

1,403,529 filings since 2004 · latest accepted Nov 6, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Dec 12, 2016 accepted 4:32 PM ET | JCIJohnson Controls International plc | 1.01Material agreement3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Dec 12, 2016 accepted 4:29 PM ET | CPWROcean Thermal Energy Corp |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year |
| DocumentSEC ↗ |
Dec 12, 2016 accepted 4:08 PM ET | KEYKEYCORP /NEW/ | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Dec 12, 2016 accepted 2:40 PM ET | NTIPNETWORK-1 TECHNOLOGIES, INC. | 3.03Holder rights modified | DocumentSEC ↗ |
Dec 12, 2016 accepted 7:40 AM ET | PALIPALISADE BIO, INC. | 3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Dec 9, 2016 accepted 4:06 PM ET | BDCBELDEN INC. | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Dec 8, 2016 accepted 5:19 PM ET | SFDSMITHFIELD FOODS INC | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Dec 8, 2016 accepted 5:15 PM ET | STRZSTARZ ENTERTAINMENT CORP /CN/ | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition2.03New debt obligation3.01Delisting notice3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Dec 7, 2016 accepted 4:02 PM ET | ZWSZurn Elkay Water Solutions Corp | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Dec 7, 2016 accepted 12:50 PM ET | CODICompass Diversified Holdings | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Dec 6, 2016 accepted 1:55 PM ET | STLYHG Holdings, Inc. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Nov 30, 2016 accepted 6:01 AM ET | BICXBioCorRx Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Nov 29, 2016 accepted 4:57 PM ET | COFCAPITAL ONE FINANCIAL CORP | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Nov 29, 2016 accepted 4:06 PM ET | MBOTMicrobot Medical Inc. | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
Nov 28, 2016 accepted 5:00 PM ET | XWELXWELL, Inc. | 3.03Holder rights modified5.02Officer / director change5.07Shareholder vote | DocumentSEC ↗ |
Nov 22, 2016 accepted 10:09 PM ET | STTSTATE STREET CORP | 3.03Holder rights modified | DocumentSEC ↗ |
Nov 22, 2016 accepted 9:08 AM ET | LABSTANDARD BIOTOOLS INC. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Nov 21, 2016 accepted 10:16 PM ET | MOSMOSAIC CO | 1.01Material agreement2.03New debt obligation3.03Holder rights modified | DocumentSEC ↗ |
Nov 21, 2016 accepted 9:40 PM ET | PAAPLAINS ALL AMERICAN PIPELINE LP | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Nov 18, 2016 accepted 4:05 PM ET | TOONKartoon Studios, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Nov 16, 2016 accepted 3:45 PM ET | FENCFENNEC PHARMACEUTICALS INC. | 3.03Holder rights modified | DocumentSEC ↗ |
Nov 16, 2016 accepted 8:04 PM ET | KODKEASTMAN KODAK CO | 1.01Material agreement1.02Agreement terminated3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Nov 15, 2016 accepted 5:17 PM ET | GNKGENCO SHIPPING & TRADING LTD | 1.01Material agreement2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Nov 15, 2016 accepted 4:29 PM ET | HTOH2O AMERICA | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Nov 15, 2016 accepted 12:57 AM ET | MTRXMATRIX SERVICE CO | 3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
Nov 14, 2016 accepted 4:34 PM ET | PDMPiedmont Realty Trust, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Nov 10, 2016 accepted 4:31 PM ET | MAAMID AMERICA APARTMENT COMMUNITIES INC. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote8.01Other events | DocumentSEC ↗ |
Nov 10, 2016 accepted 1:39 PM ET | SSDSimpson Manufacturing Co., Inc. | 1.01Material agreement1.02Agreement terminated3.03Holder rights modified | DocumentSEC ↗ |
Nov 10, 2016 accepted 11:02 AM ET | CXWCoreCivic, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Nov 9, 2016 accepted 10:31 PM ET | IESCIES Holdings, Inc. | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Nov 8, 2016 accepted 9:55 PM ET | TOONKartoon Studios, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Nov 7, 2016 accepted 9:06 AM ET | AXSAXIS CAPITAL HOLDINGS LTD | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Nov 4, 2016 accepted 12:10 AM ET | GTEGRAN TIERRA ENERGY INC. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Nov 3, 2016 accepted 8:21 PM ET | SIGSIGNET JEWELERS LTD | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Nov 1, 2016 accepted 9:08 PM ET | DIODDIODES INC /DEL/ | 1.01Material agreement2.03New debt obligation3.03Holder rights modified | DocumentSEC ↗ |
Nov 1, 2016 accepted 8:15 PM ET | PNCPNC FINANCIAL SERVICES GROUP, INC. | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Oct 31, 2016 accepted 4:42 PM ET | SCHWSCHWAB CHARLES CORP | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Oct 31, 2016 accepted 4:32 PM ET | SLSSELLAS Life Sciences Group, Inc. | 3.03Holder rights modified | DocumentSEC ↗ |
Oct 28, 2016 accepted 5:15 PM ET | MTBM&T BANK CORP | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Oct 28, 2016 accepted 4:01 PM ET | BFHBREAD FINANCIAL HOLDINGS, INC. | 1.01Material agreement2.03New debt obligation3.03Holder rights modified | DocumentSEC ↗ |
Oct 27, 2016 accepted 10:50 AM ET | CMCTCreative Media & Community Trust Corp | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Oct 24, 2016 accepted 9:04 PM ET | SJMJ M SMUCKER Co | 3.03Holder rights modified | DocumentSEC ↗ |
Oct 21, 2016 accepted 8:15 PM ET | SNOASonoma Pharmaceuticals, Inc. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Oct 21, 2016 accepted 4:31 PM ET | TRGPTarga Resources Corp. | 3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Oct 21, 2016 accepted 4:30 PM ET | SLNHSoluna Holdings, Inc | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Oct 19, 2016 accepted 4:16 PM ET | GPORGULFPORT ENERGY CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Oct 18, 2016 accepted 8:25 PM ET | AHTASHFORD HOSPITALITY TRUST INC | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Oct 12, 2016 accepted 4:25 PM ET | CIMCHIMERA INVESTMENT CORP | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Oct 11, 2016 accepted 5:29 PM ET | NNNNNN REIT, INC. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Oct 11, 2016 accepted 5:13 PM ET | ASTIAscent Solar Technologies, Inc. | 1.01Material agreement2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |