

1,403,529 filings since 2004 · latest accepted Nov 6, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
May 30, 2013 accepted 4:01 PM ET | NNNNNN REIT, INC. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
May 29, 2013 accepted 4:35 PM ET | BXMTBLACKSTONE MORTGAGE TRUST, INC. | Material agreement |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
| DocumentSEC ↗ |
May 29, 2013 accepted 4:01 PM ET | BACBANK OF AMERICA CORP /DE/ | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
May 29, 2013 accepted 3:58 PM ET | BANFBANCFIRST CORP /OK/ | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
May 29, 2013 accepted 11:21 AM ET | RCMTRCM TECHNOLOGIES, INC. | 1.01Material agreement3.03Holder rights modified7.01Reg FD disclosure | DocumentSEC ↗ |
May 28, 2013 accepted 5:03 PM ET | RNRRENAISSANCERE HOLDINGS LTD | 3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
May 24, 2013 accepted 3:04 PM ET | NRCNRC HEALTH | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
May 24, 2013 accepted 9:57 AM ET | FLSFLOWSERVE CORP | 3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
May 22, 2013 accepted 12:38 PM ET | WYNNWYNN RESORTS LTD | 1.01Material agreement3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
May 21, 2013 accepted 6:13 PM ET | ZIONZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
May 20, 2013 accepted 9:21 PM ET | CXWCoreCivic, Inc. | 3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year5.07Shareholder vote7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
May 20, 2013 accepted 4:52 PM ET | TSLATesla, Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified | DocumentSEC ↗ |
May 20, 2013 accepted 4:25 PM ET | AXSAXIS CAPITAL HOLDINGS LTD | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
May 16, 2013 accepted 4:42 PM ET | BNYBank of New York Mellon Corp | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
May 15, 2013 accepted 9:58 AM ET | GOVXGeoVax Labs, Inc. | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
May 13, 2013 accepted 5:28 PM ET | COHNCohen & Co Inc. | 1.01Material agreement1.02Agreement terminated3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
May 10, 2013 accepted 4:43 PM ET | BAXBAXTER INTERNATIONAL INC | 3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
May 10, 2013 accepted 6:30 PM ET | HCMCHealthier Choices Management Corp. | 3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
May 9, 2013 accepted 2:10 PM ET | ABRARBOR REALTY TRUST INC | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
May 9, 2013 accepted 1:34 PM ET | TTEKTETRA TECH INC | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
May 8, 2013 accepted 4:04 PM ET | QCRHQCR HOLDINGS INC | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
May 8, 2013 accepted 1:45 PM ET | PLUGPLUG POWER INC | 1.01Material agreement3.03Holder rights modified7.01Reg FD disclosure | DocumentSEC ↗ |
May 7, 2013 accepted 7:18 PM ET | PNCPNC FINANCIAL SERVICES GROUP, INC. | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
May 7, 2013 accepted 6:29 PM ET | BABBBAB, INC. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
May 3, 2013 accepted 3:20 PM ET | OSGOCTAVE SPECIALTY GROUP INC | 1.01Material agreement1.02Agreement terminated3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
May 3, 2013 accepted 1:43 PM ET | ZIONZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
May 2, 2013 accepted 12:16 PM ET | AHL-PDASPEN INSURANCE HOLDINGS LTD | 3.03Holder rights modified | DocumentSEC ↗ |
Apr 30, 2013 accepted 5:23 PM ET | SDSANDRIDGE ENERGY INC | 1.01Material agreement1.02Agreement terminated3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Apr 26, 2013 accepted 8:57 PM ET | FWDIForward Industries, Inc. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Apr 25, 2013 accepted 4:58 PM ET | SYBTStock Yards Bancorp, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Apr 25, 2013 accepted 4:41 PM ET | GSGOLDMAN SACHS GROUP INC | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Apr 23, 2013 accepted 3:56 PM ET | JPMJPMORGAN CHASE & CO | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Apr 22, 2013 accepted 4:10 PM ET | MTBM&T BANK CORP | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Apr 16, 2013 accepted 11:53 AM ET | DXDYNEX CAPITAL INC | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Apr 15, 2013 accepted 5:51 PM ET | MFAMFA FINANCIAL, INC. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Apr 12, 2013 accepted 5:01 PM ET | DLRDIGITAL REALTY TRUST, INC. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Apr 11, 2013 accepted 12:29 PM ET | OTLCOncotelic Therapeutics, Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Apr 9, 2013 accepted 9:30 AM ET | SITCSITE Centers Corp. | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Apr 1, 2013 accepted 8:28 AM ET | GNWGENWORTH FINANCIAL INC | 1.01Material agreement2.03New debt obligation3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Mar 29, 2013 accepted 5:02 PM ET | OMEROMEROS CORP | 3.03Holder rights modified | DocumentSEC ↗ |
Mar 29, 2013 accepted 4:03 PM ET | EEFTEURONET WORLDWIDE, INC. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Mar 28, 2013 accepted 3:03 PM ET | TCBITEXAS CAPITAL BANCSHARES INC/TX | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Mar 28, 2013 accepted 8:00 AM ET | ILMNILLUMINA, INC. | 1.01Material agreement1.02Agreement terminated3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Mar 27, 2013 accepted 8:16 PM ET | CMCSACOMCAST CORP | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Mar 25, 2013 accepted 4:56 PM ET | PRTSCarParts.com, Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Mar 22, 2013 accepted 7:18 PM ET | BXPBXP, Inc. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Mar 20, 2013 accepted 4:33 PM ET | TRMBTRIMBLE INC. | 3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Mar 20, 2013 accepted 3:33 PM ET | STGWStagwell Inc | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Mar 20, 2013 accepted 12:12 AM ET | CORCencora, Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified7.01Reg FD disclosure | DocumentSEC ↗ |
Mar 18, 2013 accepted 5:17 PM ET | MTZMASTEC INC | 1.01Material agreement2.03New debt obligation3.03Holder rights modified | DocumentSEC ↗ |