

1,403,529 filings since 2004 · latest accepted Nov 6, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
May 12, 2017 accepted 3:21 PM ET | CPWROcean Thermal Energy Corp | 2.01Acquisition / disposition3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.03Bylaws / fiscal year7.01Reg FD disclosure | Document |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
May 12, 2017 accepted 11:01 AM ET | TDWTIDEWATER INC | 1.01Material agreement2.03New debt obligation3.03Holder rights modified5.02Officer / director change7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
May 11, 2017 accepted 9:06 AM ET | OGENORAGENICS INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
May 11, 2017 accepted 2:33 PM ET | KOANResonate Blends, Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
May 9, 2017 accepted 11:12 AM ET | TILEINTERFACE INC | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
May 9, 2017 accepted 9:22 AM ET | GOVXGeoVax Labs, Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified | DocumentSEC ↗ |
May 8, 2017 accepted 8:40 PM ET | PBYIPUMA BIOTECHNOLOGY, INC. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
May 8, 2017 accepted 4:50 PM ET | ALTAltimmune, Inc. | 2.01Acquisition / disposition3.01Delisting notice3.03Holder rights modified4.01Auditor change5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
May 4, 2017 accepted 8:58 PM ET | ACTGACACIA RESEARCH CORP | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
May 3, 2017 accepted 5:24 PM ET | CARAVIS BUDGET GROUP, INC. | 1.01Material agreement1.02Agreement terminated3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
May 3, 2017 accepted 4:24 PM ET | STRLSTERLING INFRASTRUCTURE, INC. | 3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year5.07Shareholder vote8.01Other events | DocumentSEC ↗ |
Apr 27, 2017 accepted 5:25 PM ET | SVRASavara Inc | 2.01Acquisition / disposition2.02Earnings release3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.07Shareholder vote8.01Other events | DocumentSEC ↗ |
Apr 27, 2017 accepted 10:20 AM ET | UFPIUFP INDUSTRIES INC | 3.03Holder rights modified | DocumentSEC ↗ |
Apr 24, 2017 accepted 3:37 PM ET | CLOQCYBERLOQ TECHNOLOGIES, INC. | 3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Apr 24, 2017 accepted 9:53 AM ET | HCIHCI Group, Inc. | 1.01Material agreement1.02Agreement terminated3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Apr 20, 2017 accepted 5:32 PM ET | CETYClean Energy Technologies, Inc. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified | DocumentSEC ↗ |
Apr 20, 2017 accepted 4:29 PM ET | CETYClean Energy Technologies, Inc. | 8-K/A 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified | DocumentSEC ↗ |
Apr 20, 2017 accepted 4:20 PM ET | OKEONEOK INC /NEW/ | 3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Apr 19, 2017 accepted 9:00 AM ET | CAPSCapstone Holding Corp. | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Apr 17, 2017 accepted 8:21 PM ET | NLSTNETLIST INC | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Apr 14, 2017 accepted 9:31 PM ET | FORForestar Group Inc. | 1.01Material agreement3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Apr 11, 2017 accepted 5:09 PM ET | ORLYO REILLY AUTOMOTIVE INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.03Holder rights modified | DocumentSEC ↗ |
Apr 11, 2017 accepted 4:34 PM ET | UBSIUNITED BANKSHARES INC/WV | 3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
Apr 10, 2017 accepted 5:01 PM ET | PIIPolaris Inc. | 3.03Holder rights modified | DocumentSEC ↗ |
Apr 6, 2017 accepted 3:27 PM ET | GPIGROUP 1 AUTOMOTIVE INC | 3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Apr 5, 2017 accepted 4:44 PM ET | JAZZJazz Pharmaceuticals plc | 1.01Material agreement3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Apr 5, 2017 accepted 11:18 AM ET | PLUGPLUG POWER INC | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Apr 4, 2017 accepted 1:51 PM ET | NXHNEIGHBORHOOD INTELLIGENCE, INC. | 1.01Material agreement2.03New debt obligation3.03Holder rights modified | DocumentSEC ↗ |
Apr 4, 2017 accepted 6:01 AM ET | NNBRNN INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.03Holder rights modified7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 3, 2017 accepted 4:57 PM ET | BTUPEABODY ENERGY CORP | 1.01Material agreement1.02Agreement terminated3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Mar 30, 2017 accepted 6:09 AM ET | MXLMAXLINEAR, INC | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Mar 29, 2017 accepted 4:05 PM ET | ATECAlphatec Holdings, Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year5.08Director nominations | DocumentSEC ↗ |
Mar 28, 2017 accepted 10:33 AM ET | UPBDUPBOUND GROUP, INC. | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Mar 27, 2017 accepted 4:17 PM ET | PSIXPOWER SOLUTIONS INTERNATIONAL, INC. | 1.01Material agreement2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Mar 27, 2017 accepted 9:56 AM ET | SLNGStabilis Solutions, Inc. | 2.03New debt obligation3.03Holder rights modified | DocumentSEC ↗ |
Mar 23, 2017 accepted 7:37 AM ET | ARWRARROWHEAD PHARMACEUTICALS, INC. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
Mar 17, 2017 accepted 9:05 PM ET | REPXRiley Exploration Permian, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Mar 17, 2017 accepted 4:37 PM ET | TSLATesla, Inc. | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Mar 17, 2017 accepted 4:02 PM ET | FLGFLAGSTAR BANK, NATIONAL ASSOCIATION | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Mar 17, 2017 accepted 12:52 PM ET | ASTIAscent Solar Technologies, Inc. | 1.01Material agreement2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
Mar 16, 2017 accepted 5:02 PM ET | TNXPTonix Pharmaceuticals Holding Corp. | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Mar 15, 2017 accepted 4:30 PM ET | RJFRAYMOND JAMES FINANCIAL INC | 1.02Agreement terminated3.03Holder rights modified | DocumentSEC ↗ |
Mar 15, 2017 accepted 1:22 PM ET | NSPRInspireMD, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Mar 15, 2017 accepted 9:09 AM ET | CRVOCervoMed Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Mar 15, 2017 accepted 8:46 AM ET | SGISOMNIGROUP INTERNATIONAL INC. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Mar 14, 2017 accepted 4:01 PM ET | BFHBREAD FINANCIAL HOLDINGS, INC. | 1.01Material agreement2.03New debt obligation3.03Holder rights modified | DocumentSEC ↗ |
Mar 14, 2017 accepted 8:32 AM ET | NDLSNOODLES & Co | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified | DocumentSEC ↗ |
Mar 7, 2017 accepted 8:55 PM ET | KAIKADANT INC | 1.01Material agreement2.03New debt obligation3.03Holder rights modified | DocumentSEC ↗ |
Mar 6, 2017 accepted 4:14 PM ET | USBCUSBC, Inc. | 3.03Holder rights modified | DocumentSEC ↗ |
Mar 6, 2017 accepted 8:11 AM ET | NRPNATURAL RESOURCE PARTNERS LP | 1.01Material agreement2.02Earnings release2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |