

1,403,364 filings since 2004 · latest accepted Nov 6, 2026, 8:30 AM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Oct 3, 2019 accepted 4:18 PM ET | ITWILLINOIS TOOL WORKS INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Oct 3, 2019 accepted 1:37 PM ET | LSAKLESAKA TECHNOLOGIES INC |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
3.01Delisting notice |
| DocumentSEC ↗ |
Oct 2, 2019 accepted 8:35 PM ET | CREGSmart Powerr Corp. | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Oct 2, 2019 accepted 5:01 PM ET | FCELFUELCELL ENERGY INC | 1.01Material agreement1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Oct 2, 2019 accepted 5:01 PM ET | CCELCRYO CELL INTERNATIONAL INC | 4.01Auditor change | DocumentSEC ↗ |
Oct 2, 2019 accepted 4:56 PM ET | OCSLOaktree Specialty Lending Corp | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Oct 2, 2019 accepted 4:40 PM ET | STRLSTERLING INFRASTRUCTURE, INC. | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Oct 2, 2019 accepted 1:33 PM ET | SCNXScienture Holdings, Inc. | 1.01Material agreement1.02Agreement terminated3.02Unregistered equity sale | DocumentSEC ↗ |
Oct 1, 2019 accepted 8:13 PM ET | FOSLFossil Group, Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Oct 1, 2019 accepted 8:05 PM ET | OCGNOcugen, Inc. | 1.01Material agreement2.01Acquisition / disposition3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Oct 1, 2019 accepted 5:21 PM ET | CRMTAMERICAS CARMART INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation7.01Reg FD disclosure | DocumentSEC ↗ |
Oct 1, 2019 accepted 7:04 AM ET | FFORD MOTOR CO | 2.06Impairment7.01Reg FD disclosure | DocumentSEC ↗ |
Sep 30, 2019 accepted 8:50 PM ET | RIOTRiot Platforms, Inc. | 1.02Agreement terminated | DocumentSEC ↗ |
Sep 30, 2019 accepted 8:37 PM ET | ESEESCO TECHNOLOGIES INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Sep 30, 2019 accepted 5:06 PM ET | IONSIONIS PHARMACEUTICALS INC | 1.02Agreement terminated | DocumentSEC ↗ |
Sep 30, 2019 accepted 10:10 AM ET | SDCHSideChannel, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Sep 27, 2019 accepted 9:03 PM ET | SIGSIGNET JEWELERS LTD | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Sep 27, 2019 accepted 5:11 PM ET | MCKMCKESSON CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Sep 27, 2019 accepted 2:00 PM ET | BKYIBIO KEY INTERNATIONAL INC | 3.01Delisting notice | DocumentSEC ↗ |
Sep 27, 2019 accepted 1:00 PM ET | CLIRClearSign Technologies Corp | 2.06Impairment | DocumentSEC ↗ |
Sep 27, 2019 accepted 9:13 AM ET | THRMGentherm Inc | 2.05Restructuring costs | DocumentSEC ↗ |
Sep 26, 2019 accepted 8:15 PM ET | GEFGREIF, INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation2.04Debt acceleration | DocumentSEC ↗ |
Sep 26, 2019 accepted 5:01 PM ET | CDWCDW Corp | 1.01Material agreement2.03New debt obligation2.04Debt acceleration | DocumentSEC ↗ |
Sep 26, 2019 accepted 4:44 PM ET | FTLFFITLIFE BRANDS, INC. | 1.01Material agreement1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Sep 26, 2019 accepted 11:46 AM ET | NPOEnpro Inc. | 2.05Restructuring costs | DocumentSEC ↗ |
Sep 26, 2019 accepted 1:59 AM ET | BATLBATTALION OIL CORP | 1.03Bankruptcy7.01Reg FD disclosure | DocumentSEC ↗ |
Sep 24, 2019 accepted 8:40 PM ET | COHRCOHERENT CORP. | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition2.03New debt obligation5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Sep 24, 2019 accepted 4:33 PM ET | TAT&T INC. | 1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Sep 24, 2019 accepted 11:19 AM ET | IBKRInteractive Brokers Group, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 23, 2019 accepted 7:00 PM ET | SQFTPresidio Property Trust, Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.03Holder rights modified | DocumentSEC ↗ |
Sep 23, 2019 accepted 5:27 PM ET | IVFINVO Fertility, Inc. | 4.01Auditor change | DocumentSEC ↗ |
Sep 23, 2019 accepted 12:19 PM ET | CVVCVD EQUIPMENT CORP | 4.01Auditor change | DocumentSEC ↗ |
Sep 20, 2019 accepted 5:00 PM ET | GPNGLOBAL PAYMENTS INC | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition2.03New debt obligation5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Sep 19, 2019 accepted 9:00 PM ET | LRMRLarimar Therapeutics, Inc. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 19, 2019 accepted 8:15 PM ET | GUREGULF RESOURCES, INC. | 3.01Delisting notice | DocumentSEC ↗ |
Sep 19, 2019 accepted 4:33 PM ET | GTGOODYEAR TIRE & RUBBER CO /OH/ | 2.05Restructuring costs | DocumentSEC ↗ |
Sep 19, 2019 accepted 3:07 PM ET | BTCSBTCS Inc. | 1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Sep 18, 2019 accepted 4:24 PM ET | WHRWHIRLPOOL CORP /DE/ | 8-K/A 2.05Restructuring costs | DocumentSEC ↗ |
Sep 18, 2019 accepted 9:40 AM ET | DCHDauch Corp | 1.01Material agreement2.06Impairment7.01Reg FD disclosure | DocumentSEC ↗ |
Sep 17, 2019 accepted 8:16 PM ET | RVTYREVVITY, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Sep 17, 2019 accepted 5:08 PM ET | VRTXVERTEX PHARMACEUTICALS INC / MA | 1.01Material agreement1.02Agreement terminated2.03New debt obligation2.04Debt acceleration | DocumentSEC ↗ |
Sep 17, 2019 accepted 5:00 PM ET | INVAInnoviva, Inc. | 1.02Agreement terminated | DocumentSEC ↗ |
Sep 17, 2019 accepted 4:12 PM ET | FTLFFITLIFE BRANDS, INC. | 4.01Auditor change | DocumentSEC ↗ |
Sep 17, 2019 accepted 10:51 PM ET | FSIFLEXIBLE SOLUTIONS INTERNATIONAL INC | 8-K/A 4.01Auditor change | DocumentSEC ↗ |
Sep 16, 2019 accepted 5:12 PM ET | IRWDIRONWOOD PHARMACEUTICALS INC | 1.02Agreement terminated | DocumentSEC ↗ |
Sep 16, 2019 accepted 4:39 PM ET | PRKRPARKERVISION INC | 4.01Auditor change | DocumentSEC ↗ |
Sep 16, 2019 accepted 4:24 PM ET | PGENPRECIGEN, INC. | 4.01Auditor change | DocumentSEC ↗ |
Sep 16, 2019 accepted 4:04 PM ET | HLITHARMONIC INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.02Unregistered equity sale8.01Other events | DocumentSEC ↗ |
Sep 16, 2019 accepted 9:00 AM ET | PPIHPerma-Pipe International Holdings, Inc. | 1.02Agreement terminated3.03Holder rights modified | DocumentSEC ↗ |
Sep 13, 2019 accepted 5:03 PM ET | SWKSTANLEY BLACK & DECKER, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |