

1,402,106 filings since 2004 · latest accepted Nov 4, 2026, 10:45 AM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Apr 3, 2017 accepted 4:57 PM ET | BTUPEABODY ENERGY CORP | 1.01Material agreement1.02Agreement terminated3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.02Officer / director changeBylaws / fiscal year |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
| DocumentSEC ↗ |
Mar 27, 2017 accepted 11:20 AM ET | CLEVConcrete Leveling Systems Inc | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control | DocumentSEC ↗ |
Mar 23, 2017 accepted 9:28 PM ET | POWWOutdoor Holding Co | 1.01Material agreement2.01Acquisition / disposition5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.06Shell status change | DocumentSEC ↗ |
Mar 17, 2017 accepted 9:59 PM ET | WHWKWhitehawk Therapeutics, Inc. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale4.01Auditor change5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.06Shell status change | DocumentSEC ↗ |
Feb 21, 2017 accepted 9:46 AM ET | KOANResonate Blends, Inc. | 3.02Unregistered equity sale5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Feb 9, 2017 accepted 4:24 PM ET | FGCOFinancial Gravity Companies, Inc. | 8-K/A 2.01Acquisition / disposition3.02Unregistered equity sale4.01Auditor change5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.06Shell status change | DocumentSEC ↗ |
Feb 7, 2017 accepted 5:30 PM ET | DTSTData Storage Corp | 8-K/A 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control | DocumentSEC ↗ |
Feb 6, 2017 accepted 3:30 PM ET | BKTIBK Technologies Corp | 5.01Change in control | DocumentSEC ↗ |
Jan 9, 2017 accepted 8:02 AM ET | SVRASavara Inc | 1.01Material agreement5.01Change in control7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Dec 28, 2016 accepted 8:59 AM ET | EPEMPIRE PETROLEUM CORP | 1.01Material agreement2.03New debt obligation3.02Unregistered equity sale5.01Change in control5.02Officer / director change7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Dec 23, 2016 accepted 3:56 PM ET | PAYDPAID INC | 2.01Acquisition / disposition2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
Dec 21, 2016 accepted 10:29 PM ET | PLUGPLUG POWER INC | 1.01Material agreement3.03Holder rights modified5.01Change in control8.01Other events | DocumentSEC ↗ |
Dec 21, 2016 accepted 8:25 PM ET | SIEBSIEBERT FINANCIAL CORP | 5.01Change in control5.02Officer / director change5.07Shareholder vote | DocumentSEC ↗ |
Dec 13, 2016 accepted 3:18 PM ET | ELAEnvela Corp | 3.02Unregistered equity sale5.01Change in control5.07Shareholder vote8.01Other events | DocumentSEC ↗ |
Dec 1, 2016 accepted 3:27 PM ET | WYGCWenyuan Group Corp. | 8-K/A 3.01Delisting notice5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Nov 30, 2016 accepted 5:37 PM ET | WYGCWenyuan Group Corp. | 3.01Delisting notice5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Nov 29, 2016 accepted 4:06 PM ET | MBOTMicrobot Medical Inc. | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Nov 8, 2016 accepted 5:03 PM ET | INTIInhibitor Therapeutics, Inc. | 5.01Change in control | DocumentSEC ↗ |
Nov 7, 2016 accepted 10:06 AM ET | PAAIParadium.AI, Inc. | 2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control5.02Officer / director change5.06Shell status change | DocumentSEC ↗ |
Nov 4, 2016 accepted 7:37 AM ET | CDIXCardiff Lexington Corp | 5.01Change in control | DocumentSEC ↗ |
Oct 31, 2016 accepted 9:52 AM ET | DTSTData Storage Corp | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control | DocumentSEC ↗ |
Oct 27, 2016 accepted 9:18 PM ET | BCDABioCardia, Inc. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale4.01Auditor change5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.06Shell status change | DocumentSEC ↗ |
Oct 21, 2016 accepted 4:30 PM ET | SLNHSoluna Holdings, Inc | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Oct 13, 2016 accepted 8:02 AM ET | PRPOPrecipio, Inc. | 1.01Material agreement3.02Unregistered equity sale5.01Change in control5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Oct 12, 2016 accepted 9:00 PM ET | FGCOFinancial Gravity Companies, Inc. | 2.01Acquisition / disposition3.02Unregistered equity sale4.01Auditor change5.01Change in control5.02Officer / director change5.06Shell status change | DocumentSEC ↗ |
Oct 11, 2016 accepted 6:28 AM ET | IPMINTELLIGENT PROTECTION MANAGEMENT CORP. | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition2.04Debt acceleration3.02Unregistered equity sale5.01Change in control5.02Officer / director change7.01Reg FD disclosure | DocumentSEC ↗ |
Oct 7, 2016 accepted 4:06 PM ET | SDSANDRIDGE ENERGY INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Oct 3, 2016 accepted 1:52 PM ET | MDEXMadison Technologies Inc. | 5.01Change in control7.01Reg FD disclosure | DocumentSEC ↗ |
Sep 28, 2016 accepted 5:11 PM ET | HOPEHOPE BANCORP INC | 5.01Change in control8.01Other events | DocumentSEC ↗ |
Sep 19, 2016 accepted 1:03 AM ET | CLSKCLEANSPARK, INC. | 8-K/A 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Sep 13, 2016 accepted 4:15 PM ET | RCATRed Cat Holdings, Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Sep 9, 2016 accepted 8:07 PM ET | BATLBATTALION OIL CORP | 1.01Material agreement1.02Agreement terminated1.03Bankruptcy2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Sep 6, 2016 accepted 8:31 AM ET | JCIJohnson Controls International plc | 1.02Agreement terminated2.01Acquisition / disposition2.03New debt obligation3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Aug 29, 2016 accepted 5:54 PM ET | THRCHavana Roasters Coffee Companies, Inc. | 1.01Material agreement5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Aug 8, 2016 accepted 5:20 PM ET | SLDCSolidus Communications, Inc. | 8-K/A 2.01Acquisition / disposition5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Jul 22, 2016 accepted 5:01 PM ET | MDGLMADRIGAL PHARMACEUTICALS, INC. | 2.01Acquisition / disposition3.02Unregistered equity sale3.03Holder rights modified4.01Auditor change5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
Jul 12, 2016 accepted 5:21 PM ET | PTIXProtagenic Therapeutics, Inc.\new | 8-K/A 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jul 7, 2016 accepted 9:28 PM ET | CLSKCLEANSPARK, INC. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale5.01Change in control | DocumentSEC ↗ |
Jul 7, 2016 accepted 5:28 PM ET | TGNTTotaligent, Inc. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale4.01Auditor change5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jul 7, 2016 accepted 5:25 PM ET | OLOXOLENOX INDUSTRIES INC. | 1.01Material agreement1.02Agreement terminated1.03Bankruptcy2.03New debt obligation2.04Debt acceleration3.02Unregistered equity sale3.03Holder rights modified5.01Change in control | DocumentSEC ↗ |
Jun 24, 2016 accepted 9:06 AM ET | UTIUNIVERSAL TECHNICAL INSTITUTE INC | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jun 22, 2016 accepted 12:08 PM ET | ELAEnvela Corp | 1.01Material agreement3.02Unregistered equity sale5.01Change in control | DocumentSEC ↗ |
Jun 17, 2016 accepted 4:27 AM ET | WDLFDecentral Life, Inc. | 2.01Acquisition / disposition3.02Unregistered equity sale4.01Auditor change5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Jun 7, 2016 accepted 4:18 PM ET | WCNWaste Connections, Inc. | 1.01Material agreement2.01Acquisition / disposition2.03New debt obligation3.03Holder rights modified4.01Auditor change5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
May 19, 2016 accepted 9:06 PM ET | CELZCREATIVE MEDICAL TECHNOLOGY HOLDINGS, INC. | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition3.02Unregistered equity sale4.01Auditor change5.01Change in control5.02Officer / director change5.06Shell status change | DocumentSEC ↗ |
May 19, 2016 accepted 5:27 PM ET | CHTRCHARTER COMMUNICATIONS, INC. /MO/ | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
May 11, 2016 accepted 8:55 PM ET | BCDABioCardia, Inc. | 1.01Material agreement1.02Agreement terminated5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
May 10, 2016 accepted 9:05 PM ET | AURXNuo Therapeutics, Inc. | 1.01Material agreement1.02Agreement terminated3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Apr 29, 2016 accepted 4:46 PM ET | WRLDWORLD ACCEPTANCE CORP | 5.01Change in control | DocumentSEC ↗ |
Apr 14, 2016 accepted 7:16 AM ET | MDGLMADRIGAL PHARMACEUTICALS, INC. | 1.01Material agreement3.02Unregistered equity sale5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |