

1,403,529 filings since 2004 · latest accepted Nov 6, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Aug 2, 2017 accepted 6:05 AM ET | LABSTANDARD BIOTOOLS INC. | 3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
Aug 2, 2017 |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
PSAPublic Storage |
1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year |
| DocumentSEC ↗ |
Aug 1, 2017 accepted 4:24 PM ET | VLYVALLEY NATIONAL BANCORP | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jul 31, 2017 accepted 4:16 PM ET | NLYANNALY CAPITAL MANAGEMENT INC | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jul 28, 2017 accepted 6:00 PM ET | TRAKReposiTrak, Inc. | 3.03Holder rights modified | DocumentSEC ↗ |
Jul 28, 2017 accepted 5:04 PM ET | ARLPALLIANCE RESOURCE PARTNERS LP | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure8.01Other events | DocumentSEC ↗ |
Jul 28, 2017 accepted 4:12 PM ET | HOVHOVNANIAN ENTERPRISES INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Jul 26, 2017 accepted 4:55 PM ET | CCICROWN CASTLE INC. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jul 26, 2017 accepted 12:58 PM ET | UMHUMH PROPERTIES, INC. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Jul 25, 2017 accepted 4:28 PM ET | CFCF Industries Holdings, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Jul 25, 2017 accepted 3:44 PM ET | ASTCASTROTECH Corp | 3.03Holder rights modified | DocumentSEC ↗ |
Jul 21, 2017 accepted 5:30 PM ET | BGMSBio Green Med Solution, Inc. | 1.01Material agreement3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Jul 21, 2017 accepted 11:30 AM ET | PLUGPLUG POWER INC | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Jul 20, 2017 accepted 8:35 AM ET | DAREDare Bioscience, Inc. | 1.02Agreement terminated2.01Acquisition / disposition3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
Jul 19, 2017 accepted 5:02 PM ET | MHHMastech Digital, Inc. | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Jul 17, 2017 accepted 8:01 AM ET | CAPSCapstone Holding Corp. | 2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change7.01Reg FD disclosure | DocumentSEC ↗ |
Jul 13, 2017 accepted 9:35 PM ET | MHHMastech Digital, Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified | DocumentSEC ↗ |
Jul 7, 2017 accepted 8:00 AM ET | BMRCBank of Marin Bancorp | 1.01Material agreement3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Jul 6, 2017 accepted 8:30 PM ET | CVMCEL SCI CORP | 3.03Holder rights modified | DocumentSEC ↗ |
Jun 30, 2017 accepted 9:36 AM ET | PRPOPrecipio, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Jun 29, 2017 accepted 9:07 AM ET | FORForestar Group Inc. | 1.01Material agreement1.02Agreement terminated3.03Holder rights modified5.02Officer / director change8.01Other events | DocumentSEC ↗ |
Jun 28, 2017 accepted 8:02 PM ET | CODICompass Diversified Holdings | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jun 26, 2017 accepted 9:23 AM ET | IMNNImunon, Inc. | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Jun 23, 2017 accepted 4:20 PM ET | OPYOPPENHEIMER HOLDINGS INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.03Holder rights modified | DocumentSEC ↗ |
Jun 23, 2017 accepted 9:00 AM ET | IMNNImunon, Inc. | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Jun 19, 2017 accepted 9:23 PM ET | LNWOLight & Wonder, Inc. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jun 19, 2017 accepted 7:00 AM ET | XXII22nd Century Group, Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified | DocumentSEC ↗ |
Jun 13, 2017 accepted 10:37 PM ET | CVMCEL SCI CORP | 3.03Holder rights modified5.07Shareholder vote | DocumentSEC ↗ |
Jun 12, 2017 accepted 8:39 PM ET | STTSTATE STREET CORP | 3.03Holder rights modified | DocumentSEC ↗ |
Jun 9, 2017 accepted 8:36 AM ET | IMNNImunon, Inc. | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Jun 7, 2017 accepted 8:23 PM ET | CVMCEL SCI CORP | 3.03Holder rights modified | DocumentSEC ↗ |
Jun 7, 2017 accepted 4:27 PM ET | WTFCWINTRUST FINANCIAL CORP | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jun 7, 2017 accepted 4:05 PM ET | IMMRIMMERSION CORP | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
Jun 5, 2017 accepted 4:52 PM ET | EXTREXTREME NETWORKS INC | 3.03Holder rights modified | DocumentSEC ↗ |
Jun 5, 2017 accepted 4:01 PM ET | SITCSITE Centers Corp. | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jun 5, 2017 accepted 12:59 PM ET | UMHUMH PROPERTIES, INC. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Jun 2, 2017 accepted 8:20 PM ET | WSMWILLIAMS SONOMA INC | 3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
Jun 2, 2017 accepted 5:28 PM ET | IOVAIOVANCE BIOTHERAPEUTICS, INC. | 3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
May 31, 2017 accepted 5:54 PM ET | FCFSFirstCash Holdings, Inc. | 1.01Material agreement2.03New debt obligation3.03Holder rights modified7.01Reg FD disclosure | DocumentSEC ↗ |
May 26, 2017 accepted 4:09 PM ET | IMNNImunon, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
May 25, 2017 accepted 4:27 PM ET | PRPOPrecipio, Inc. | 3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
May 25, 2017 accepted 11:01 AM ET | FORRFORRESTER RESEARCH, INC. | 3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
May 24, 2017 accepted 8:11 PM ET | PSAPublic Storage | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
May 24, 2017 accepted 5:06 PM ET | FLSFLOWSERVE CORP | 3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
May 24, 2017 accepted 4:06 PM ET | APPSDigital Turbine, Inc. | 1.01Material agreement2.02Earnings release2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified | DocumentSEC ↗ |
May 22, 2017 accepted 8:58 PM ET | BABBBAB, INC. | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
May 18, 2017 accepted 8:05 PM ET | SODISOLITRON DEVICES INC | 1.01Material agreement1.02Agreement terminated3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
May 17, 2017 accepted 5:28 PM ET | SWKSTANLEY BLACK & DECKER, INC. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
May 16, 2017 accepted 5:19 PM ET | BDXBECTON DICKINSON & CO | 1.01Material agreement2.03New debt obligation3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
May 15, 2017 accepted 4:23 PM ET | ELDNEledon Pharmaceuticals, Inc. | 1.01Material agreement2.01Acquisition / disposition3.02Unregistered equity sale3.03Holder rights modified4.01Auditor change5.02Officer / director change5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |