

1,403,498 filings since 2004 · latest accepted Nov 6, 2026, 4:47 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Dec 4, 2018 accepted 4:24 PM ET | TEVATEVA PHARMACEUTICAL INDUSTRIES LTD | 3.03Holder rights modified | DocumentSEC ↗ |
Nov 27, 2018 accepted 12:08 PM ET | TNXPTonix Pharmaceuticals Holding Corp. | 3.03Holder rights modifiedBylaws / fiscal year |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
| DocumentSEC ↗ |
Nov 26, 2018 accepted 9:07 AM ET | ARESAres Management Corp | 3.01Delisting notice3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Nov 21, 2018 accepted 9:00 PM ET | SNOASonoma Pharmaceuticals, Inc. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Nov 19, 2018 accepted 11:00 AM ET | IIININSTEEL INDUSTRIES INC | 1.01Material agreement1.02Agreement terminated3.03Holder rights modified | DocumentSEC ↗ |
Nov 16, 2018 accepted 5:17 PM ET | DAKTDAKTRONICS INC /SD/ | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 8, 2018 accepted 11:09 PM ET | CATXPerspective Therapeutics, Inc. | 1.01Material agreement1.02Agreement terminated3.03Holder rights modified | DocumentSEC ↗ |
Nov 7, 2018 accepted 5:14 PM ET | MDXGMIMEDX GROUP, INC. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 6, 2018 accepted 1:41 PM ET | HIGHARTFORD INSURANCE GROUP, INC. | 3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Nov 5, 2018 accepted 4:16 PM ET | HIGHARTFORD INSURANCE GROUP, INC. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Nov 1, 2018 accepted 2:06 AM ET | WDLFDecentral Life, Inc. | 3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Oct 29, 2018 accepted 12:57 PM ET | GEDCTerraVolt Holdings, Inc. | 3.03Holder rights modified4.01Auditor change | DocumentSEC ↗ |
Oct 25, 2018 accepted 12:56 PM ET | CFGCITIZENS FINANCIAL GROUP INC/RI | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Oct 23, 2018 accepted 8:21 PM ET | MITKMITEK SYSTEMS INC | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Oct 23, 2018 accepted 4:12 PM ET | EEFTEURONET WORLDWIDE, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.03Holder rights modified7.01Reg FD disclosure | DocumentSEC ↗ |
Oct 23, 2018 accepted 1:10 PM ET | BYRNByrna Technologies Inc. | 1.01Material agreement2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified | DocumentSEC ↗ |
Oct 19, 2018 accepted 9:01 PM ET | ETEnergy Transfer LP | 1.02Agreement terminated2.01Acquisition / disposition3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Oct 19, 2018 accepted 4:54 PM ET | LXULSB INDUSTRIES, INC. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Oct 15, 2018 accepted 4:44 PM ET | STRRStar Equity Holdings, Inc. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Oct 12, 2018 accepted 10:19 AM ET | MMEXMMEX Resources Corp | 1.01Material agreement2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Oct 11, 2018 accepted 12:19 PM ET | MLKNMILLERKNOLL, INC. | 3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
Oct 5, 2018 accepted 2:03 PM ET | ZVRAZEVRA THERAPEUTICS, INC. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Oct 5, 2018 accepted 12:34 PM ET | BKDBrookdale Senior Living Inc. | 3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
Oct 3, 2018 accepted 4:14 PM ET | WLDNWilldan Group, Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.03Holder rights modified7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Oct 2, 2018 accepted 3:49 PM ET | ZIONZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ | 2.01Acquisition / disposition2.03New debt obligation3.01Delisting notice3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Oct 2, 2018 accepted 2:07 PM ET | FCBCFIRST COMMUNITY BANKSHARES INC /VA/ | 1.01Material agreement2.01Acquisition / disposition3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Oct 1, 2018 accepted 5:05 PM ET | NEONNeonode Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Oct 1, 2018 accepted 7:04 AM ET | CNPCENTERPOINT ENERGY INC | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Sep 28, 2018 accepted 8:30 PM ET | JANLJANEL CORP | 1.01Material agreement3.03Holder rights modified5.02Officer / director change | DocumentSEC ↗ |
Sep 26, 2018 accepted 2:49 PM ET | ASBASSOCIATED BANC-CORP | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Sep 25, 2018 accepted 8:59 PM ET | STTSTATE STREET CORP | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Sep 25, 2018 accepted 5:20 PM ET | CLPTClearPoint Neuro, Inc. | 1.02Agreement terminated3.03Holder rights modified7.01Reg FD disclosure | DocumentSEC ↗ |
Sep 24, 2018 accepted 6:44 AM ET | DLRDIGITAL REALTY TRUST, INC. | 3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Sep 21, 2018 accepted 8:21 PM ET | JPMJPMORGAN CHASE & CO | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Sep 19, 2018 accepted 4:09 PM ET | CIMCHIMERA INVESTMENT CORP | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Sep 17, 2018 accepted 4:06 PM ET | BACBANK OF AMERICA CORP /DE/ | 3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Sep 14, 2018 accepted 8:30 PM ET | GPUSHyperscale Data, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Sep 14, 2018 accepted 4:38 PM ET | MMEXMMEX Resources Corp | 3.03Holder rights modified5.07Shareholder vote | DocumentSEC ↗ |
Sep 14, 2018 accepted 4:16 PM ET | FFORD MOTOR CO | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Sep 13, 2018 accepted 5:01 PM ET | TTITETRA TECHNOLOGIES INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.03Holder rights modified | DocumentSEC ↗ |
Sep 13, 2018 accepted 4:22 PM ET | NWBONORTHWEST BIOTHERAPEUTICS INC | 3.02Unregistered equity sale3.03Holder rights modified | DocumentSEC ↗ |
Sep 12, 2018 accepted 6:03 AM ET | HCMCHealthier Choices Management Corp. | 8-K/A 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Sep 10, 2018 accepted 8:05 PM ET | FABCFabric.AI, Inc. | 8-K/A 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Sep 7, 2018 accepted 9:23 AM ET | NLYANNALY CAPITAL MANAGEMENT INC | 2.01Acquisition / disposition3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Sep 4, 2018 accepted 4:56 PM ET | MBOTMicrobot Medical Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 29, 2018 accepted 5:01 PM ET | FCELFUELCELL ENERGY INC | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Aug 29, 2018 accepted 7:21 PM ET | GEDCTerraVolt Holdings, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Aug 24, 2018 accepted 8:06 PM ET | PLDPrologis, Inc. | 8-K/A 2.01Acquisition / disposition2.03New debt obligation3.03Holder rights modified5.02Officer / director change7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Aug 23, 2018 accepted 4:46 PM ET | CNPCENTERPOINT ENERGY INC | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Aug 22, 2018 accepted 12:21 PM ET | PLDPrologis, Inc. | 2.01Acquisition / disposition2.03New debt obligation3.03Holder rights modified5.02Officer / director change7.01Reg FD disclosure | DocumentSEC ↗ |