

1,403,364 filings since 2004 · latest accepted Nov 6, 2026, 8:30 AM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Jun 16, 2021 accepted 5:02 PM ET | LEUCENTRUS ENERGY CORP | 1.01Material agreement3.03Holder rights modified5.07Shareholder vote | DocumentSEC ↗ |
Jun 15, 2021 accepted 9:01 PM ET | ETEnergy Transfer LP |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
3.03Holder rights modified5.03Bylaws / fiscal year |
| DocumentSEC ↗ |
Jun 15, 2021 accepted 5:11 PM ET | HINDVyome Holdings, Inc | 2.01Acquisition / disposition3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jun 15, 2021 accepted 4:06 PM ET | BOHBANK OF HAWAII CORP | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jun 11, 2021 accepted 4:43 PM ET | CFGCITIZENS FINANCIAL GROUP INC/RI | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jun 10, 2021 accepted 4:16 PM ET | COFCAPITAL ONE FINANCIAL CORP | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jun 9, 2021 accepted 4:11 PM ET | PSAPublic Storage | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jun 9, 2021 accepted 4:06 PM ET | PTCTPTC THERAPEUTICS, INC. | 3.03Holder rights modified5.02Officer / director change5.07Shareholder vote | DocumentSEC ↗ |
Jun 9, 2021 accepted 8:11 AM ET | HBANHUNTINGTON BANCSHARES INC /MD/ | 2.01Acquisition / disposition2.03New debt obligation3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jun 8, 2021 accepted 4:54 PM ET | BYDBOYD GAMING CORP | 1.01Material agreement2.03New debt obligation3.03Holder rights modified | DocumentSEC ↗ |
Jun 8, 2021 accepted 4:05 PM ET | VISKViskase Holdings, Inc. | 1.01Material agreement3.03Holder rights modified5.07Shareholder vote | DocumentSEC ↗ |
Jun 2, 2021 accepted 5:14 PM ET | ZIVOZivo Bioscience, Inc. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jun 2, 2021 accepted 4:36 PM ET | ALLYAlly Financial Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jun 2, 2021 accepted 4:21 PM ET | ABRARBOR REALTY TRUST INC | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jun 2, 2021 accepted 4:05 PM ET | CRISCURIS INC | 3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
May 26, 2021 accepted 4:34 PM ET | PSECPROSPECT CAPITAL CORP | 3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
May 26, 2021 accepted 4:28 PM ET | NSPINSPERITY, INC. | 3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
May 25, 2021 accepted 5:23 PM ET | UGIUGI CORP /PA/ | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
May 25, 2021 accepted 1:14 AM ET | ACTGACACIA RESEARCH CORP | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
May 24, 2021 accepted 9:02 PM ET | IESCIES Holdings, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
May 24, 2021 accepted 8:24 PM ET | SPHSUBURBAN PROPANE PARTNERS LP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
May 24, 2021 accepted 4:31 PM ET | SHOSunstone Hotel Investors, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
May 21, 2021 accepted 4:54 PM ET | ACRACRES Commercial Realty Corp. | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
May 21, 2021 accepted 4:01 PM ET | TCRTAlaunos Therapeutics, Inc. | 3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year5.07Shareholder vote7.01Reg FD disclosure | DocumentSEC ↗ |
May 21, 2021 accepted 2:20 PM ET | POWWOutdoor Holding Co | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
May 20, 2021 accepted 8:10 PM ET | JPMJPMORGAN CHASE & CO | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
May 20, 2021 accepted 6:15 AM ET | NSPRInspireMD, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
May 19, 2021 accepted 6:20 AM ET | STXSeagate Technology Holdings plc | 1.01Material agreement2.03New debt obligation3.01Delisting notice3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
May 18, 2021 accepted 5:01 PM ET | BOXBOX INC | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
May 18, 2021 accepted 4:22 PM ET | FLRFLUOR CORP | 3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
May 18, 2021 accepted 4:01 PM ET | EXTREXTREME NETWORKS INC | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
May 17, 2021 accepted 4:42 PM ET | GPORGULFPORT ENERGY CORP | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
May 13, 2021 accepted 5:16 PM ET | DTSTData Storage Corp | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
May 12, 2021 accepted 8:36 PM ET | JPMJPMORGAN CHASE & CO | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
May 10, 2021 accepted 4:18 PM ET | USBCUSBC, Inc. | 8-K/A 3.02Unregistered equity sale3.03Holder rights modified | DocumentSEC ↗ |
May 5, 2021 accepted 5:25 PM ET | CFCF Industries Holdings, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
May 5, 2021 accepted 4:05 PM ET | HROWHARROW, INC. | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
May 4, 2021 accepted 4:17 PM ET | USBCUSBC, Inc. | 8-K/A 3.02Unregistered equity sale3.03Holder rights modified | DocumentSEC ↗ |
May 4, 2021 accepted 4:15 PM ET | COFCAPITAL ONE FINANCIAL CORP | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
May 4, 2021 accepted 4:01 PM ET | USLMUNITED STATES LIME & MINERALS INC | 3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
May 4, 2021 accepted 2:58 PM ET | RFREGIONS FINANCIAL CORP | 3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
May 4, 2021 accepted 8:05 AM ET | PAAIParadium.AI, Inc. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
May 3, 2021 accepted 5:00 PM ET | MBOTMicrobot Medical Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
May 3, 2021 accepted 4:21 PM ET | FHNFIRST HORIZON CORP | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
May 3, 2021 accepted 4:08 PM ET | LXRXLEXICON PHARMACEUTICALS, INC. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
May 3, 2021 accepted 6:52 AM ET | WHGWESTWOOD HOLDINGS GROUP INC | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
May 3, 2021 accepted 1:05 AM ET | EHTHeHealth, Inc. | 3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Apr 30, 2021 accepted 3:55 PM ET | VALValaris Ltd | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Apr 28, 2021 accepted 4:31 PM ET | SHOSunstone Hotel Investors, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Apr 27, 2021 accepted 5:24 PM ET | PALIPALISADE BIO, INC. | 1.01Material agreement2.01Acquisition / disposition3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |