-02 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | Ishares Ibonds Dec 18 Trm ETF | 2018-10-09 | 2018-11-02 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | Ishares Ibonds Dec 19 Trm ETF | 2018-10-09 | 2018-11-02 | Purchase | $1,001 - $15,000 | View ↗ |
| — | SPDR S&P Aerospace & Defense ETF | 2018-10-09 | 2018-11-02 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Kraneshares Bosera MSCI China A | 2018-10-09 | 2018-11-02 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| — | Victoryshares US 500 Volatility | 2018-10-09 | 2018-11-02 | Purchase | $1,001 - $15,000 | View ↗ |
| — | SPDR Eurostoxx 50 ETF | 2018-10-09 | 2018-11-02 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | Alps ETF Trust Alps Medical | 2018-10-09 | 2018-11-02 | Purchase | $1,001 - $15,000 | View ↗ |
| — | FT Nasdaq Cybersecurity ETF | 2018-10-09 | 2018-11-02 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Ishares China Large Cap ETF | 2018-10-09 | 2018-11-02 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| — | Global X Fintech ETF | 2018-10-09 | 2018-11-02 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Fidelity Advisor Intl Capital Appreciation | 2018-10-09 | 2018-11-02 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Ishares US Regional Bank ETF | 2018-10-09 | 2018-11-02 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Lord Abbbett Ultra Short Bd Fund | 2018-10-09 | 2018-11-02 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Raytheon | 2018-10-05 | 2018-11-02 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Hewlett Packard Enterprises | 2018-09-10 | 2018-10-04 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Analog Devices | 2018-09-10 | 2018-10-04 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | Sprott Physical Gold and Silver | 2018-08-17 | 2018-09-05 | Purchase | $1,001 - $15,000 | View ↗ |
| — | VF Corp | 2018-08-13 | 2018-09-05 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| — | Owens & Minor | 2018-08-07 | 2018-09-05 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | Abbvie | 2018-08-07 | 2018-09-05 | Purchase | $1,001 - $15,000 | View ↗ |
| — | HSBC Contingent Autocall on the Blackstone Group Rate/Coupon: 8.8% Matures: 08/03/2018 | 2018-08-03 | 2018-09-05 | Sale (Full) | $15,001 - $50,000 | View ↗ |
| — | Prudential Jennison Global Opportunity A | 2017-11-27 | 2017-12-01 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Fidelity Advisor International Small Cap A | 2017-11-27 | 2017-12-01 | Purchase | $1,001 - $15,000 | View ↗ |
| — | UBS Contingent Autocall Marathon Petroleum Rate/Coupon: 11% Matures: 08/17/2018 | 2017-11-17 | 2017-12-01 | Sale (Full) | $15,001 - $50,000 | View ↗ |
| — | Oakmark International I Fund | 2017-10-30 | 2017-11-01 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Fidelity Advisor International Capital Appreciation I Fund | 2017-10-30 | 2017-11-01 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| — | AQR Long-Short Equity Fund | 2017-10-25 | 2017-11-01 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Powershares Aerospace and Defense ETF | 2017-10-05 | 2017-11-01 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | SPDR S&P Aerospace and Defense ETF | 2017-10-05 | 2017-11-01 | Purchase | $1,001 - $15,000 | View ↗ |
| — | MS Contingent Autocall on MPC Rate/Coupon: 10.15% Matures: 06/29/2018 | 2017-10-02 | 2017-11-01 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | AQR Long-Short Equity Fund | 2017-10-02 | 2017-11-01 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Central Fund of Canada | 2017-09-29 | 2017-10-04 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| — | SPDR Gold Tr Gold Shs | 2017-09-29 | 2017-10-04 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Compass Minerals | 2017-09-29 | 2017-10-04 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Ishares Ibonds Dec 20 Trm Corp | 2017-09-29 | 2017-10-04 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Acadian Timber | 2017-09-29 | 2017-10-04 | Sale (Full) | $15,001 - $50,000 | View ↗ |
| — | FS Investment Corp Rate/Coupon: 4.0% Matures: 07/15/2019 | 2017-09-29 | 2017-10-04 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | Pacer Trendpilot 750 ETF | 2017-09-29 | 2017-10-04 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Western Asset/Claymore Inflation | 2017-09-29 | 2017-10-04 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Pacer Trendpilot 450 ETF | 2017-09-29 | 2017-10-04 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Ishares Ibonds Dec 18 Trm Corp | 2017-09-29 | 2017-10-04 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Government Properties Inc Rate/Coupon: 4.0% Matures: 07/15/2022 | 2017-09-20 | 2017-10-04 | Purchase | $15,001 - $50,000 | View ↗ |
| — | Compass Bank Rate/Coupon: 3.875% Matures: 04/10/2025 | 2017-09-20 | 2017-10-04 | Sale (Full) | $15,001 - $50,000 | View ↗ |
| — | Hexcel Corp New | 2017-09-18 | 2017-10-04 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Orbital ATK | 2017-09-18 | 2017-10-04 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | Mantech Intl Corp Cl A | 2017-09-18 | 2017-10-04 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Central Fund of Canada | 2017-09-07 | 2017-10-04 | Purchase | $1,001 - $15,000 | View ↗ |
| — | SPDR Gold Tr Gold Shs | 2017-09-07 | 2017-10-04 | Purchase | $1,001 - $15,000 | View ↗ |
| — | HSBC Contingent Autocall on Anadarko Petroleum Rate/Coupon: 9.0% Matures: 09/05/2017 | 2017-09-05 | 2017-10-04 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | Pacer Trendpilot 750 ETF | 2017-08-31 | 2017-09-06 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Ishares Russell 1000 Value ETF | 2017-08-31 | 2017-09-06 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| — | Western Asset/Claymore Inflation Opportunity Income Tr | 2017-08-31 | 2017-09-06 | Purchase | $1,001 - $15,000 | View ↗ |
| — | MetLife Inc | 2017-08-31 | 2017-09-06 | Purchase | $1,001 - $15,000 | View ↗ |
| HRS | Harris Corporation | 2017-08-31 | 2017-09-06 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Ishares S&P 500 Growth ETF | 2017-08-31 | 2017-09-06 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| PBA | Pembina Pipeline Corporation | 2017-08-31 | 2017-09-06 | Purchase | $1,001 - $15,000 | View ↗ |
| INTC | Intel Corporation | 2017-08-31 | 2017-09-06 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| — | Arrow Managed Futures Strat A | 2017-08-31 | 2017-09-06 | Purchase | $1,001 - $15,000 | View ↗ |
| GE | General Electric Company | 2017-08-31 | 2017-09-06 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| QCOM | QUALCOMM Incorporated | 2017-08-31 | 2017-09-06 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| RMD | ResMed Inc. | 2017-08-31 | 2017-09-06 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Medical Properties Trust Inc | 2017-08-31 | 2017-09-06 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| — | Alexandria Real Estate Equity Inc | 2017-08-31 | 2017-09-06 | Purchase | $1,001 - $15,000 | View ↗ |
| GLAD | Gladstone Capital Corporation | 2017-08-31 | 2017-09-06 | Purchase | $1,001 - $15,000 | View ↗ |
| ARCC | Ares Capital Corporation | 2017-08-31 | 2017-09-06 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| PNR | Pentair plc | 2017-08-31 | 2017-09-06 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Western Asset Emerging Markets Fd | 2017-08-31 | 2017-09-06 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | BancoLatinomericano De Comericio Exteror S.A. | 2017-08-31 | 2017-09-06 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Oribtal ATK Inc | 2017-08-31 | 2017-09-06 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Visa Inc | 2017-08-31 | 2017-09-06 | Purchase | $1,001 - $15,000 | View ↗ |
| DHR | Danaher Corporation | 2017-08-31 | 2017-09-06 | Purchase | $1,001 - $15,000 | View ↗ |
| CONE | CyrusOne Inc. | 2017-08-31 | 2017-09-06 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Chubb Corp | 2017-08-31 | 2017-09-06 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Verizon Corp | 2017-08-31 | 2017-09-06 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| CSCO | Cisco Systems, Inc. | 2017-08-31 | 2017-09-06 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| — | Packaging Corp of America | 2017-08-31 | 2017-09-06 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Walt Disney Corp | 2017-08-31 | 2017-09-06 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| — | Ishares Ibonds Dec 18 Trm Corp | 2017-08-31 | 2017-09-06 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Zoetis Corp | 2017-08-31 | 2017-09-06 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Ishares MSCI EAFE ETF | 2017-08-31 | 2017-09-06 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| — | BAE Systems PLC Sponsored ADR | 2017-08-31 | 2017-09-06 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Ishares S&P Mid-Cap 400 Growth ETF | 2017-08-31 | 2017-09-06 | Sale (Full) | $15,001 - $50,000 | View ↗ |
| — | Algonquin Power Utilities Corp | 2017-08-31 | 2017-09-06 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| — | Abbott Labs | 2017-08-31 | 2017-09-06 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| — | Altria Corp | 2017-08-31 | 2017-09-06 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| — | Analog Devices Inc | 2017-08-31 | 2017-09-06 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Johnson and Johnson | 2017-08-31 | 2017-09-06 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| — | Agilent Corp | 2017-08-31 | 2017-09-06 | Purchase | $1,001 - $15,000 | View ↗ |
| PTMC | Pacer Funds Trust - Pacer Trendpilot 450 ETF | 2017-08-31 | 2017-09-06 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Bristol Myers Squibb | 2017-08-31 | 2017-09-06 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Ishares China Large-Cap ETF | 2017-08-31 | 2017-09-06 | Purchase | $1,001 - $15,000 | View ↗ |
| PFE | Pfizer Inc. | 2017-08-31 | 2017-09-06 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| — | Axis Capital Holdings Ltd | 2017-08-31 | 2017-09-06 | Purchase | $1,001 - $15,000 | View ↗ |
| MSFT | Microsoft Corporation | 2017-08-31 | 2017-09-06 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| — | SPDR Gold Tr Gold Shares | 2017-08-31 | 2017-09-06 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Ishares Ibonds Dec 20 Trm Corp | 2017-08-31 | 2017-09-06 | Purchase | $1,001 - $15,000 | View ↗ |
| RHI | Robert Half International Inc. | 2017-08-31 | 2017-09-06 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Powershares Aerospace and Defense ETF | 2017-08-31 | 2017-09-06 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Tencent Holdings Ltd Unsponsored ADR | 2017-08-31 | 2017-09-06 | Purchase | $1,001 - $15,000 | View ↗ |
| AAPL | Apple Inc. | 2017-08-31 | 2017-09-06 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| — | Total S.A. Sponsored ADR | 2017-08-31 | 2017-09-06 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Diageo PLC Sponsored ADR | 2017-08-31 | 2017-09-06 | Purchase | $1,001 - $15,000 | View ↗ |
| PG | The Procter & Gamble Company | 2017-08-31 | 2017-09-06 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| NWL | Newell Brands Inc. | 2017-08-31 | 2017-09-06 | Purchase | $1,001 - $15,000 | View ↗ |
| HRL | Hormel Foods Corporation | 2017-08-31 | 2017-09-06 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Nvidia Corp | 2017-08-31 | 2017-09-06 | Purchase | $1,001 - $15,000 | View ↗ |
| — | FMC Corp New | 2017-08-31 | 2017-09-06 | Purchase | $1,001 - $15,000 | View ↗ |
