

1,402,507 filings since 2004 · latest accepted Nov 4, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
May 12, 2016 accepted 3:27 PM ET | WDCWESTERN DIGITAL CORP | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition2.03New debt obligation5.02Officer / director change7.01Reg FD disclosureOther events |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
| DocumentSEC ↗ |
May 11, 2016 accepted 8:55 PM ET | BCDABioCardia, Inc. | 1.01Material agreement1.02Agreement terminated5.01Change in control5.02Officer / director change | DocumentSEC ↗ |
May 10, 2016 accepted 9:05 PM ET | AURXNuo Therapeutics, Inc. | 1.01Material agreement1.02Agreement terminated3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
May 9, 2016 accepted 4:47 PM ET | CEPLCapstone Energy Plus, Inc. | 1.01Material agreement1.02Agreement terminated3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
May 6, 2016 accepted 4:23 PM ET | SHENSHENANDOAH TELECOMMUNICATIONS CO/VA/ | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition2.03New debt obligation | DocumentSEC ↗ |
May 6, 2016 accepted 12:07 PM ET | DLHCDLH Holdings Corp. | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition2.03New debt obligation3.02Unregistered equity sale | DocumentSEC ↗ |
May 5, 2016 accepted 5:11 PM ET | COKECoca-Cola Consolidated, Inc. | 1.01Material agreement1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
May 4, 2016 accepted 9:28 PM ET | EBFENNIS, INC. | 1.01Material agreement1.02Agreement terminated2.02Earnings release | DocumentSEC ↗ |
May 4, 2016 accepted 2:37 PM ET | HALHALLIBURTON CO | 1.01Material agreement1.02Agreement terminated2.04Debt acceleration | DocumentSEC ↗ |
May 3, 2016 accepted 1:00 PM ET | OCCOPTICAL CABLE CORP | 8-K/A 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
May 2, 2016 accepted 5:07 PM ET | OCCOPTICAL CABLE CORP | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
May 2, 2016 accepted 8:57 AM ET | DDD3D SYSTEMS CORP | 1.02Agreement terminated | DocumentSEC ↗ |
Apr 29, 2016 accepted 4:30 PM ET | HONHONEYWELL INTERNATIONAL INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Apr 29, 2016 accepted 4:07 PM ET | GNWGENWORTH FINANCIAL INC | 1.02Agreement terminated | DocumentSEC ↗ |
Apr 29, 2016 accepted 3:06 PM ET | CPTPCAPITAL PROPERTIES INC /RI/ | 1.02Agreement terminated5.07Shareholder vote | DocumentSEC ↗ |
Apr 26, 2016 accepted 8:22 PM ET | MUMICRON TECHNOLOGY INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Apr 26, 2016 accepted 8:21 AM ET | TWINTWIN DISC INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Apr 25, 2016 accepted 9:22 PM ET | RLGTRADIANT LOGISTICS, INC | 1.02Agreement terminated | DocumentSEC ↗ |
Apr 25, 2016 accepted 9:00 PM ET | IHTINNSUITES HOSPITALITY TRUST | 1.02Agreement terminated | DocumentSEC ↗ |
Apr 22, 2016 accepted 7:01 PM ET | DBCInvesco DB Commodity Index Tracking Fund | 1.02Agreement terminated | DocumentSEC ↗ |
Apr 22, 2016 accepted 6:52 PM ET | UUPInvesco DB US Dollar Index Bullish Fund | 1.02Agreement terminated | DocumentSEC ↗ |
Apr 22, 2016 accepted 6:48 PM ET | DBPInvesco DB Precious Metals Fund | 1.02Agreement terminated | DocumentSEC ↗ |
Apr 22, 2016 accepted 5:24 PM ET | MDGLMADRIGAL PHARMACEUTICALS, INC. | 1.02Agreement terminated | DocumentSEC ↗ |
Apr 18, 2016 accepted 4:11 PM ET | BICXBioCorRx Inc. | 1.02Agreement terminated | DocumentSEC ↗ |
Apr 14, 2016 accepted 4:15 PM ET | ARMPArmata Pharmaceuticals, Inc. | 1.02Agreement terminated | DocumentSEC ↗ |
Apr 13, 2016 accepted 9:26 PM ET | INSGINSEEGO CORP. | 1.01Material agreement1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Apr 13, 2016 accepted 6:07 AM ET | BTUPEABODY ENERGY CORP | 1.01Material agreement1.02Agreement terminated1.03Bankruptcy2.04Debt acceleration7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 12, 2016 accepted 9:17 PM ET | CATXPerspective Therapeutics, Inc. | 1.02Agreement terminated | DocumentSEC ↗ |
Apr 11, 2016 accepted 11:17 AM ET | MZTIMARZETTI CO | 1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Apr 11, 2016 accepted 5:31 PM ET | WWRWESTWATER RESOURCES, INC. | 1.01Material agreement1.02Agreement terminated3.01Delisting notice8.01Other events | DocumentSEC ↗ |
Apr 8, 2016 accepted 3:35 PM ET | AINALBANY INTERNATIONAL CORP /DE/ | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Apr 7, 2016 accepted 4:31 PM ET | CVICVR ENERGY INC | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition2.03New debt obligation | DocumentSEC ↗ |
Apr 7, 2016 accepted 4:30 PM ET | UANCVR PARTNERS, LP | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition2.03New debt obligation5.02Officer / director change | DocumentSEC ↗ |
Apr 6, 2016 accepted 1:07 PM ET | PFEPFIZER INC | 1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Apr 4, 2016 accepted 8:05 PM ET | LFVNLifevantage Corp | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Apr 4, 2016 accepted 4:45 PM ET | AWIARMSTRONG WORLD INDUSTRIES INC | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition2.03New debt obligation5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Apr 4, 2016 accepted 12:10 PM ET | CYANCYANOTECH CORP | 1.01Material agreement1.02Agreement terminated5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Apr 1, 2016 accepted 9:01 PM ET | SYYSYSCO CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Apr 1, 2016 accepted 5:00 PM ET | EXCEXELON CORP | 1.02Agreement terminated | DocumentSEC ↗ |
Apr 1, 2016 accepted 4:10 PM ET | LXRXLEXICON PHARMACEUTICALS, INC. | 1.02Agreement terminated | DocumentSEC ↗ |
Mar 31, 2016 accepted 6:31 AM ET | MNOVMEDICINOVA INC | 1.01Material agreement1.02Agreement terminated5.02Officer / director change | DocumentSEC ↗ |
Mar 25, 2016 accepted 12:55 PM ET | CASKMGP INGREDIENTS INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.03Holder rights modified | DocumentSEC ↗ |
Mar 24, 2016 accepted 9:10 AM ET | CNCCENTENE CORP | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition2.03New debt obligation5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Mar 23, 2016 accepted 11:49 AM ET | STGWStagwell Inc | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Mar 18, 2016 accepted 9:18 PM ET | BALLBALL Corp | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |
Mar 18, 2016 accepted 6:53 PM ET | CREGSmart Powerr Corp. | 1.01Material agreement1.02Agreement terminated | DocumentSEC ↗ |
Mar 14, 2016 accepted 9:01 PM ET | RIOTRiot Platforms, Inc. | 1.02Agreement terminated8.01Other events | DocumentSEC ↗ |
Mar 14, 2016 accepted 7:44 AM ET | LQMTLIQUIDMETAL TECHNOLOGIES INC | 1.01Material agreement1.02Agreement terminated3.02Unregistered equity sale5.02Officer / director change7.01Reg FD disclosure | DocumentSEC ↗ |
Mar 10, 2016 accepted 4:19 PM ET | SGISOMNIGROUP INTERNATIONAL INC. | 1.01Material agreement1.02Agreement terminated5.02Officer / director change | DocumentSEC ↗ |
Mar 10, 2016 accepted 2:53 PM ET | LFUSLITTELFUSE INC /DE | 1.01Material agreement1.02Agreement terminated2.03New debt obligation | DocumentSEC ↗ |