

1,403,529 filings since 2004 · latest accepted Nov 6, 2026, 5:30 PM ET
Priority items usually mark a change in credit, accounting integrity, control or listing status: 1.02 Agreement terminated, 1.03 Bankruptcy, 1.05 Cybersecurity incident, 2.04 Debt acceleration, 2.05 Restructuring costs, 2.06 Impairment, 3.01 Delisting notice, 4.01 Auditor change, 4.02 Non-reliance (restatement), 5.01 Change in control.
| Filed | Company | Items | Filing |
|---|---|---|---|
Aug 23, 2016 accepted 10:26 AM ET | SLSSELLAS Life Sciences Group, Inc. | 1.01Material agreement2.03New debt obligation3.03Holder rights modified | DocumentSEC ↗ |
Aug 23, 2016 accepted 9:27 AM ET |
Source: SEC EDGAR. Same-day filings appear within minutes and are re-checked against SEC's nightly index. Tickers are current listings, so a company's older filings show its ticker today.
1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified |
| DocumentSEC ↗ |
Aug 22, 2016 accepted 5:13 PM ET | AIRIAIR INDUSTRIES GROUP | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified | DocumentSEC ↗ |
Aug 22, 2016 accepted 4:28 PM ET | CETXCEMTREX INC | 8-K/A 3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote8.01Other events | DocumentSEC ↗ |
Aug 19, 2016 accepted 5:19 PM ET | ACICAMERICAN COASTAL INSURANCE Corp | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change | DocumentSEC ↗ |
Aug 19, 2016 accepted 4:05 PM ET | CRVOCervoMed Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Aug 18, 2016 accepted 4:30 PM ET | CNETZW Data Action Technologies Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Aug 18, 2016 accepted 4:10 PM ET | HBANHUNTINGTON BANCSHARES INC /MD/ | 2.01Acquisition / disposition2.03New debt obligation3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Aug 18, 2016 accepted 10:09 AM ET | RNGERANGE IMPACT, INC. | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Aug 17, 2016 accepted 9:19 PM ET | SMSISMITH MICRO SOFTWARE, INC. | 3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
Aug 12, 2016 accepted 4:40 PM ET | OPCHOption Care Health, Inc. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Aug 9, 2016 accepted 7:54 AM ET | BF.BBROWN FORMAN CORP | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Aug 8, 2016 accepted 8:08 PM ET | AHTASHFORD HOSPITALITY TRUST INC | 3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 8, 2016 accepted 3:52 PM ET | ASTCASTROTECH Corp | 3.03Holder rights modified | DocumentSEC ↗ |
Aug 8, 2016 accepted 2:52 PM ET | NTRSNORTHERN TRUST CORP | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Aug 3, 2016 accepted 10:34 AM ET | LTBRLIGHTBRIDGE Corp | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year7.01Reg FD disclosure | DocumentSEC ↗ |
Aug 3, 2016 accepted 8:37 AM ET | COHNCohen & Co Inc. | 1.01Material agreement3.03Holder rights modified8.01Other events | DocumentSEC ↗ |
Aug 2, 2016 accepted 9:43 PM ET | THRCHavana Roasters Coffee Companies, Inc. | 1.01Material agreement1.02Agreement terminated3.03Holder rights modified5.02Officer / director change | DocumentSEC ↗ |
Aug 1, 2016 accepted 5:01 PM ET | QXOQXO, Inc. | 1.01Material agreement2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified | DocumentSEC ↗ |
Aug 1, 2016 accepted 4:45 PM ET | PESIPERMA FIX ENVIRONMENTAL SERVICES INC | 3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
Aug 1, 2016 accepted 4:15 PM ET | BNYBank of New York Mellon Corp | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Aug 1, 2016 accepted 8:06 AM ET | KEYKEYCORP /NEW/ | 2.01Acquisition / disposition3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jul 29, 2016 accepted 4:05 PM ET | COFCAPITAL ONE FINANCIAL CORP | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jul 27, 2016 accepted 4:30 PM ET | GSGOLDMAN SACHS GROUP INC | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jul 27, 2016 accepted 12:44 PM ET | LSTALISATA THERAPEUTICS, INC. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jul 26, 2016 accepted 4:47 PM ET | CLPTClearPoint Neuro, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jul 26, 2016 accepted 10:15 AM ET | BDCBELDEN INC. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jul 22, 2016 accepted 9:16 PM ET | MUMICRON TECHNOLOGY INC | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Jul 22, 2016 accepted 8:43 PM ET | TMGITransglobal Management Group, Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
Jul 22, 2016 accepted 5:01 PM ET | MDGLMADRIGAL PHARMACEUTICALS, INC. | 2.01Acquisition / disposition3.02Unregistered equity sale3.03Holder rights modified4.01Auditor change5.01Change in control5.02Officer / director change5.03Bylaws / fiscal year5.07Shareholder vote | DocumentSEC ↗ |
Jul 22, 2016 accepted 6:17 PM ET | CRKCOMSTOCK RESOURCES INC | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jul 15, 2016 accepted 5:02 PM ET | ABRARBOR REALTY TRUST INC | 1.01Material agreement2.01Acquisition / disposition2.03New debt obligation3.02Unregistered equity sale3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jul 14, 2016 accepted 8:26 PM ET | PSAPublic Storage | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jul 14, 2016 accepted 4:20 PM ET | DAIODATA I/O CORP | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Jul 12, 2016 accepted 8:31 PM ET | AHTASHFORD HOSPITALITY TRUST INC | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jul 12, 2016 accepted 5:28 PM ET | NLYANNALY CAPITAL MANAGEMENT INC | 2.01Acquisition / disposition3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jul 12, 2016 accepted 6:01 AM ET | PTENPATTERSON UTI ENERGY INC | 1.01Material agreement1.02Agreement terminated2.03New debt obligation3.03Holder rights modified | DocumentSEC ↗ |
Jul 7, 2016 accepted 5:25 PM ET | OLOXOLENOX INDUSTRIES INC. | 1.01Material agreement1.02Agreement terminated1.03Bankruptcy2.03New debt obligation2.04Debt acceleration3.02Unregistered equity sale3.03Holder rights modified5.01Change in control | DocumentSEC ↗ |
Jul 7, 2016 accepted 4:40 PM ET | GNKGENCO SHIPPING & TRADING LTD | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jul 6, 2016 accepted 5:17 PM ET | HRIHERC HOLDINGS INC | 1.01Material agreement1.02Agreement terminated2.01Acquisition / disposition2.03New debt obligation3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jul 1, 2016 accepted 4:05 PM ET | CLPTClearPoint Neuro, Inc. | 3.03Holder rights modified5.07Shareholder vote | DocumentSEC ↗ |
Jun 30, 2016 accepted 5:20 PM ET | UTIUNIVERSAL TECHNICAL INSTITUTE INC | 1.01Material agreement3.03Holder rights modified5.02Officer / director change5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jun 24, 2016 accepted 9:06 AM ET | UTIUNIVERSAL TECHNICAL INSTITUTE INC | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified5.01Change in control5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jun 23, 2016 accepted 5:01 PM ET | BAXBAXTER INTERNATIONAL INC | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jun 22, 2016 accepted 9:01 AM ET | BMRCBank of Marin Bancorp | 1.01Material agreement3.03Holder rights modified | DocumentSEC ↗ |
Jun 20, 2016 accepted 4:35 PM ET | KKRKKR & Co. Inc. | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jun 13, 2016 accepted 4:45 PM ET | BXCBlueLinx Holdings Inc. | 3.03Holder rights modified5.03Bylaws / fiscal year8.01Other events | DocumentSEC ↗ |
Jun 10, 2016 accepted 2:22 PM ET | MINDMIND TECHNOLOGY, INC | 3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |
Jun 10, 2016 accepted 1:30 PM ET | BTCSBTCS Inc. | 1.01Material agreement3.02Unregistered equity sale3.03Holder rights modified | DocumentSEC ↗ |
Jun 9, 2016 accepted 8:37 PM ET | ARESAres Management Corp | 1.01Material agreement3.03Holder rights modified5.03Bylaws / fiscal year | DocumentSEC ↗ |