| NPK | National Presto Industries, Inc. | 2017-08-31 | 2017-09-06 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Ishares MSCI Emerging Mkts ETF | 2017-08-31 | 2017-09-06 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| ETN | Eaton Corporation plc | 2017-08-31 | 2017-09-06 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Honeywell Intl Inc | 2017-08-31 | 2017-09-06 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| — | Omega Healthcare Inc Inc | 2017-08-31 | 2017-09-06 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| TMO | Thermo Fisher Scientific Inc. | 2017-08-31 | 2017-09-06 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Ishares Russell 2000 Value ETF | 2017-08-31 | 2017-09-06 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| — | Owens & Minor Corp | 2017-08-31 | 2017-09-06 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| GLW | Corning Incorporated | 2017-08-31 | 2017-09-06 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Alpine Ultra Short Municipal Inc Fund | 2017-08-04 | 2017-09-06 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Fidelity Advisor Emerging Markets Class I | 2017-08-04 | 2017-09-06 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| — | Vaneck Vectors Junior Gold Minors | 2017-08-04 | 2017-09-06 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Fidelity Advisor International Capital Appreciation Class I | 2017-08-04 | 2017-09-06 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| — | SPDR Euro Stoxx 50 ETF | 2017-08-04 | 2017-09-06 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Ishares SP Smallcap 600 Index | 2017-08-04 | 2017-09-06 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Powershares ETF TR Dyna Buyback | 2017-08-04 | 2017-09-06 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | S&P 500 Index Fund | 2017-08-04 | 2017-09-06 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| — | Ishares China Large Cap ETF | 2017-08-04 | 2017-09-06 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Wisdom Tree Us Small Cap QA Dividend Growth Fd | 2017-08-04 | 2017-09-06 | Purchase | $1,001 - $15,000 | View ↗ |
| — | SPDR Gold Tr Gold Shs | 2017-08-04 | 2017-09-06 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Kraneshares CSI China Internet ETF | 2017-08-04 | 2017-09-06 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Nuveen JFR Term Preferred Step-up Callable Notes Rate/Coupon: 1.75% Matures: 12/01/2019 | 2016-11-21 | 2016-12-01 | Purchase | $1,001 - $15,000 | View ↗ |
| — | JPM Contingent Autocall on Halliburton Rate/Coupon: 10% Matures: 05/18/2018 | 2016-11-18 | 2016-12-01 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | Philip Morris Intl | 2016-11-17 | 2016-12-01 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| RAI | Reynolds American Inc. | 2016-11-17 | 2016-12-01 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Central Fund of Canada Ltd A | 2016-11-14 | 2016-12-01 | Purchase | $1,001 - $15,000 | View ↗ |
| SCCO | Southern Copper Corporation | 2016-11-14 | 2016-12-01 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | Western Asset/Claymore Inflation ETF | 2016-11-11 | 2016-12-01 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Ishares SP Smallcap 600 Index ETF | 2016-11-11 | 2016-12-01 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Lazard World Div & Inc Fd ETF | 2016-11-11 | 2016-12-01 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Ishares Ibond Dec 18 Trm Corp ETF | 2016-11-11 | 2016-12-01 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Vanguard S&P Mid-cap 400 ETF | 2016-11-11 | 2016-12-01 | Purchase | $1,001 - $15,000 | View ↗ |
| — | First Trust EM SC Alphadex ETF | 2016-11-11 | 2016-12-01 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Vaneck Vector Junior Gold Miners ETF | 2016-11-11 | 2016-12-01 | Purchase | $1,001 - $15,000 | View ↗ |
| — | S&P 500 Index Fund ETF | 2016-11-11 | 2016-12-01 | Purchase | $15,001 - $50,000 | View ↗ |
| — | Powershares Aero & Defense ETF | 2016-11-11 | 2016-12-01 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Powershares ETF TR Dyna Buyback | 2016-11-11 | 2016-12-01 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Wisdomtree US Cap Div Growth ETF | 2016-11-11 | 2016-12-01 | Purchase | $1,001 - $15,000 | View ↗ |
| — | ALPS ETF Trust-ALPS Medical | 2016-11-11 | 2016-12-01 | Purchase | $1,001 - $15,000 | View ↗ |
| — | First Trust DJ Internet Index ETF | 2016-11-11 | 2016-12-01 | Purchase | $1,001 - $15,000 | View ↗ |
| — | SPDR Gold TR Gold Shs ETF | 2016-11-11 | 2016-12-01 | Purchase | $1,001 - $15,000 | View ↗ |
| ASIX | AdvanSix Inc. | 2016-11-08 | 2016-12-01 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | Alcoa Inc Pfd Cl B | 2016-10-11 | 2016-11-01 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| MDT | Medtronic plc | 2016-09-26 | 2016-10-04 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | Owens & Minor Inc | 2016-09-26 | 2016-10-04 | Purchase | $1,001 - $15,000 | View ↗ |
| — | JPM Contingent Autocall on Amgen Rate/Coupon: 10.15% Matures: 12/7/2018 | 2016-09-09 | 2016-10-04 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | Spectra Energy | 2016-09-08 | 2016-10-04 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | Calamos Asset Mgmt Cl A | 2016-08-26 | 2016-09-01 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | Convergys | 2016-08-26 | 2016-09-01 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | Williams Partners LP Rate/Coupon: 3.5% Matures: 08/15/2022 | 2016-08-19 | 2016-09-01 | Purchase | $15,001 - $50,000 | View ↗ |
| — | Prospect Capital Rate/Coupon: 5.5% Matures: 08/15/2016 | 2016-08-16 | 2016-09-01 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | Conagra Foods Inc | 2015-11-18 | 2015-12-01 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | Tyson Foods Inc Cl A | 2015-11-18 | 2015-12-01 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Xerox Corp Rate/Coupon: 3.5% Matures: 08/20/2020 | 2015-11-04 | 2015-12-01 | Purchase | $1,001 - $15,000 | View ↗ |
| — | New Jersey Resources Cp | 2015-11-04 | 2015-12-01 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Senior Housing Properties Tr Rate/Coupon: 4.3% Matures: 01/15/2016 | 2015-11-04 | 2015-12-01 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | Northwest Natural Gas Co | 2015-11-04 | 2015-12-01 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | DuPont EI de Nemours & Co. | 2015-10-06 | 2015-11-13 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| — | SPDR Euro Stoxx 50 ETF | 2015-09-17 | 2015-10-02 | Purchase | $1,001 - $15,000 | View ↗ |
| — | SPDR Trust Series 1 | 2015-09-17 | 2015-10-02 | Purchase | $15,001 - $50,000 | View ↗ |
| — | Tyco Intl Plc | 2015-09-17 | 2015-10-02 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Bank of America | 2015-09-17 | 2015-10-02 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Procter & Gamble | 2015-09-17 | 2015-10-02 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Verizon Communications | 2015-09-17 | 2015-10-02 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Walt Disney & Co Hldg Co | 2015-09-17 | 2015-10-02 | Purchase | $1,001 - $15,000 | View ↗ |
| — | JP Morgan Chase & Co. | 2015-09-17 | 2015-10-02 | Purchase | $1,001 - $15,000 | View ↗ |
| — | DuPont EI de Nemours & Co | 2015-09-17 | 2015-10-02 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Under Armour Inc Cl A | 2015-09-17 | 2015-10-02 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Johnson & Johnson | 2015-09-17 | 2015-10-02 | Purchase | $1,001 - $15,000 | View ↗ |
| — | General Electric Co | 2015-09-17 | 2015-10-02 | Purchase | $1,001 - $15,000 | View ↗ |
| — | DuPont EI de Nemours & Co | 2015-09-11 | 2015-10-02 | Purchase | $15,001 - $50,000 | View ↗ |
| — | HSBC Contingent Autocall on Briston Myers Squibb Rate/Coupon: 8.5% Matures: 08/31/2018 | 2015-08-28 | 2015-09-01 | Purchase | $1,001 - $15,000 | View ↗ |
| AEE | Ameren Corporation (NYSE) | 2015-08-25 | 2015-09-01 | Purchase | $1,001 - $15,000 | View ↗ |
| GAS | AGL Resources Inc. (NYSE) | 2015-08-25 | 2015-09-01 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | UBS Contingent Autocall Marathon Petroleum Rate/Coupon: 11% Matures: 08/17/2018 | 2015-08-14 | 2015-09-01 | Purchase | $15,001 - $50,000 | View ↗ |
| — | JPM Contingent Autocall Prudential Financial Rate/Coupon: 8.15% Matures: 08/11/2017 | 2015-08-13 | 2015-09-01 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | JPM Contingent Autocall Mobileye N.V. Rate/Coupon: 13.75% Matures: 05/05/2016 | 2015-08-06 | 2015-09-01 | Sale (Full) | $15,001 - $50,000 | View ↗ |
| — | Baxalta | 2015-08-04 | 2015-09-01 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | MS Contingent Autocall Apple Computer Rate/Coupon: 12.7% Matures: 12/29/2017 | 2015-03-31 | 2015-10-05 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | MS Contingent Autocall Marathon Petroleum Rate/Coupon: 9.5% Matures: 03/23/2018 | 2015-03-20 | 2015-10-05 | Purchase | $1,001 - $15,000 | View ↗ |
| — | HSBC Contingent Autocall Valero Energy Rate/Coupon: 9.3% Matures: 06/18/2015 | 2015-03-18 | 2015-10-05 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | DuPont EI de Nemours & Co | 2015-03-13 | 2015-10-02 | Purchase | $1,001 - $15,000 | View ↗ |
| — | UBS Contingent Autocall Terex Rate/Coupon: 11.2% Matures: 03/11/2015 | 2015-03-11 | 2015-10-05 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| BTF | Boulder Total Return Fund, Inc. (NYSE) | 2014-11-26 | 2014-12-01 | Sale (Full) | $15,001 - $50,000 | View ↗ |
| — | Seadrill Ltd | 2014-11-26 | 2014-12-01 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | Nike Inc B | 2014-11-11 | 2014-12-01 | Purchase | $1,001 - $15,000 | View ↗ |
| PNQI | PowerShares NASDAQ Internet (NASDAQ) | 2014-11-11 | 2014-12-01 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Omega Healthcare Inv Inc | 2014-11-06 | 2014-12-01 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Healthcare REIT | 2014-11-06 | 2014-12-01 | Sale (Full) | $15,001 - $50,000 | View ↗ |
| — | Medical Properties Trust | 2014-11-06 | 2014-12-01 | Purchase | $1,001 - $15,000 | View ↗ |
| — | JPM Contingent Autocall Baker Hughes 9.75% due 10/31/2016 | 2014-10-31 | 2014-11-03 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Block Financial 5.125% due 10/30/2014 | 2014-10-30 | 2014-11-03 | Sale (Full) | $15,001 - $50,000 | View ↗ |
| — | MS Contingent Autocall Lowes Companies 8.15% due 10/31/2016 | 2014-10-30 | 2014-11-03 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | Icahn Enterprises 4.875% due 3/15/19 | 2014-10-29 | 2014-11-03 | Purchase | $15,001 - $50,000 | View ↗ |
| — | Nike Inc B | 2014-10-14 | 2014-11-03 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Powershares NASDAQ Internet | 2014-10-14 | 2014-11-03 | Purchase | $1,001 - $15,000 | View ↗ |
| — | CFI Trigger Jump based on the price of gold due 9/29/14 | 2014-09-29 | 2014-10-21 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | JPM Contingent Autocall Apple Inc 9.50% due 9/29/2017 | 2014-09-26 | 2014-10-21 | Purchase | $1,001 - $15,000 | View ↗ |
| — | JPM Contingent Autocall STX Inc 9.75% due 9/22/2017 | 2014-09-19 | 2014-10-21 | Purchase | $15,001 - $50,000 | View ↗ |
| — | Nike Inc B | 2014-09-18 | 2014-10-21 | Purchase | $1,001 - $15,000 | View ↗ |
| — | JPM Contingent Autocall Applied Materials 10.85% due 6/11/2015 | 2014-09-11 | 2014-10-21 | Sale (Full) | $15,001 - $50,000 | View ↗ |
| — | Powershares NASDAQ Internet | 2014-09-09 | 2014-10-21 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Barclays Contingent Autocall on Bristol Myers 8% due 6/2/2017 | 2014-09-05 | 2014-10-21 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | HSBC Contingent Autocall Anadarko Petroleum 9% due 9/5/2017 | 2014-08-29 | 2014-09-02 | Purchase | $15,001 - $50,000 | View ↗ |
| — | HSBC Contingent Autocall Anadarko Petroleum 9% due 9/5/2017 | 2014-08-29 | 2014-09-02 | Purchase | $1,001 - $15,000 | View ↗ |
| — | FS Investment Corp Note 4% due 7/15/2019 | 2014-08-21 | 2014-09-02 | Purchase | $1,001 - $15,000 | View ↗ |
| — | JPM Contingent Autocall Tesoro Corp 10.75% due 5/21/2015 | 2014-08-21 | 2014-09-02 | Sale (Full) | $15,001 - $50,000 | View ↗ |
| — | JPM Contingent Autocall Tesoro Corp 10.75% due 5/21/2015 | 2014-08-21 | 2014-09-02 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | Citigroup Funding Inc Redemption Link London Gold 3% due 8/11/2014 | 2014-08-11 | 2014-09-02 | Sale (Full) | $15,001 - $50,000 | View ↗ |
| — | JPM Contingent Autocall Prudential Financial 8.15% due 8/11/2017 | 2014-08-08 | 2014-09-02 | Purchase | $1,001 - $15,000 | View ↗ |
| — | MS Contingent Autocall Ford Motor 8.35% due 10/31/2016 | 2014-07-31 | 2014-08-04 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | JPM Contingent Autocall Walgreen 10% due 4/28/2017 | 2014-07-30 | 2014-08-04 | Sale (Full) | $15,001 - $50,000 | View ↗ |
| — | JPM Contingent Autocall Walgreen 10% due 4/28/2017 | 2014-07-30 | 2014-08-04 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | HSBC Contingent Autocall FCX 8.95% due 7/30/2015 | 2014-07-25 | 2014-08-04 | Purchase | $15,001 - $50,000 | View ↗ |
| — | JPM Contingent Autocall Walgreen 9.3% due 7/28/2017 | 2014-07-25 | 2014-08-04 | Purchase | $15,001 - $50,000 | View ↗ |
| — | JPM Contingent Autocall Walgreen 9.3% due 7/28/2017 | 2014-07-25 | 2014-08-04 | Purchase | $1,001 - $15,000 | View ↗ |
| — | MS Fixed Autocall FCX 8.05% due 1/26/2015 | 2014-07-24 | 2014-08-04 | Sale (Full) | $15,001 - $50,000 | View ↗ |
| — | Transalta Renewables Inc | 2014-07-17 | 2014-08-04 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Versen Inc | 2014-07-17 | 2014-08-04 | Purchase | $1,001 - $15,000 | View ↗ |
| LNC | Lincoln National Corporation (NYSE) | 2014-07-17 | 2014-08-04 | Sale (Partial) | $15,001 - $50,000 | View ↗ |
| — | Valero Energy | 2014-07-17 | 2014-08-04 | Purchase | $1,001 - $15,000 | View ↗ |
| — | UBS Contingent Autocall MetLife 8.25% due 6/30/2017 | 2014-06-27 | 2014-07-01 | Purchase | $1,001 - $15,000 | View ↗ |
| — | UBS Contingent Autocall MetLife 8.75% due 3/24/2017 | 2014-06-26 | 2014-07-01 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| NTI | Northern Tier Energy LP (NYSE) | 2014-06-25 | 2014-07-01 | Purchase | $1,001 - $15,000 | View ↗ |
| — | Legacy Reserves LP Units | 2014-06-25 | 2014-07-01 | Sale (Full) | $15,001 - $50,000 | View ↗ |
| — | Apple Inc | 2014-06-23 | 2014-07-01 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| — | SPDR Trust Series 1 | 2014-06-23 | 2014-07-01 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| — | Halliburton | 2014-06-23 | 2014-07-01 | Sale (Partial) | $1,001 - $15,000 | View ↗ |
| — | HSBC Contingent Autocall Transocean 10% due 6/25/2015 | 2014-06-20 | 2014-07-01 | Purchase | $1,001 - $15,000 | View ↗ |
| — | HSBC Contingent Autocall Transocean 10.5% due 3/19/2015 | 2014-06-19 | 2014-07-01 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | HSBC Contingent Autocall Valero Energy 9.3% due 6/18/15 | 2014-06-13 | 2014-07-01 | Purchase | $1,001 - $15,000 | View ↗ |
| — | MS Contingent Autocall Freeport McMoran Copper 10.10% due 12/11/12014 | 2014-06-12 | 2014-07-01 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | Energen Corp Bond 4.625% due 9/1/21 | 2014-06-11 | 2014-07-01 | Purchase | $15,001 - $50,000 | View ↗ |
| — | International Lease Finance Bond 5.75% due 5/15/2016 | 2014-06-11 | 2014-07-01 | Sale (Full) | $15,001 - $50,000 | View ↗ |
| — | JPM Contingent Autocall Applied Materials 10.85% due 6/11/15 | 2014-06-06 | 2014-07-01 | Purchase | $15,001 - $50,000 | View ↗ |
| — | MS Contingent Autocall Cisco Systems 8.3% due 9/5/14 | 2014-06-05 | 2014-07-01 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | Argan Inc | 2014-06-05 | 2014-07-01 | Sale (Full) | $1,001 - $15,000 | View ↗ |
| — | UBS Contingent Autocall Broadcom 9.4% due 3/3/17 | 2014-06-02 | 2014-07-01 | Sale (Full) | $1,001 - $15,000 | View ↗ |